ALLIANT RETIREMENT CONSULTING
ALLIANT RETIREMENT SERVICES, LLC Legal Name
Adviser information for ALLIANT RETIREMENT CONSULTING last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 19 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 47 | $144.0M |
| Total | 47 | $144.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 47 | $144.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 800 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Pension consulting services |
|---|---|
| Compensation | % of AUMFixed feesASSET-BASED FEES ON PENSION PLANS UNDER ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-78240 |
|---|---|
| SEC ERA File Number | 801-78240 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167970 |
| Legal Entity Identifier | None |
Principal Office
1125 SANCTUARY PARKWAYSUITE 300
ALPHARETTA
GA
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: (713) 470-4208, Fax: (713) 470-4272
Chief Compliance Officer
WENDY CONNER
COMPLIANCE MANAGER, FVP
2313 S BEVERLY
CASPER
WY
United States
Tel:
(713) 470-4208
Fax:
(713) 470-4272
W******@**********M
(Full email address available in API data)
Industry Affiliates
| ALLIANT INSURANCE SERVICES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONNER, WENDY, MICHELLE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2013 | < 5% |
| ALLIANT INSURANCE SERVICES | Domestic Entity | – | PARENT COMPANY AND MANAGING MEMBER | 05/2013 | > 75% |
| ALLIANT HOLDINGS INTERMEDIATE, INC. | Domestic Entity | ALLIANT INSURANCE SERVICES, INC. | PARENT COMPANY | 01/2013 | > 75% |
| ALLIANT HOLDINGS, L.P. | Domestic Entity | ALLIANT INSURANCE SERVICES | PARENT COMPANY | 01/2013 | > 75% |
| ALLIANT SERVICES, INC. | Domestic Entity | ALLIANT HOLDINGS INTERMEDIATE, LLC | PARENT COMPANY | 01/2013 | > 75% |
| ALLIANT HOLDINGS INTERMEDIATE, LLC | Domestic Entity | ALLIANT INSURANCE SERVICES, INC. | PARENT COMPANY | 01/2013 | > 75% |
| ALLIANT INSURANCE SERVICES, INC. | Domestic Entity | ALLIANT INSURANCE SERVICES, INC. (PARENT TO ALLIANT RETIREMENT SERVICES, LLC) | PARENT COMPANY AND MANAGING MEMBER | 01/2013 | > 75% |
| ALLIANT INSURANCE SERVICES, INC. (PARENT TO ALLIANT RETIREMENT SERVICES, LLC) | Domestic Entity | ALLIANT RETIREMENT SERVICES, LLC | PARENT COMPANY | 01/2013 | > 75% |
| LASCHINGER, JAMES, ALAN IAN | Individual | – | EXEC. VICE PRESIDENT, MANAGER | 01/2020 | < 5% |
| CUNNINGHAM, JOHN, ARTHUR | Individual | – | SENIOR VICE PRESIDENT | 01/2020 | < 5% |