COMPASS GROUP MANAGEMENT LLC
Adviser information for COMPASS GROUP MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 42 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $3.8B |
| Total | 1 | $3.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.8B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPROVIDE AD HOC, NON-CONTINUOUS ADVISORY SERVICES FOR A FAMILY OFFICE CLIENT ON AN AS REQUESTED BASIS. |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78327 |
|---|---|
| SEC ERA File Number | 801-78327 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168422 |
| Legal Entity Identifier | None |
Principal Office
301 RIVERSIDE AVENUE2ND FLOOR
WESTPORT
CT
United States
Monday - Friday, 9-5
Tel: 203.221.1703, Fax: 203.221.8253
Chief Compliance Officer
CARRIE W. RYAN
GENERAL COUNSEL
1128 CLEVELAND AVENUE
PARK HILLS
KY
United States
Tel:
203.221.1703
Fax:
203.221.8253
C****@*********************M
(Full email address available in API data)
Regulatory Contact
JILL RITCHIE
COUNSEL & ASSISTANT COMPLIANCE OFFICER
152 CALUMET CT
CRESTVIEW HILLS
KY
United States
Tel:
203.939.4163
Fax:
203.221.8253
J*******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWANSON, DAVID, PAUL | Individual | – | MEMBER | 11/2005 | 5-10% |
| OFFENBERG, ALAN, BENJAMIN | Individual | – | MEMBER | 11/2005 | 10-25% |
| SABO, ELIAS, JOSEPH | Individual | – | MANAGER AND TRUSTEE OF SABO FAMILY TRUST | 05/2018 | < 5% |
| MASSOUD, IHAB JOSEPH, MORCOS | Individual | – | MEMBER | 11/2005 | 10-25% |
| RYAN, CARRIE, WISCHER | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2013 | < 5% |
| SABO FAMILY TRUST | Domestic Entity | – | MEMBER | 06/2017 | 25-50% |
| SABO FAMILY TRUST | Domestic Entity | SABO FAMILY TRUST | MEMBER | 06/2017 | 25-50% |
| SABO, ELIAS, JOSEPH | Individual | SABO FAMILY TRUST | TRUSTEE | 05/2018 | |
| MACIARIELLO, PATRICK, A | Individual | – | CHIEF OPERATING OFFICER | 04/2019 | < 5% |