THE KINNEY GROUP, LLC
Adviser information for THE KINNEY GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 209 | $92.7M |
| Non-Discretionary | 0 | $0 |
| Total | 209 | $92.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $13.1M |
| HNW Individuals | 32 | $79.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $530,843 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-78343 |
|---|---|
| SEC ERA File Number | 801-78343 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168329 |
| Legal Entity Identifier | None |
Principal Office
201 SOUTH LAKE AVENUESUITE 510
PASADENA
CA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (626) 796-1860, Fax: (626) 796-1864
Websites
Chief Compliance Officer
JOANNE NISHIYAMA
MANAGING MEMBER
201 SOUTH LAKE AVENUE
SUITE 510
PASADENA
CA
United States
Tel:
(626) 796-1860
Fax:
(626) 796-1864
J***************@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KINNEY, PAUL, WILLIAM | Individual | – | THE ESTATE OF PAUL W. KINNEY, MEMBER | 08/2013 | > 75% |
| NISHIYAMA, JOANNE, JUNKO | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 08/2013 | 10-25% |