UG INVESTMENT ADVISERS LTD.
Adviser information for UG INVESTMENT ADVISERS LTD. last updated from Form ADV on September 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 41 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2 | $3.5B |
| Total | 2 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $3.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
11F, NO. 95, SECTION 2, DUNHUA S. ROADTAIPEI
Taiwan, Republic of China
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 886-9-2042-9057, Fax: 886-2-6602-1276
Websites
Chief Compliance Officer
MING-PEY WANG
DIRECTOR
10F, NO. 1, SEC. 2, DUNHUA S. ROAD
TAIPEI
Taiwan, Republic of China
Tel:
886-9-2042-9057
Fax:
886-2-6602-1276
P****@**********M
(Full email address available in API data)
Regulatory Contact
JESSICA LIU
EXECUTIVE VICE PRESIDENT
10F, NO. 1, SEC. 2, DUNHUA S. ROAD
TAIPEI
Taiwan, Republic of China
Tel:
886-9-2042-9057
Fax:
886-2-6602-1276
A**@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WANG, MING, CHING | Individual | – | CHIEF EXECUTIVE OFFICER / DIRECTOR | 07/1998 | < 5% |
| WANG, MING, PEY | Individual | – | CHIEF COMPLIANCE OFFICER / DIRECTOR | 05/1999 | < 5% |
| TSAI, JUI, FANG | Individual | – | CHIEF INVESTMENT OFFICER | 09/2000 | < 5% |
| WANG, MING, CHING | Individual | VELVET GROUP LIMITED | SHAREHOLDER | 06/2001 | > 75% |
| VELVET GROUP LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2000 | > 75% |
| CHEN, CHIA | Individual | – | CHIEF OPERATING OFFICER | 03/2017 | < 5% |
| YANG, TSUI, FENG | Individual | – | EXECUTIVE ADMINISTRATIVE OFFICER / DIRECTOR | 10/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| APPLE INC | COM | 42M | 200K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 39M | 535K | – |
| BAIDU INC | SPON ADR REP A | 803K | 9K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 30M | 1M | – |
| IQIYI INC | NOTE 4.000%12/1 | 199K | – | – |
| JD.COM INC | SPON ADR CL A | 284 | 11 | – |
| MICRON TECHNOLOGY INC | COM | 51M | 391K | – |
| NVIDIA CORPORATION | COM | 10M | 82K | – |
| PDD HOLDINGS INC | NOTE 12/0 | 2M | – | – |
| QUALCOMM INC | COM | 66M | 334K | – |
| TESLA INC | COM | 32M | 164K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 21M | 273K | – |