Hedge Fund Database

MILESTONE INVESTMENT ADVISORS, LLC

Adviser information for MILESTONE INVESTMENT ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wisconsin, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,222 $710.3M
Non-Discretionary 11 $72.3M
Total 1,233 $782.6M

Clients

Type Number RAUM
Individuals 210 $91.3M
HNW Individuals 180 $628.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $62.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-78337
SEC ERA File Number 801-78337
SEC CIK Numbers 1967018
SEC CRD Numbers 168429
Legal Entity Identifier None

Principal Office

6702 STONEFIELD ROAD
SUITE 201
MIDDLETON
WI
United States
Monday - Friday, BY APPT ONLY
Tel: 608-826-5730, Fax: 608-826-5731

Websites

milestoneia.com

Chief Compliance Officer

ANGEL MCCLAREY
MEMBER
6702 STONEFIELD ROAD
SUITE 201
MIDDLETON
WI
United States
Tel: 608-826-5730
Fax: 608-826-5731
(Full email address available in API data)

Regulatory Contact

DANIEL KAUPER
MEMBER
6702 STONEFIELD ROAD
MIDDLETON
WI
United States
Tel: 608-274-8420
Fax: SUITE 201
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KAUPER, DANIEL, PETER Individual – MEMBER/CHEIF INFORMATION SECURITY OFFICER 03/2017 25-50%
ARMSTRONG, ROBERT, GARLAND Individual – MEMBER 07/2013 25-50%
MCCLAREY, ANGEL, CHOW Individual – MEMBER/CHIEF COMPLIANCE OFFICER 03/2017 25-50%

No. Employees, Historic

10502020202120222023202420255 on 3/4/20205 on 6/30/20205 on 2/5/20215 on 3/20/20225 on 3/20/20225 on 2/1/20235 on 2/21/20236 on 2/7/20246 on 3/11/20246 on 3/15/20246 on 3/15/2024

RAUM, Historic

800M400M0202020212022202320242025603430416 on 3/4/2020603430416 on 6/30/2020610150017 on 2/5/2021737353714 on 3/20/2022737353714 on 3/20/2022681062445 on 2/1/2023681062445 on 2/21/2023681062445 on 2/7/2024782575998 on 3/11/2024782575998 on 3/15/2024782575998 on 3/15/2024

