PREMIER WEALTH ADVISORS, LLC
Adviser information for PREMIER WEALTH ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 711 | $431.8M |
| Non-Discretionary | 0 | $0 |
| Total | 711 | $431.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 329 | $81.2M |
| HNW Individuals | 202 | $291.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $6.7M |
| Charitable organizations | <5 | $52.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-78204 |
|---|---|
| SEC ERA File Number | 801-78204 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120358 |
| Legal Entity Identifier | None |
Principal Office
1411 BROADWAY16TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-752-4343, Fax: 212-752-7673
Chief Compliance Officer
JOHN L. DIAZ
PRESIDENT & CHIEF EXECUTIVE OFFICER
1411 BROADWAY
16TH FLOOR
NEW YORK
NY
United States
Tel:
212-752-4343
Fax:
212-752-7673
J*@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PREMIER FINANCIAL SERVICES, INC. | Domestic Entity | – | MANAGING MEMBER | 09/1999 | > 75% |
| DIAZ, JOHN, LOUIS | Individual | PREMIER FINANCIAL SERVICES, INC. | PRESIDENT | 05/1992 | > 75% |
| DIAZ, JOHN, LOUIS | Individual | – | CHIEF COMPLIANCE OFFICER AND PRESIDENT | 05/1992 | < 5% |