GOLDMAN LANCASTER, INC.
Adviser information for GOLDMAN LANCASTER, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 401 | $273.2M |
| Non-Discretionary | 11 | $25.2M |
| Total | 412 | $298.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 315 | $83.9M |
| HNW Individuals | 84 | $187.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $26.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 15.4M |
| Portfolio Manager | 15.4M |
| Both for Same | 15.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GOLDMAN LANCASTER WRAP PROGRAM | GOLDMAN LANCASTER, INC. |
Identifiers
| SEC RIA File Number | 801-78300 |
|---|---|
| SEC ERA File Number | 801-78300 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136134 |
| Legal Entity Identifier | None |
Principal Office
301 EAST OCEAN BLVD.SUITE 1150
LONG BEACH
CA
United States
Monday - Friday, 9AM TO 5PM
Tel: 562-432-0234, Fax: 562-432-0221
Chief Compliance Officer
GLENN R. GOLDMAN
PRESIDENT
301 EAST OCEAN BLVD.
SUITE 1150
LONG BEACH
CA
United States
Tel:
562-432-0234
Fax:
562-432-0221
G****@*******************M
(Full email address available in API data)
Regulatory Contact
BRAD LANCASTER
PRINCIPAL
301 EAST OCEAN BLVD.
SUITE 1150
LONG BEACH
CA
United States
Tel:
562-432-0234
Fax:
562-432-0221
B***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDMAN, GLENN, ROBERT | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 02/1994 | 50-75% |
| LANCASTER, BRADLEY, REAGAN | Individual | – | VICE PRESIDENT | 02/1994 | 50-75% |