ROW ASSET MANAGEMENT, LLC
Adviser information for ROW ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $2.4B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $2.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $215.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 68 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-78326 |
|---|---|
| SEC ERA File Number | 801-78326 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168336 |
| Legal Entity Identifier | 5493004BVTPRLLPRFW25 |
Principal Office
450 NEWPORT CENTER DRIVESUITE 420
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 949-478-8300, Fax: None
Chief Compliance Officer
LAURIE PISANO
295 MADISON AVENUE
29TH FLOOR
NEW YORK
NY
United States
Tel:
949-478-8300
Fax:
949-478-7491
C*********@********M
(Full email address available in API data)
Industry Affiliates
| ROW GENERAL PARTNER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GALAXY PLUS FUND - ROW ASSET MANAGEMENT MASTER FUND (502) | COMMODITY POOL | $3.3M | $0.1M | 4 |
| ROW DIVERSIFIED 2X FUND, LP | Hedge Fund | $659.3M | $1.0M | 49 |
| ROW DIVERSIFIED FUND, LP | Hedge Fund | $1,052.3M | $1.0M | 94 |
| ROW RV FUND, LP | Hedge Fund | $11.2M | $1.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OGRADY, RYAN, MILONE | Individual | – | CEO AND MANAGING MEMBER | 07/2010 | < 5% |
| WEISER, JEFFREY, JOSEPH | Individual | – | PRESIDENT AND CO-FOUNDER | 07/2010 | < 5% |
| PISANO, LAURIE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2015 | < 5% |
| ROW HOLDINGS, LP | Domestic Entity | – | SOLE OWNER | 07/2018 | > 75% |
| OGRADY, RYAN, MILONE | Individual | ROW HOLDINGS, LP | LIMITED PARTNER OF ROW HOLDINGS, LP | 07/2018 | 50-75% |
| WEISER, JEFFREY, JOSEPH | Individual | ROW HOLDINGS GP, LLC | MANAGING MEMBER OF ROW HOLDINGS GP, LLC | 07/2018 | |
| ROW HOLDINGS GP, LLC | Domestic Entity | ROW HOLDINGS, LP | GENERAL PARTNER OF ROW HOLDINGS, LP | 07/2018 | |
| OGRADY, RYAN, MILONE | Individual | ROW HOLDINGS GP, LLC | MANAGING MEMBER OF ROW HOLDINGS GP, LLC | 07/2018 | |
| NAPOLI, MONICA, ANN | Individual | – | CHIEF FINANCIAL OFFICER | 12/2019 | < 5% |
| Kumar, Saurabh | Individual | – | CHIEF OPERATING OFFICER | 02/2023 | < 5% |