LOYOLA ASSET MANAGEMENT LLC
Adviser information for LOYOLA ASSET MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 44 | $52.9M |
| Non-Discretionary | 14 | $150.9M |
| Total | 58 | $203.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $898,436 |
| HNW Individuals | 10 | $8.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $20.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 22 | $173.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 27 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-78216 |
|---|---|
| SEC ERA File Number | 801-78216 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153255 |
| Legal Entity Identifier | None |
Principal Office
2525 PONCE DE LEON BLVDSUITE 300
CORAL GABLES
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 305-377-1941, Fax: 305-377-1945
Chief Compliance Officer
ALVARO CASTILLO
PRESIDENT
2525 PONCE DE LEON BLVD
SUITE 300
CORAL GABLES
FL
United States
Tel:
305-377-1941
Fax:
1-833-606-0394
A**************@***************M
(Full email address available in API data)
Regulatory Contact
JESSICA MARIA RIOS
COMPLIANCE MANAGER
2525 PONCE DE LEON BLVD
SUITE 300
CORAL GABLES
FL
United States
Tel:
305-377-1941
Fax:
305-377-1945
J******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FRANK SPC PLUS ULTRA SP FUND CLASS L (USD) | MUTUAL FUND ORGANIZED UNDER CAYMAN ISLANDS | $20.5M | $0.1M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CASTILLO, ALVARO, RAMON | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 04/2022 | > 75% |