No. Clients, Historic

4002000202020212022202320242025370 on 3/4/2020370 on 6/30/2020377 on 2/5/2021376 on 3/20/2022376 on 3/20/2022383 on 2/1/2023383 on 2/21/2023383 on 2/7/2024396 on 3/11/2024396 on 3/15/2024396 on 3/15/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ARK ETF TR INNOVATION ETF 7K 150 –
BLACKROCK ETF TRUST US CARBON TRANS 20K 333 –
BLACKROCK ETF TRUST WORLD EX US CARB 13K 290 –
CAMBRIA ETF TR CANNABIS ETF 4K 620 –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 1M 44K –
CAPITAL GRP FIXED INCM ETF T MUNICIPAL INCOME 104K 4K –
CAPITAL GRP FIXED INCM ETF T US MULTI-SECTOR 579K 22K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 4M 165K –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 11M 226K –
FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 798K 23K –
FLEXSHARES TR STOX GBL ESG SLT 338K 2K –
FLEXSHARES TR STOX US ESG SLCT 229K 2K –
GLOBAL X FDS ARTIFICIAL ETF 752K 21K –
GOLDMAN SACHS ETF TR JUST US LRG CP 2M 26K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 4K 74 –
INVESCO EXCH TRADED FD TR II ESG S&P 500 EQL 2K 87 –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 2K 11 –
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 20K 362 –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 3K 76 –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 3M 48K –
INVESCO EXCH TRD SLF IDX FD INTL DEV DYNAMIC 446K 18K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 9M 175K –
INVESCO EXCH TRD SLF IDX FD RUSL 2000 DYNM 129K 4K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 152K 4K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 50K 1K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 4M 36K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 17M 174K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 5M 30K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 39M 609K –
INVESCO QQQ TR UNIT SER 1 32K 66 –
ISHARES INC MSCI EMERG MRKT 5K 88 –
ISHARES TR AGGRES ALLOC ETF 300 4 –
ISHARES TR CORE S&P SCP ETF 2M 19K –
ISHARES TR CORE S&P US VLU 8K 92 –
ISHARES TR CORE S&P500 ETF 8M 15K –
ISHARES TR EAFE GRWTH ETF 1M 12K –
ISHARES TR EAFE VALUE ETF 303K 6K –
ISHARES TR ESG ADV TTL USD 133K 3K –
ISHARES TR ESG ADVNCD HY BD 168K 4K –
ISHARES TR ESG AW MSCI EAFE 385K 5K –
ISHARES TR ESG AWR MSCI USA 343K 3K –
ISHARES TR ESG AWRE 1 5 YR 8M 308K –
ISHARES TR ESG AWRE USD ETF 68K 3K –
ISHARES TR ESG EAFE ETF 159K 2K –
ISHARES TR ESG MSCI USA ETF 155K 3K –
ISHARES TR ESG SCRND S&P SM 82K 2K –
ISHARES TR EXPND TEC SC ETF 3M 36K –
ISHARES TR GL CLEAN ENE ETF 1M 82K –
ISHARES TR GRWT ALLOCAT ETF 31K 555 –
ISHARES TR HIGH YLD SYSTM B 5K 100 –
ISHARES TR ISHARES BIOTECH 679K 5K –
ISHARES TR MSCI EAFE MIN VL 38K 554 –
ISHARES TR MSCI INTL QUALTY 5M 133K –
ISHARES TR MSCI KLD400 SOC 318K 3K –
ISHARES TR MSCI USA ESG SLC 2M 15K –
ISHARES TR MSCI USA MIN VOL 4M 48K –
ISHARES TR MSCI USA QLT FCT 171K 1K –
ISHARES TR RUS 1000 ETF 89K 300 –
ISHARES TR RUS 2000 GRW ETF 46K 175 –
ISHARES TR RUS 2000 VAL ETF 12K 76 –
ISHARES TR RUS MD CP GR ETF 156K 1K –
ISHARES TR RUS TP200 GR ETF 9M 44K –
ISHARES TR S&P 500 GRWT ETF 100K 1K –
ISHARES TR S&P MC 400GR ETF 56K 637 –
ISHARES TR S&P MC 400VL ETF 76K 669 –
ISHARES TR S&P SML 600 GWT 3K 24 –
ISHARES U S ETF TR BLACKROCK SHORT 151K 3K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 14M 305K –
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 4M 66K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 486K 10K –
J P MORGAN EXCHANGE TRADED F SHORT DURA CORE 4M 97K –
LEGG MASON ETF INVT CLEARBRIDEG LR 412K 6K –
NUSHARES ETF TR NUVEEN ESG LRGCP 43K 533 –
NUSHARES ETF TR NUVEEN ESG LRGVL 78K 2K –
NUSHARES ETF TR NUVEEN ESG SMLCP 88K 2K –
PIMCO EQUITY SER RAFI ESG US 213K 6K –
PIMCO ETF TR ENHANCD SHORT 3M 35K –
PIMCO ETF TR SHTRM MUN BD ACT 352K 7K –
POWERSHARES ACTIVELY MANAGED VAR RATE INVT 3M 130K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 200K 8K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 292K 8K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 5K 130 –
SCHWAB STRATEGIC TR FUNDAMENTAL US B 1M 19K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 7M 99K –
SCHWAB STRATEGIC TR INTL EQTY ETF 4M 95K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 217K 4K –
SCHWAB STRATEGIC TR SHT TM US TRES 2M 43K –
SCHWAB STRATEGIC TR US BRD MKT ETF 12M 194K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 10M 134K –
SCHWAB STRATEGIC TR US LCAP GR ETF 30M 302K –
SCHWAB STRATEGIC TR US LCAP VA ETF 769K 10K –
SCHWAB STRATEGIC TR US LRG CAP ETF 26M 408K –
SCHWAB STRATEGIC TR US MID-CAP ETF 11M 143K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 29K –
SELECT SECTOR SPDR TR FINANCIAL 399K 10K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 187K 1K –
SELECT SECTOR SPDR TR TECHNOLOGY 6M 27K –
SPDR GOLD TR GOLD SHS 7K 32 –
SPDR INDEX SHS FDS S&P INTL ETF 137K 4K –
SPDR S&P 500 ETF TR TR UNIT 86K 158 –
SPDR SER TR S&P KENSHO CLEAN 11K 176 –
SPDR SER TR SPDR S&P 500 ETF 3M 70K –
SPDR SER TR SSGA US LRG ETF 837K 5K –
TCW ETF TRUST COMPOUNDERS ETF 260K 8K –
VANECK ETF TRUST MRNGSTR WDE MOAT 13K 145 –
VANECK ETF TRUST SEMICONDUCTR ETF 5K 19 –
VANGUARD BD INDEX FDS INTERMED TERM 3M 39K –
VANGUARD BD INDEX FDS SHORT TRM BOND 401K 5K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 24K 330 –
VANGUARD INDEX FDS EXTEND MKT ETF 297K 2K –
VANGUARD INDEX FDS GROWTH ETF 18M 48K –
VANGUARD INDEX FDS MCAP GR IDXVIP 518K 2K –
VANGUARD INDEX FDS MID CAP ETF 604K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 19K 37 –
VANGUARD INDEX FDS SM CP VAL ETF 247K 1K –
VANGUARD INDEX FDS SMALL CP ETF 401K 2K –
VANGUARD INDEX FDS SML CP GRW ETF 185K 741 –
VANGUARD INDEX FDS TOTAL STK MKT 25M 92K –
VANGUARD INDEX FDS VALUE ETF 3M 20K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 7M 94K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 20K 112 –
VANGUARD STAR FDS VG TL INTL STK F 4M 64K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 965K 20K –
VANGUARD WELLINGTON FD US VALUE FACTR 392K 3K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 8M 70K –
VANGUARD WORLD FD CONSUM STP ETF 6K 27 –
VANGUARD WORLD FD ESG INTL STK ETF 60K 1K –
VANGUARD WORLD FD ESG US CORP BD 54K 863 –
VANGUARD WORLD FD ESG US STK ETF 792K 8K –
VANGUARD WORLD FD MEGA CAP INDEX 35K 176 –
VIRTUS ETF TR II VIRTUS US QLTY 111K 3K –
WISDOMTREE TR FLOATNG RAT TREA 8M 157K –