CONCINNITY ADVISORS, LP
Adviser information for CONCINNITY ADVISORS, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $203.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $203.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $199.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $3.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPORTFOLIO MANAGEMENT RECOMMENDATIONS TO A PRIVATE INVESTMENT LLC |
|---|---|
| Compensation | % of AUMNO COMPENSATION ON PRIVATE INVESTMENT LLC |
Identifiers
| SEC RIA File Number | 801-78298 |
|---|---|
| SEC ERA File Number | 801-78298 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161473 |
| Legal Entity Identifier | None |
Principal Office
1100 SOUTH FLAGLER DRIVE, SUITE 310WEST PALM BEACH
FL
United States
Monday - Friday, 9:30 AM - 4:30 PM
Tel: 914-591-0117, Fax: 914-591-0120
Websites
Chief Compliance Officer
PETER DERBY
MANAGER OF THE MANAGING MEMBER OF THE GENERAL PARTNER OF CONCINNITY ADVISORS, LP
1100 SOUTH FLAGLER DRIVE, SUITE 310
WEST PALM BEACH
FL
United States
Tel:
914 591-0117
Fax:
914 591-0120
P*****@*********************M
(Full email address available in API data)
Regulatory Contact
JANAYA MOSCONY
PRESIDENT, SEC COMPLIANCE CONSULTANTS, INC.
6045 SW 120TH STREET
PINECREST
FL
United States
Tel:
(212) 706-4029 EXT.214
Fax:
(610) 200-1463
J*****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DERBY, PETER | Individual | – | FOUNDING PARTNER, PARTNER & MANAGER OF THE GENERAL PARTNER OF CONCINNITY ADVISORS, LP & CCO | 07/2011 | 25-50% |
| FRAZIER, RICHARD, JAMES | Individual | – | FOUNDING PARTNER | 07/2011 | 25-50% |
| 3D FINANCIAL ENGINEERING LLC | Domestic Entity | – | LIMITED PARTNER | 11/2011 | 25-50% |
| DERBY, PETER | Individual | CONCINNITY 3D GP LLC | MANAGER, PARTNER | 12/2013 | > 75% |
| 3D TRUST | Domestic Entity | 3D FINANCIAL ENGINEERING LLC | MEMBER | 11/2011 | > 75% |
| DERBY, NATALIE, TROUBETZKOY | Individual | 3D TRUST | TRUSTEE | 04/1998 | |
| CONCINNITY 3D GP LLC | Domestic Entity | – | GENERAL PARTNER OF THE ADVISOR | 07/2011 | < 5% |
| Ziozis, Demetrios, John | Individual | 3D TRUST | TRUSTEE | 12/2021 | 25-50% |