THE PATTEN GROUP, INC.
Adviser information for THE PATTEN GROUP, INC. last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,266 | $528.9M |
| Non-Discretionary | 1 | $2.4M |
| Total | 1,267 | $531.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 256 | $82.2M |
| HNW Individuals | 138 | $417.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $10.8M |
| Charitable organizations | 6 | $13.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 18 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
832 GEORGIA AVENUESUITE 360
CHATTANOOGA
TN
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 423-531-0360, Fax: 423-805-3920
Chief Compliance Officer
ADRIENNE L ZINGRICH
CHIEF OPERATING OFFICER
832 GEORGIA AVENUE
SUITE 360
CHATTANOOGA
TN
United States
Tel:
423-531-0360
Fax:
423-805-3920
A*******@************M
(Full email address available in API data)
Regulatory Contact
ASHLEE B. PATTEN
CHIEF EXECUTIVE OFFICER
832 GEORGIA AVENUE
SUITE 360
CHATTANOOGA
TN
United States
Tel:
423.805.7360
A*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZINGRICH, ADRIENNE, LANA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2016 | < 5% |
| PATTEN, ASHLEE, BRYAN | Individual | – | PRINCIPAL | 02/2020 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 761K | 7K | – |
| ABBVIE INC | COM | 297K | 2K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 933K | 3K | – |
| ADOBE INC | COM | 3M | 5K | – |
| ADVANCED MICRO DEVICES INC | COM | 206K | 1K | – |
| ALCON AG | ORD SHS | 2M | 17K | – |
| ALPHABET INC | CAP STK CL C | 4M | 20K | – |
| ALPHABET INC | CAP STK CL A | 4M | 24K | – |
| AMAZON COM INC | COM | 2M | 12K | – |
| AMERICAN EXPRESS CO | COM | 328K | 1K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 1M | 8K | – |
| APPLE INC | COM | 17M | 82K | – |
| APPLIED MATLS INC | COM | 1M | 6K | – |
| APTIV PLC | SHS | 640K | 9K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 4M | 53K | – |
| AT&T INC | COM | 2M | 90K | – |
| ATMOS ENERGY CORP | COM | 292K | 3K | – |
| AUTODESK INC | COM | 1M | 6K | – |
| BANK AMERICA CORP | COM | 795K | 20K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 14K | – |
| BJS WHSL CLUB HLDGS INC | COM | 207K | 2K | – |
| BLACKROCK CORE BD TR | SHS BEN INT | 353K | 33K | – |
| BLACKROCK INC | COM | 250K | 318 | – |
| BROADCOM INC | COM | 6M | 4K | – |
| CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 676K | 58K | – |
| CANADIAN NATL RY CO | COM | 2M | 13K | – |
| CARLISLE COS INC | COM | 398K | 981 | – |
| CARRIER GLOBAL CORPORATION | COM | 4M | 67K | – |
| CATERPILLAR INC | COM | 659K | 2K | – |
| CHEVRON CORP NEW | COM | 3M | 22K | – |
| CHUBB LIMITED | COM | 3M | 13K | – |
| CHURCH & DWIGHT CO INC | COM | 471K | 5K | – |
| CISCO SYS INC | COM | 3M | 70K | – |
| COCA COLA CO | COM | 12M | 189K | – |
| COLGATE PALMOLIVE CO | COM | 2M | 16K | – |
| CONOCOPHILLIPS | COM | 1M | 12K | – |
| CONSTELLATION BRANDS INC | CL A | 700K | 3K | – |
| CORNING INC | COM | 1M | 32K | – |
| CROWDSTRIKE HLDGS INC | CL A | 822K | 2K | – |
| DANAHER CORPORATION | COM | 1M | 6K | – |
| DBX ETF TR | XTRACK MSCI EAFE | 952K | 23K | – |
| DIAMONDBACK ENERGY INC | COM | 2M | 9K | – |
| DISNEY WALT CO | COM | 485K | 5K | – |
| DNP SELECT INCOME FD INC | COM | 382K | 47K | – |
