FUSION FAMILY WEALTH, LLC
Adviser information for FUSION FAMILY WEALTH, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,230 | $998.8M |
| Non-Discretionary | 13 | $14.4M |
| Total | 1,243 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 140 | $66.1M |
| HNW Individuals | 186 | $911.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $35.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPERCENTAGE OF RETIREMENT PLAN ASSETS UNDER ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-78339 |
|---|---|
| SEC ERA File Number | 801-78339 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168254 |
| Legal Entity Identifier | None |
Principal Office
88 FROEHLICH FARM BOULEVARDSUITE 401
WOODBURY
NY
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: (516) 206-1320, Fax: (646) 786-3960
Chief Compliance Officer
BRETT STANTON
CHIEF COMPLIANCE OFFICER
88 FROEHLICH FARM BOULEVARD
SUITE 401
WOODBURY
NY
United States
Tel:
(516) 206-1320
Fax:
(646) 786-3960
B********@*********************M
(Full email address available in API data)
Regulatory Contact
JONATHAN BLAU
CHIEF EXECUTIVE OFFICER AND MEMBER
88 FROEHLICH FARM BOULEVARD
SUITE 401
WOODBURY
NY
United States
Tel:
(516) 206-1320
Fax:
(646) 786-3960
J*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLAU, JONATHAN, RUSSELL | Individual | – | CHIEF EXECUTIVE OFFICER AND MEMBER | 11/2013 | < 5% |
| STANTON, BRETT, DOUGLAS | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 11/2016 | < 5% |
| FFW LEGACY, LLC | Domestic Entity | FUSION FAMILY WEALTH HOLDINGS, LLC | MANAGING MEMBER | 06/2021 | > 75% |
| BLAU, JONATHAN, RUSSELL | Individual | FFW LEGACY, LLC | MEMBER | 06/2021 | > 75% |
| FUSION FAMILY WEALTH HOLDINGS, LLC | Domestic Entity | – | MEMBER | 06/2021 | > 75% |