Hedge Fund Database

CAPITAL IMPACT ADVISORS

CAPITAL IMPACT ADVISORS, LLC Legal Name

Adviser information for CAPITAL IMPACT ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3 $170.7M
Non-Discretionary 0 $0
Total 3 $170.7M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 3 $170.7M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM

Identifiers

SEC RIA File Number 801-78345
SEC ERA File Number 801-78345
SEC CIK Numbers 1602198
SEC CRD Numbers 168313
Legal Entity Identifier None

Principal Office

175 FEDERAL ST
STE 875
BOSTON
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 617-279-0045, Fax: 617-904-1614

Websites

www.ershares.com www.facebook.com/ershares/ www.linkedin.com/company/entrepreneurshares-llc/ www.instagram.com/entrepreneurshares/ www.youtube.com/channel/uc9kzpogacli8zuwdxmarprg twitter.com/ershares

Chief Compliance Officer

MIHAI R. PRISACARIU
175 FEDERAL ST
SUITE 875
BOSTON
MA
United States
Tel: 617-279-0045
(Full email address available in API data)

Regulatory Contact

JOEL M. SHULMAN
MANAGING MEMBER / FOUNDING PARTNER / CIO
175 FEDERAL ST
SUITE 875
BOSTON
MA
United States
Tel: 617-279-0045
(Full email address available in API data)

Industry Affiliates

ENTREPRENEURSHARES LLC Other investment adviser, including financial planners
SEAPORT GLOBAL ADVISORS, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PENTEGRA DB PLAN FOR FINANCIAL INSTITUTIONS Domestic Entity – MEMBER 04/2013 25-50%
SHULMAN, JOEL, MARK Individual – MANAGING�MEMBER / FOUNDING PARTNER / CHIEF INVESTMENT OFFICER 04/2013 > 75%
PENTEGRA SERVICES, INC. Domestic Entity PENTEGRA DB PLAN FOR FINANCIAL INSTITUTIONS PARENT 08/2008 > 75%
Prisacariu, Mihai, Rares Individual – CHIEF COMPLIANCE OFFICER 06/2019 < 5%
Adosoglou, Eva Individual – CHIEF OPERATING OFFICER 04/2020 < 5%

No. Employees, Historic

105020192020202120222023202420258 on 6/10/20198 on 10/18/20195 on 3/27/20209 on 3/31/20217 on 3/30/20227 on 6/30/20226 on 3/31/20236 on 11/29/20236 on 3/27/2024

RAUM, Historic

700M350M02019202020212022202320242025312070647 on 6/10/2019312070647 on 10/18/2019399561861 on 3/27/2020625464284 on 3/31/2021301074245 on 3/30/2022301074245 on 6/30/2022155011511 on 3/31/2023155011511 on 11/29/2023170747801 on 3/27/2024

No. Clients, Historic

105020192020202120222023202420254 on 6/10/20194 on 10/18/20194 on 3/27/20204 on 3/31/20214 on 3/30/20224 on 6/30/20224 on 3/31/20234 on 11/29/20233 on 3/27/2024

Holdings

From latest 13F, filed August 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACADIA PHARMACEUTICALS INC COM 399K 25K –
ALTAIR ENGR INC COM CL A 479K 5K –
AMPHASTAR PHARMACEUTICALS IN COM 657K 16K –
ANTERO RESOURCES CORP COM 740K 23K –
APPFOLIO INC COM CL A 738K 3K –
APPLOVIN CORP COM CL A 648K 8K –
ARCUTIS BIOTHERAPEUTICS INC COM 606K 65K –
ARVINAS INC COM 338K 13K –
BRIDGEBIO PHARMA INC COM 353K 14K –
CARGURUS INC COM CL A 806K 31K –
CHEWY INC CL A 748K 27K –
CLEAN HARBORS INC COM 611K 3K –
COHERENT CORP COM 645K 9K –
COINBASE GLOBAL INC COM CL A 770K 3K –
E L F BEAUTY INC COM 840K 4K –
ESAB CORPORATION COM 639K 7K –
EXACT SCIENCES CORP COM 531K 13K –
EXELIXIS INC COM 766K 34K –
FABRINET SHS 717K 3K –
FRESHPET INC COM 645K 5K –
GLOBUS MED INC CL A 1M 20K –
GRID DYNAMICS HLDGS INC CL A 691K 66K –
IMPINJ INC COM 782K 5K –
INSPERITY INC COM 509K 6K –
INTELLIA THERAPEUTICS INC COM 594K 27K –
LATTICE SEMICONDUCTOR CORP COM 670K 12K –
MAXLINEAR INC COM 158K 8K –
MEDPACE HLDGS INC COM 722K 2K –
MICROSTRATEGY INC CL A NEW 712K 517 –
NAPCO SEC TECHNOLOGIES INC COM 669K 13K –
PAGERDUTY INC COM 777K 34K –
PEGASYSTEMS INC COM 1M 18K –
PREFERRED BK LOS ANGELES CA COM NEW 84K 1K –
RUSH STREET INTERACTIVE INC COM 609K 64K –
SCHRODINGER INC COM 248K 13K –
SHAKE SHACK INC CL A 774K 9K –
SHUTTERSTOCK INC COM 581K 15K –
SIMULATIONS PLUS INC COM 632K 13K –
SKECHERS U S A INC CL A 618K 9K –
SUPER MICRO COMPUTER INC COM 1M 2K –
THE REALREAL INC COM 645K 202K –
THOR INDS INC COM 515K 6K –
TOAST INC CL A 1M 40K –
TWIST BIOSCIENCE CORP COM 1M 20K –
UIPATH INC CL A 462K 36K –
UNITED THERAPEUTICS CORP DEL COM 954K 3K –
UNITY SOFTWARE INC COM 440K 27K –
URBAN OUTFITTERS INC COM 685K 17K –
WINGSTOP INC COM 685K 2K –
YELP INC CL A 882K 24K –
ZSCALER INC COM 866K 5K –
ZUORA INC COM CL A 470K 47K –
ZYNEX INC COM 530K 57K –