LIGHTHOUSE FINANCIAL ADVISORS, INC.
Adviser information for LIGHTHOUSE FINANCIAL ADVISORS, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 411 | $203.4M |
| Non-Discretionary | 1,632 | $510.4M |
| Total | 2,043 | $713.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 227 | $145.8M |
| HNW Individuals | 154 | $526.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $41.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-78290 |
|---|---|
| SEC ERA File Number | 801-78290 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121496 |
| Legal Entity Identifier | None |
Principal Office
3 HARDING ROAD, SUITE BRED BANK
NJ
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: (732) 747-6680, Fax: (800) 886-0302
Chief Compliance Officer
BRENNAN GULI
CHIEF OPERATING OFFICER
3 HARDING ROAD, SUITE B
RED BANK
NJ
United States
Tel:
(732) 747-6680
Fax:
(800) 886-0302
B******@*************M
(Full email address available in API data)
Regulatory Contact
ROBERT B. WALSH
PRESIDENT
3 HARDING ROAD, SUITE B
RED BANK
NJ
United States
Tel:
(732) 747-6680
Fax:
(800) 886-0302
R*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALSH, ROBERT, BARRY | Individual | – | PRESIDENT | 05/1999 | 50-75% |
| GULI, BRENNAN | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 01/2014 | 25-50% |