| DOLLAR GEN CORP NEW | COM | 922K | 7K | – |
| DOMINION ENERGY INC | COM | 824K | 17K | – |
| DOVER CORP | COM | 883K | 5K | – |
| DOW INC | COM | 696K | 13K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 13K | – |
| EATON CORP PLC | SHS | 5M | 16K | – |
| ECOLAB INC | COM | 2M | 8K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| EMERSON ELEC CO | COM | 3M | 24K | – |
| ENBRIDGE INC | COM | 793K | 22K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 1M | 50K | – |
| EXXON MOBIL CORP | COM | 4M | 32K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 1M | 78K | – |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 2M | 30K | – |
| FIRST TR EXCHANGE-TRADED FD | US EQTY OPPT ETF | 307K | 3K | – |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 542K | 11K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 1M | 25K | – |
| FIVE BELOW INC | COM | 330K | 3K | – |
| GE AEROSPACE | COM NEW | 263K | 2K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 415K | 5K | – |
| GENERAL MLS INC | COM | 1M | 16K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 600K | 34K | – |
| GLOBAL X FDS | INTERNET OF THNG | 516K | 14K | – |
| GLOBAL X FDS | GLOBX SUPDV US | 307K | 18K | – |
| GROCERY OUTLET HLDG CORP | COM | 548K | 25K | – |
| HOME DEPOT INC | COM | 928K | 3K | – |
| HONEYWELL INTL INC | COM | 2M | 12K | – |
| HOST HOTELS & RESORTS INC | COM | 262K | 15K | – |
| IDEXX LABS INC | COM | 3M | 7K | – |
| INDEXIQ ETF TR | HEDGE MLTI ETF | 314K | 10K | – |
| INTEL CORP | COM | 434K | 14K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 9K | – |
| INTERNATIONAL PAPER CO | COM | 323K | 7K | – |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 3M | 110K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 945K | 21K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1M | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 1M | 31K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 521K | 5K | – |
| INVESCO QQQ TR | UNIT SER 1 | 714K | 1K | – |
| ISHARES INC | MSCI STH KOR ETF | 377K | 6K | – |
| ISHARES SILVER TR | ISHARES | 686K | 26K | – |
| ISHARES TR | US TREAS BD ETF | 227K | 10K | – |
| ISHARES TR | U.S. TECH ETF | 235K | 2K | – |
| ISHARES TR | SHRT NAT MUN ETF | 3M | 33K | – |
| ISHARES TR | S&P SML 600 GWT | 730K | 6K | – |
| ISHARES TR | S&P MC 400GR ETF | 1M | 16K | – |
| ISHARES TR | RUSSELL 3000 ETF | 330K | 1K | – |
| ISHARES TR | RUSSELL 2000 ETF | 290K | 1K | – |
| ISHARES TR | RUS MD CP GR ETF | 825K | 7K | – |
| ISHARES TR | RUS 1000 VAL ETF | 1M | 6K | – |
| ISHARES TR | RUS 1000 GRW ETF | 9M | 23K | – |
| ISHARES TR | RUS 1000 ETF | 1M | 5K | – |
| ISHARES TR | NATIONAL MUN ETF | 2M | 18K | – |
| ISHARES TR | MSCI USA MIN VOL | 541K | 6K | – |
| ISHARES TR | MSCI LW CRB TG | 439K | 2K | – |
| ISHARES TR | MSCI EAFE ETF | 944K | 12K | – |
| ISHARES TR | MSCI ACWI ETF | 675K | 6K | – |
| ISHARES TR | MBS ETF | 365K | 4K | – |
| ISHARES TR | ISHS 1-5YR INVS | 311K | 6K | – |
| ISHARES TR | ISHARES BIOTECH | 384K | 3K | – |
| ISHARES TR | INTRM GOV CR ETF | 2M | 16K | – |
| ISHARES TR | IBONDS DEC 26 | 245K | 10K | – |
| ISHARES TR | GNMA BOND ETF | 282K | 7K | – |
| ISHARES TR | GLOBAL TECH ETF | 2M | 29K | – |
