KEY GROUP HOLDINGS USA INC
Adviser information for KEY GROUP HOLDINGS USA INC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $4.3B |
| Total | 1 | $4.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $4.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | NON-DISCRETIONARY ADVISORY SERVICES TO ANOTHER ADVISER |
|---|---|
| Compensation | % of AUMPERCENT OF COSTS INCURRED |
Identifiers
| SEC RIA File Number | 801-78215 |
|---|---|
| SEC ERA File Number | 801-78215 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168039 |
| Legal Entity Identifier | 549300DJUWULRRDQD041 |
Principal Office
2828 N. HARWOOD ST.SUITE 1240
DALLAS
TX
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 1-214-461-0528, Fax: None
Chief Compliance Officer
YVONNE DAFFY
CHIEF OPERATING OFFICER
33 WELBECK STREET
LONDON
United Kingdom
Tel:
442035983368
Y******@*******T
(Full email address available in API data)
Regulatory Contact
FRANK CORSO
16 ELM PLACE
RYE
NY
United States
Tel:
1-914-612-7133
F******@*******T
(Full email address available in API data)
Industry Affiliates
| KGH LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KGHL RESEARCH (UK) LIMITED | Foreign Entity | – | OWNER | 10/2015 | > 75% |
| JAGWANI, SUNIL, NMN | Individual | – | DIRECTOR | 05/2010 | < 5% |
| MILLINVEST, LTD. | Foreign Entity | KGH LTD | OWNER | 01/2014 | > 75% |
| JAGWANI, SUNIL, NMN | Individual | MILLINVEST, LTD. | OWNER | 01/2014 | > 75% |
| KGH LTD | Foreign Entity | KGHL RESEARCH (UK) LIMITED | OWNER | 10/2015 | > 75% |
| Daffy, Yvonne, Mary | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |