ONE RIVER ASSET MANAGEMENT, LLC
Adviser information for ONE RIVER ASSET MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $4.0B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $4.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $2.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 89 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
2200 ATLANTIC STREETSUITE 310
STAMFORD
CT
United States
Monday - Friday, 6:30 AM - 5:00 PM
Tel: 203-489-1440, Fax: None
Chief Compliance Officer
WILL WALLIN
2200 ATLANTIC STREET
SUITE 310
STAMFORD
CT
United States
Tel:
203-489-1455
W**********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ONE RIVER CUSTOM DIVERSIFIED SOLUTION 1, LTD. | Hedge Fund | $254.4M | $0.1M | 1 |
| PETERS RMSF THEMATIC SPC FUND LTD PETERS RMSF SEGREGATED PORTFOLIO I | Hedge Fund | $170.9M | $10.0M | 2 |
| PETERS THEMATIC SPC FUND LTD ONE RIVER DISPERSION ALPHA SP | Hedge Fund | $121.8M | $0.1M | 1 |
| PETERS THEMATIC SPC FUND LTD ONE RIVER DYNAMIC CONVEXITY SP | Hedge Fund | $810.1M | $0.1M | 74 |
| PETERS THEMATIC SPC FUND LTD ONE RIVER EQUITY OVERLAY DYNAMIC CONVEXITY SP | Hedge Fund | $60.6M | $0.1M | 14 |
| PETERS THEMATIC SPC FUND LTD ONE RIVER LONG VOLATILITY SP | Hedge Fund | $181.6M | $0.1M | 15 |
| PETERS THEMATIC SPC FUND LTD ONE RIVER RISK RESPONDERS SP | Hedge Fund | $255.4M | $0.1M | 28 |
| PETERS THEMATIC SPC FUND LTD ONE RIVER SYSTEMATIC ALTERNATIVE MARKETS TREND SP | Hedge Fund | $73.3M | $0.1M | 7 |
| PETERS THEMATIC SPC FUND LTD ONE RIVER SYSTEMATIC TREND SP | Hedge Fund | $180.9M | $0.1M | 16 |
| PETERS THEMATIC SPC FUND LTD ONE RIVER VOLATILITY RELATIVE VALUE SP | Hedge Fund | $569.2M | $0.1M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETERS, CHARLES, ERIC | Individual | – | MANAGING MEMBER | 03/2013 | < 5% |
| GRANT, GEOFFREY, TAYLOR | Individual | – | MEMBER | 03/2013 | < 5% |
| MALLOCH, IAN, ANDREW | Individual | – | CHIEF OPERATING OFFICER | 07/2016 | < 5% |
| WALLIN, WILLIAM, GERARD | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2017 | < 5% |
| THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | Domestic Entity | – | MEMBER | 04/2016 | 10-25% |
| PETERS, CHARLES, ERIC | Individual | – | TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | 04/2016 | 10-25% |
| PETERS, TAMARA, LOUISE | Individual | – | TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | 04/2016 | 10-25% |
| THE GRANT FAMILY TRUST DTD 11/8/12 | Domestic Entity | – | MEMBER | 11/2012 | 5-10% |
| GRANT, GEOFFREY, TAYLOR | Individual | THE GRANT FAMILY TRUST DTD 11/8/12 | TRUSTEE | 11/2012 | |
| GRANT, GEOFFREY, TAYLOR | Individual | – | TRUSTEE - THE GRANT FAMILY TRUST DTD 11/8/12 | 11/2012 | 5-10% |
| PETERS, TAMARA, LOUISE | Individual | THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | TRUSTEE | 04/2016 | |
| PETERS, CHARLES, ERIC | Individual | THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | TRUSTEE | 04/2016 | |
| GRANT, ANNETTE, MORRELL | Individual | – | TRUSTEE - THE GRANT FAMILY TRUST DTD 11/8/12 | 11/2012 | 5-10% |
| GRANT, ANNETTE, MORRELL | Individual | THE GRANT FAMILY TRUST DTD 11/8/12 | TRUSTEE | 11/2012 | |
| THE PETERS FAMILY IRREVOCABLE TRUST | Domestic Entity | – | MEMBER | 12/2021 | 10-25% |
| PETERS, CRAIG, HOMER | Individual | – | TRUSTEE - THE PETERS FAMILY IRREVOCABLE TRUST | 12/2021 | 10-25% |
| PETERS, CRAIG, HOMER | Individual | THE PETERS FAMILY IRREVOCABLE TRUST | TRUSTEE | 12/2021 | |
| PETERS, TAMARA, LOUISE | Individual | – | TRUSTEE - THE TAMARA L. PETERS REVOCABLE TRUST | 01/2024 | 10-25% |
| PETERS, CHARLES, ERIC | Individual | – | TRUSTEE - THE TAMARA L. PETERS REVOCABLE TRUST | 01/2024 | 10-25% |
| TAMARA L. PETERS REVOCABLE TRUST | Domestic Entity | – | MEMBER | 01/2024 | 10-25% |
| PETERS, TAMARA, LOUISE | Individual | TAMARA L. PETERS REVOCABLE TRUST | TRUSTEE | 01/2024 | |
| PETERS, CHARLES, ERIC | Individual | TAMARA L. PETERS REVOCABLE TRUST | TRUSTEE | 01/2024 | |
| McRandal, Ryan, NMN | Individual | – | SHAREHOLDER | 01/2024 | 10-25% |
| PRAJNA, STEPHEN, NMN | Individual | – | SHAREHOLDER | 01/2024 | 5-10% |
| MULLER, CHASE, ANDREW | Individual | – | SHAREHOLDER | 01/2024 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADOBE INC | COM | 352K | 633 | – |
| ADOBE INC | COM | 500K | 900 | – |
| ADOBE INC | COM | 111K | 200 | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 8K | – |
| ADVANCED MICRO DEVICES INC | COM | 114K | 700 | – |
| AIRBNB INC | COM CL A | 318K | 2K | – |
| AIRBNB INC | COM CL A | 197K | 1K | – |
| ALLSTATE CORP | COM | 50K | 314 | – |
| ALLSTATE CORP | COM | 239K | 2K | – |
| ALLSTATE CORP | COM | 511K | 3K | – |
| ALPHABET INC | CAP STK CL A | 3M | 17K | – |
| ALPHABET INC | CAP STK CL A | 1M | 8K | – |
| ALPHABET INC | CAP STK CL A | 33M | 179K | – |
| ALPHABET INC | CAP STK CL C | 2M | 9K | – |
| ALPHABET INC | CAP STK CL C | 2M | 12K | – |
| ALPHABET INC | CAP STK CL C | 4M | 23K | – |
| AMAZON COM INC | COM | 4M | 19K | – |
| AMAZON COM INC | COM | 2M | 10K | – |
| AMERICAN AIRLS GROUP INC | COM | 5M | 398K | – |
| AMERICAN AIRLS GROUP INC | COM | 9M | 776K | – |
| AMERICAN AIRLS GROUP INC | COM | 8M | 687K | – |
| AMERICAN EXPRESS CO | COM | 2M | 10K | – |
| AMERICAN EXPRESS CO | COM | 810K | 4K | – |
| AMERICAN INTL GROUP INC | COM NEW | 62K | 835 | – |
| AMERICAN INTL GROUP INC | COM NEW | 223K | 3K | – |
| AMERICAN INTL GROUP INC | COM NEW | 505K | 7K | – |
| AMGEN INC | COM | 132K | 421 | – |
| AMGEN INC | COM | 406K | 1K | – |
| AMGEN INC | COM | 469K | 2K | – |
| ANALOG DEVICES INC | COM | 22K | 98 | – |
| ANALOG DEVICES INC | COM | 68K | 300 | – |
| ANALOG DEVICES INC | COM | 228K | 1K | – |
| APPLE INC | COM | 2M | 10K | – |
| APPLE INC | COM | 67M | 316K | – |
| APPLE INC | COM | 104M | 493K | – |
| APPLIED MATLS INC | COM | 1M | 6K | – |
| APPLIED MATLS INC | COM | 1M | 5K | – |
| ARK ETF TR | INNOVATION ETF | 2M | 35K | – |
| ARK ETF TR | INNOVATION ETF | 2M | 41K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 307K | 300 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 205K | 200 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 955K | 4K | – |
| BANK AMERICA CORP | COM | 3M | 86K | – |
| BANK AMERICA CORP | COM | 2M | 60K | – |
| BANK NEW YORK MELLON CORP | COM | 180K | 3K | – |
| BANK NEW YORK MELLON CORP | COM | 174K | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 345K | 847 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 20K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 18K | – |
| BLACKROCK INC | COM | 945K | 1K | – |
| BLACKROCK INC | COM | 630K | 800 | – |
| BLACKSTONE INC | COM | 842K | 7K | – |
| BLACKSTONE INC | COM | 879K | 7K | – |
| BLOCK INC | CL A | 298K | 5K | – |
| BLOCK INC | CL A | 387K | 6K | – |
| BLOCK INC | CL A | 890K | 14K | – |
| BROADCOM INC | COM | 385K | 2K | – |
| BROADCOM INC | COM | 289K | 2K | – |
| CAPITAL ONE FINL CORP | COM | 51K | 368 | – |
| CAPITAL ONE FINL CORP | COM | 318K | 2K | – |
| CAPITAL ONE FINL CORP | COM | 498K | 4K | – |
| CHUBB LIMITED | COM | 267K | 1K | – |
| CHUBB LIMITED | COM | 867K | 3K | – |
| CHUBB LIMITED | COM | 2M | 6K | – |
| CISCO SYS INC | COM | 878K | 18K | – |
| CISCO SYS INC | COM | 466K | 10K | – |
| CISCO SYS INC | COM | 1M | 22K | – |
| CITIGROUP INC | COM NEW | 1M | 22K | – |
| CITIGROUP INC | COM NEW | 1M | 19K | – |
| CME GROUP INC | COM | 865K | 4K | – |
| CME GROUP INC | COM | 806K | 4K | – |
| COMCAST CORP NEW | CL A | 1M | 35K | – |
| COMCAST CORP NEW | CL A | 26K | 700 | – |
| COMCAST CORP NEW | CL A | 2M | 60K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 103K | 2K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 119K | 2K | – |
| DRAFTKINGS INC NEW | COM CL A | 2M | 45K | – |
| DRAFTKINGS INC NEW | COM CL A | 13M | 345K | – |
| DRAFTKINGS INC NEW | COM CL A | 5M | 137K | – |
| EXACT SCIENCES CORP | COM | 42K | 1K | – |
| EXACT SCIENCES CORP | COM | 55K | 1K | – |
| EXACT SCIENCES CORP | COM | 114K | 3K | – |
| FISERV INC | COM | 41K | 274 | – |
| FISERV INC | COM | 417K | 3K | – |
| FISERV INC | COM | 373K | 3K | – |
| FREEPORT-MCMORAN INC | CL B | 4M | 92K | – |
| FREEPORT-MCMORAN INC | CL B | 131K | 3K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | – |
| HONEYWELL INTL INC | COM | 470K | 2K | – |
| HONEYWELL INTL INC | COM | 149K | 700 | – |
| INTEL CORP | COM | 121K | 4K | – |
| INTEL CORP | COM | 229K | 7K | – |
| INTEL CORP | COM | 322K | 10K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 50K | 365 | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 575K | 4K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 945K | 7K | – |
| INTUIT | COM | 657K | 1K | – |
| INTUIT | COM | 526K | 800 | – |
| INVESCO QQQ TR | UNIT SER 1 | 50M | 104K | – |
| INVESCO QQQ TR | UNIT SER 1 | 44M | 93K | – |
| ISHARES TR | IBOXX HI YD ETF | 1M | 16K | – |
| ISHARES TR | IBOXX HI YD ETF | 2M | 21K | – |
| ISHARES TR | IBOXX HI YD ETF | 2M | 30K | – |
| JPMORGAN CHASE & CO. | COM | 9M | 46K | – |
| JPMORGAN CHASE & CO. | COM | 5M | 23K | – |
| KLA CORP | COM NEW | 412K | 500 | – |
| KLA CORP | COM NEW | 165K | 200 | – |
| LAM RESEARCH CORP | COM | 532K | 500 | – |
| LAM RESEARCH CORP | COM | 319K | 300 | – |
| MARRIOTT INTL INC NEW | CL A | 9K | 36 | – |
| MARRIOTT INTL INC NEW | CL A | 48K | 200 | – |
| MARRIOTT INTL INC NEW | CL A | 242K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 503K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 9K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 10K | – |
| META PLATFORMS INC | CL A | 6K | 12 | – |
| META PLATFORMS INC | CL A | 37M | 74K | – |
| META PLATFORMS INC | CL A | 1M | 2K | – |
| METLIFE INC | COM | 24K | 345 | – |
| METLIFE INC | COM | 288K | 4K | – |
| METLIFE INC | COM | 498K | 7K | – |
| MICRON TECHNOLOGY INC | COM | 329K | 3K | – |
| MICRON TECHNOLOGY INC | COM | 552K | 4K | – |
| MICROSOFT CORP | COM | 4M | 10K | – |
| MICROSOFT CORP | COM | 1M | 3K | – |
| MODERNA INC | COM | 202K | 2K | – |
| MODERNA INC | COM | 95K | 800 | – |
| MONSTER BEVERAGE CORP NEW | COM | 285K | 6K | – |
| MONSTER BEVERAGE CORP NEW | COM | 5K | 100 | – |
| MORGAN STANLEY | COM NEW | 1M | 15K | – |
| MORGAN STANLEY | COM NEW | 2M | 19K | – |
| NETFLIX INC | COM | 945K | 1K | – |
| NETFLIX INC | COM | 135K | 200 | – |
| NVIDIA CORPORATION | COM | 13M | 107K | – |
| NVIDIA CORPORATION | COM | 11M | 86K | – |
| NXP SEMICONDUCTORS N V | COM | 269K | 1K | – |
| NXP SEMICONDUCTORS N V | COM | 188K | 700 | – |
| OCCIDENTAL PETE CORP | COM | 746K | 12K | – |
| OCCIDENTAL PETE CORP | COM | 8M | 133K | – |
| OCCIDENTAL PETE CORP | COM | 14M | 227K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 31K | 1K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 11M | 429K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 9M | 339K | – |
| PALO ALTO NETWORKS INC | COM | 340 | 1 | – |
| PALO ALTO NETWORKS INC | COM | 237K | 700 | – |
| PALO ALTO NETWORKS INC | COM | 305K | 900 | – |
| PAYPAL HLDGS INC | COM | 3M | 46K | – |
| PAYPAL HLDGS INC | COM | 11M | 190K | – |
| PAYPAL HLDGS INC | COM | 12M | 214K | – |
| PINTEREST INC | CL A | 7K | 153 | – |
| PINTEREST INC | CL A | 123K | 3K | – |
| PINTEREST INC | CL A | 145K | 3K | – |
| PNC FINL SVCS GROUP INC | COM | 48K | 307 | – |
| PNC FINL SVCS GROUP INC | COM | 249K | 2K | – |
| PNC FINL SVCS GROUP INC | COM | 311K | 2K | – |
| PROGRESSIVE CORP | COM | 114K | 549 | – |
| PROGRESSIVE CORP | COM | 332K | 2K | – |
| PROGRESSIVE CORP | COM | 727K | 4K | – |
| QUALCOMM INC | COM | 1M | 6K | – |
| QUALCOMM INC | COM | 518K | 3K | – |
| ROBLOX CORP | CL A | 365K | 10K | – |
| ROBLOX CORP | CL A | 755K | 20K | – |
| ROKU INC | COM CL A | 947K | 16K | – |
| ROKU INC | COM CL A | 288K | 5K | – |
| S&P GLOBAL INC | COM | 174K | 390 | – |
| S&P GLOBAL INC | COM | 134K | 300 | – |
| S&P GLOBAL INC | COM | 580K | 1K | – |
| SALESFORCE INC | COM | 13M | 50K | – |
| SCHWAB CHARLES CORP | COM | 2M | 23K | – |
| SCHWAB CHARLES CORP | COM | 928K | 13K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 9M | 108K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 6M | 73K | – |
| SELECT SECTOR SPDR TR | ENERGY | 6M | 67K | – |
| SELECT SECTOR SPDR TR | ENERGY | 4M | 49K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 4M | 103K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 15M | 353K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 27M | 667K | – |
| SELECT SECTOR SPDR TR | INDL | 37M | 304K | – |
| SELECT SECTOR SPDR TR | INDL | 4M | 37K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 183K | 5K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 2M | 42K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 2M | 43K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 32M | 177K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 7M | 40K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 31M | 404K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 7M | 87K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 148K | 1K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 41M | 282K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 25M | 173K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 7M | 100K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 1M | 21K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 4M | 44K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 936K | 11K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 92M | 407K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 44M | 196K | – |
| SHOPIFY INC | CL A | 71K | 1K | – |
| SHOPIFY INC | CL A | 297K | 5K | – |
| SHOPIFY INC | CL A | 542K | 8K | – |
| SPDR GOLD TR | GOLD SHS | 762K | 4K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 98M | 179K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 50M | 91K | – |
| STARBUCKS CORP | COM | 198K | 3K | – |
| STARBUCKS CORP | COM | 257K | 3K | – |
| STARBUCKS CORP | COM | 226K | 3K | – |
| TERADYNE INC | COM | 193K | 1K | – |
| TERADYNE INC | COM | 59K | 400 | – |
| TESLA INC | COM | 523K | 3K | – |
| TESLA INC | COM | 24M | 120K | – |
| TESLA INC | COM | 30M | 152K | – |
| TEXAS INSTRS INC | COM | 836K | 4K | – |
| TEXAS INSTRS INC | COM | 681K | 4K | – |
| THE TRADE DESK INC | COM CL A | 1M | 13K | – |
| THE TRADE DESK INC | COM CL A | 83M | 845K | – |
| THE TRADE DESK INC | COM CL A | 49M | 497K | – |
| T-MOBILE US INC | COM | 8K | 43 | – |
| T-MOBILE US INC | COM | 141K | 800 | – |
| T-MOBILE US INC | COM | 194K | 1K | – |
| TRUIST FINL CORP | COM | 346K | 9K | – |
| TRUIST FINL CORP | COM | 167K | 4K | – |
| UIPATH INC | CL A | 239K | 19K | – |
| UIPATH INC | CL A | 274K | 22K | – |
| UIPATH INC | CL A | 330K | 26K | – |
| UNITED STS OIL FD LP | UNITS | 386K | 5K | – |
| UNITY SOFTWARE INC | COM | 179K | 11K | – |
| UNITY SOFTWARE INC | COM | 185K | 11K | – |
| UNITY SOFTWARE INC | COM | 324K | 20K | – |
| US BANCORP DEL | COM NEW | 445K | 11K | – |
| US BANCORP DEL | COM NEW | 377K | 10K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 2M | 72K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 13M | 391K | – |
| VISA INC | COM CL A | 1M | 5K | – |
| VISA INC | COM CL A | 7M | 25K | – |
| VISA INC | COM CL A | 6M | 22K | – |
| WALMART INC | COM | 568K | 8K | – |
| WALMART INC | COM | 3M | 51K | – |
| WALMART INC | COM | 4M | 60K | – |
| WELLS FARGO CO NEW | COM | 2M | 42K | – |
| WELLS FARGO CO NEW | COM | 2M | 29K | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 46K | 769 | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 331K | 6K | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 249K | 4K | – |