GASSMAN FINANCIAL GROUP
G&G PLANNING CONCEPTS, INC. Legal Name
Adviser information for GASSMAN FINANCIAL GROUP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 65 | $42.8M |
| Non-Discretionary | 11 | $7.3M |
| Total | 76 | $50.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $2.5M |
| HNW Individuals | 31 | $47.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $596,553 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshopsGENERAL CONSULTATION SERVICES, SEMINARS AND SPEAKING ENGAGEMENTS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-78242 |
|---|---|
| SEC ERA File Number | 801-78242 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137440 |
| Legal Entity Identifier | None |
Principal Office
46 HUNT DRIVEJERICHO
NY
United States
Monday - Friday, 9:00 - 4:30 ET
Tel: 631-482-7460, Fax: 585-625-0830
Chief Compliance Officer
JONATHAN GASSMAN
CHIEF COMPLIANCE OFFICER
46 HUNT DRIVE
JERICHO
NY
United States
Tel:
631-482-7460
Fax:
585-625-0830
J***************@************M
(Full email address available in API data)
Regulatory Contact
JONATHAN GASSMAN
CHIEF COMPLIANCE OFFICER
46 HUNT DRIVE
JERICHO
NY
United States
Tel:
631-482-7460
J***************@************M
(Full email address available in API data)
Industry Affiliates
| GASSMAN & GASSMAN CPA PC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GASSMAN, JONATHAN, LEE | Individual | – | PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER | 02/2006 | > 75% |