WAVELENGTH CAPITAL MANAGEMENT, LLC
Adviser information for WAVELENGTH CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $83.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $83.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $83.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
21 BRIDGE SQUAREWESTPORT
CT
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 203-244-7580, Fax: None
Chief Compliance Officer
JENNIFER JIAN
COO
21 BRIDGE SQUARE
WESTPORT
CT
United States
Tel:
203-244-7580
J************@********************M
(Full email address available in API data)
Regulatory Contact
MARK LANDIS
FOUNDER
21 BRIDGE SQUARE
WESTPORT
CT
United States
Tel:
917-678-8840
M**********@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DASSORI, ANDREW, GEORGE | Individual | – | MANAGING MEMBER | 03/2013 | 25-50% |
| LANDIS, MARK, BENNETT | Individual | – | FOUNDER | 01/2015 | 25-50% |
| F/M MANAGERS GROUP, LLC | Domestic Entity | – | MEMBER | 10/2021 | 10-25% |
| F/M MANAGERS GROUP PAYCO, LLC | Domestic Entity | F/M MANAGERS GROUP, LLC | MEMBER | 10/2018 | > 75% |
| 1251 FINANCING COMPANY, LLC | Domestic Entity | F/M MANAGERS GROUP PAYCO, LLC | MEMBER | 10/2018 | > 75% |
| 1251 CAPITAL GROUP, INC | Domestic Entity | 1251 FINANCING COMPANY, LLC | MANAGING MEMBER | 10/2018 | > 75% |
| 1251 CAPITAL GROUP HOLDINGS, LLC | Domestic Entity | 1251 CAPITAL GROUP, INC | SHAREHOLDER | 10/2018 | |
| HAILER, JOHN, THOMAS | Individual | 1251 CAPITAL GROUP HOLDINGS, LLC | MEMBER/MANAGER | 01/2018 | 50-75% |
| MAGUIRE, CHRISTOPHER, JAMES | Individual | 1251 CAPITAL GROUP HOLDINGS, LLC | MANAGER | 07/2016 | |
| WILSON, MICHAEL, ARTHUR ROSS | Individual | 1251 CAPITAL GROUP HOLDINGS, LLC | MANAGER | 07/2016 | |
| BRIZIUS, CHARLES, ALBERT | Individual | 1251 CAPITAL GROUP HOLDINGS, LLC | MEMBER/MANAGER | 06/2016 | |
| JIAN, JENNIFER | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 9th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Global X MLP ETF | GLOBAL X FDS | 892K | 20K | – |
| Invesco Optimum Yield | INVESCO ACTVELY MNGD ETC FD | 957K | 64K | – |
| Invesco Senior Loan ETF | INVESCO EXCH TRADED FD TR II | 16M | 760K | – |
| iShares TIPS Bond ETF | ISHARES TR | 8M | 77K | – |
| iShares JPMorgan USD Emerging Markets Bond ETF | ISHARES TR | 3M | 40K | – |
| ISHARES NATIONAL MUNI BOND ETF | ISHARES TR | 7M | 71K | – |
| ISHARES S&P US PREFERRED STOCK INDEX FUND | ISHARES TR | 2M | 53K | – |
| IShares Broad USD High Yield Corporate Bond ETF | ISHARES TR | 6M | 163K | – |
| Spdr Bloomberg Barclays Convertible | SPDR SER TR | 2M | 25K | – |
| SPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND | SPDR SER TR | 9M | 371K | – |
| Vaneck Vectors Emerging Market High Yield Bond ETF | VANECK ETF TRUST | 6M | 312K | – |
| Vanguard Emerging Markets Government Bond Fund ETF | VANGUARD WHITEHALL FDS | 5M | 81K | – |
| Vanguard Short-Term Inflation-Protected | VANGUARD MALVERN FDS | 12M | 245K | – |
| Vanguard Mortgage-Backed Securities ETF | VANGUARD SCOTTSDALE FDS | 9M | 207K | – |
| VANGUARD REAL ESTATE ETF | VANGUARD INDEX FDS | 551K | 7K | – |