MORGAN RIO CAPITAL MANAGEMENT, LLC
Adviser information for MORGAN RIO CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $428.7M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $428.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $338.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $90.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 75 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesCO-INVESTMENTS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-78310 |
|---|---|
| SEC ERA File Number | 801-78310 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162500 |
| Legal Entity Identifier | None |
Principal Office
445 PARK AVENUE9TH FL
NEW YORK
NY
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: (646) 216-8346, Fax: None
Chief Compliance Officer
AMY SEGAL
CHIEF OPERATING OFFICER
445 PARK AVENUE
9TH FLOOR
NEW YORK
NY
United States
Tel:
(646) 216-8346
A*****@***************M
(Full email address available in API data)
Industry Affiliates
| MORGAN RIO ASSET PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN RIO ASSET PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN RIO ASSET PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN RIO PARTNERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MORGAN RIO INVESTMENTS, LP | Hedge Fund | $136.2M | $1.0M | 3 |
| MORGAN RIO PRIVATE FUND II, LP | Private Equity Fund | $56.3M | $5.0M | 13 |
| MORGAN RIO PRIVATE FUND III, LP | Private Equity Fund | $28.8M | $5.0M | 9 |
| MORGAN RIO PRIVATE FUND, LP | Private Equity Fund | $85.7M | $5.0M | 12 |
| MRIO COINVEST PARTNERS I, LLC | Private Equity Fund | $31.1M | $5.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUZALI, JACOBO | Individual | MORGAN RIO HOLDINGS, LLC | MANAGING MEMBER | 09/2008 | > 75% |
| BUZALI, JACOBO | Individual | – | MANAGER | 09/2008 | < 5% |
| SEGAL, AMY, LOUISE | Individual | – | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | 02/2009 | < 5% |
| MORGAN RIO HOLDINGS, LLC | Domestic Entity | – | SOLE MEMBER | 09/2008 | > 75% |