Hedge Fund Database

AS BIRCH GROVE LP

BIRCH GROVE CAPITAL LP Legal Name

Adviser information for AS BIRCH GROVE LP last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 32
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 28 $6.0B
Non-Discretionary 0 $0
Total 28 $6.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 15 $4.8B
Pension and profit sharing plans <5 $522.0M
Charitable organizations 0 $0
State or municipal gov entities <5 $43.2M
Other investment advisers <5 $550.1M
Insurance companies <5 $97.2M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $17.5M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 86

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-78265
SEC ERA File Number 801-78265
SEC CIK Numbers 1652355
SEC CRD Numbers 168245
Legal Entity Identifier 549300NCU5RNR2BD3Y25

Principal Office

590 MADISON AVENUE
38TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 A.M. - 6:00 P.M.
Tel: 212-753-7510, Fax: 212-758-5429

Websites

www.asbirchgrove.com www.linkedin.com/company/as-birch-grove

Chief Compliance Officer

JEREMY B. MACO
CHIEF COMPLIANCE OFFICER
590 MADISON AVENUE
38TH FLOOR
NEW YORK
NY
United States
Tel: (212) 476-8091
Fax: (212) 758-5429
(Full email address available in API data)

Regulatory Contact

RODD D. EVONSKY
CHIEF FINANCIAL OFFICER
590 MADISON AVENUE
38TH FLOOR
NEW YORK
NY
United States
Tel: (212) 753-7519
Fax: (212) 758-5429
(Full email address available in API data)

Industry Affiliates

AMERICAN SECURITIES LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
AS BIRCH GROVE CLO EQUITY FUND GP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ASCRIBE CAPITAL LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ASCRIBE MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BIRCH GROVE ADVISORS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AS BIRCH GROVE CLO EQUITY MASTER FUND LP Private Equity Fund $0.0M $5.0M 1
BIRCH GROVE CLO 2 LTD. Securitized Asset Fund $502.0M $1.0M 4
BIRCH GROVE CLO 3 LTD. Securitized Asset Fund $507.4M $1.0M 3
BIRCH GROVE CLO 4 LTD Securitized Asset Fund $504.2M $1.0M 3
BIRCH GROVE CLO 5 LTD Securitized Asset Fund $401.2M $1.0M 3
BIRCH GROVE CLO 6 LTD Securitized Asset Fund $506.9M $1.0M 2
BIRCH GROVE CLO 7 LTD Securitized Asset Fund $462.7M $1.0M 2
BIRCH GROVE CLO 8 LTD Securitized Asset Fund $400.8M $1.0M 3
BIRCH GROVE CLO LTD. Securitized Asset Fund $350.0M $1.0M 3
BIRCH GROVE CREDIT STRATEGIES MASTER FUND LP Hedge Fund $1,074.2M $5.0M 80

Control Persons

Name Type Entity Title Since Ownership
FINK, ANDREW, ADAM Individual – PRESIDENT 12/2012 < 5%
BERGER, JONATHAN, ISRAEL Individual – CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER 12/2012 < 5%
BIRCH GROVE CAPITAL MANAGEMENT LLC Domestic Entity – GENERAL PARTNER 12/2012 < 5%
EVONSKY, RODD, DAVIN Individual – CHIEF FINANCIAL OFFICER 01/2013 < 5%
BERGER, JONATHAN, ISRAEL Individual BIRCH GROVE CAPITAL HOLDINGS LP LIMITED PARTNER 06/2021 50-75%
BERRY, TODD, ANDREW Individual – CHIEF OPERATING OFFICER 04/2014 < 5%
FINK, ANDREW, ADAM Individual BIRCH GROVE CAPITAL HOLDINGS LP LIMITED PARTNER 06/2021 25-50%
MACO, JEREMY, BRAINARD Individual – CHIEF COMPLIANCE OFFICER 06/2021 < 5%
AS BIRCH GROVE LP Domestic Entity – LIMITED PARTNER 06/2021 > 75%
AS BIRCH GROVE HOLDINGS ASSOCIATES LLC Domestic Entity AS BIRCH GROVE LP GENERAL PARTNER 06/2021
BIRCH GROVE CAPITAL HOLDINGS LP Domestic Entity AS BIRCH GROVE LP LIMITED PARTNER 06/2021 50-75%
BG CAPITAL GP LLC Domestic Entity BIRCH GROVE CAPITAL HOLDINGS LP GENERAL PARTNER 06/2021
AMERICAN SECURITIES LLC Domestic Entity AS BIRCH GROVE LP LIMITED PARTNER 06/2021 50-75%
AMERICAN SECURITIES HOLDINGS, LLC Domestic Entity AMERICAN SECURITIES LLC SOLE MEMBER 10/2018 > 75%
ASCP, LLC Domestic Entity AMERICAN SECURITIES HOLDINGS, LLC MANAGING MEMBER 10/2018
MICHAEL G. FISCH 2006 REVOCABLE TRUST Domestic Entity ASCP, LLC SOLE MEMBER 10/2018 > 75%
FISCH, MICHAEL, GERALD Individual MICHAEL G. FISCH 2006 REVOCABLE TRUST TRUSTEE 01/2011

No. Employees, Historic

4020020202021202220232024202522 on 3/30/202022 on 3/31/202122 on 8/31/202126 on 3/31/202228 on 3/31/202332 on 3/30/2024

RAUM, Historic

7B4B02020202120222023202420251629076103 on 3/30/20201944046981 on 3/31/20211944046981 on 8/31/20213802409924 on 3/31/20224337709546 on 3/31/20236039446782 on 3/30/2024

No. Clients, Historic

201002020202120222023202420255 on 3/30/20205 on 3/31/20215 on 8/31/202113 on 3/31/202214 on 3/31/202315 on 3/30/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 28K 80K –
ISHARES TR RUSSELL 2000 ETF 383K 183K –
MITEK SYS INC NOTE 0.750% 2/0 9M – –
SPDR S&P 500 ETF TR TR UNIT 448K 692K –