| ISHARES TR | FLTG RATE NT ETF | 542K | 11K | – |
| ISHARES TR | EXPND TEC SC ETF | 388K | 4K | – |
| ISHARES TR | EXPANDED TECH | 2M | 19K | – |
| ISHARES TR | EAFE VALUE ETF | 1M | 22K | – |
| ISHARES TR | EAFE GRWTH ETF | 3M | 29K | – |
| ISHARES TR | CORE US AGGBD ET | 3M | 33K | – |
| ISHARES TR | CORE S&P500 ETF | 7M | 13K | – |
| ISHARES TR | CORE S&P US VLU | 1M | 11K | – |
| ISHARES TR | CORE S&P TTL STK | 2M | 15K | – |
| ISHARES TR | CORE S&P SCP ETF | 407K | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 3M | 47K | – |
| ISHARES TR | CORE MSCI EAFE | 3M | 38K | – |
| ISHARES TR | CORE HIGH DV ETF | 739K | 7K | – |
| ISHARES TR | BROAD USD HIGH | 239K | 7K | – |
| ISHARES TR | 7-10 YR TRSY BD | 448K | 5K | – |
| ISHARES TR | 3 7 YR TREAS BD | 285K | 2K | – |
| ISHARES TR | 10+ YR INVST GRD | 258K | 5K | – |
| ISHARES TR | 1 3 YR TREAS BD | 1M | 17K | – |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 2M | 35K | – |
| J P MORGAN EXCHANGE TRADED F | US VALUE FACTR | 457K | 11K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 458K | 9K | – |
| J P MORGAN EXCHANGE TRADED F | US MOMENTUM | 459K | 9K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 3M | 58K | – |
| J P MORGAN EXCHANGE TRADED F | JPMORGAN DIVER | 368K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 328K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 2M | 27K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 1M | 24K | – |
| JOHNSON & JOHNSON | COM | 4M | 25K | – |
| JPMORGAN CHASE & CO. | COM | 7M | 34K | – |
| KENVUE INC | COM | 934K | 51K | – |
| KIMBERLY-CLARK CORP | COM | 9M | 62K | – |
| KNIFE RIVER CORP | COMMON STOCK | 677K | 10K | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 794K | 117K | – |
| LINDE PLC | SHS | 4M | 8K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 2K | – |
| LOWES COS INC | COM | 2M | 9K | – |
| MARRIOTT INTL INC NEW | CL A | 2M | 9K | – |
| MCDONALDS CORP | COM | 749K | 3K | – |
| MDU RES GROUP INC | COM | 917K | 37K | – |
| MEDTRONIC PLC | SHS | 430K | 5K | – |
| MERCK & CO INC | COM | 3M | 25K | – |
| METLIFE INC | COM | 448K | 6K | – |
| MICROSOFT CORP | COM | 20M | 44K | – |
| MID-AMER APT CMNTYS INC | COM | 670K | 5K | – |
| NETFLIX INC | COM | 406K | 602 | – |
| NEWMONT CORP | COM | 2M | 44K | – |
| NEXTERA ENERGY INC | COM | 2M | 33K | – |
| NIKE INC | CL B | 703K | 9K | – |
| NORFOLK SOUTHN CORP | COM | 2M | 8K | – |
| NORTHROP GRUMMAN CORP | COM | 1M | 3K | – |
| NOVARTIS AG | SPONSORED ADR | 2M | 17K | – |
| NUVEEN S&P 500 BUY-WRITE INC | COM | 847K | 63K | – |
| NVIDIA CORPORATION | COM | 31M | 251K | – |
| NXP SEMICONDUCTORS N V | COM | 929K | 3K | – |
| OMNICOM GROUP INC | COM | 1M | 13K | – |
| ORACLE CORP | COM | 580K | 4K | – |
| PALO ALTO NETWORKS INC | COM | 976K | 3K | – |
| PEPSICO INC | COM | 3M | 19K | – |
| PHILIP MORRIS INTL INC | COM | 213K | 2K | – |
| PHILLIPS 66 | COM | 1M | 9K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 2M | 32K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 969K | 11K | – |
| PINNACLE FINL PARTNERS INC | COM | 2M | 19K | – |
| POWERSHARES ACTIVELY MANAGED | S&P500 DOWNSID | 3M | 93K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 12K | – |
| PROLOGIS INC. | COM | 459K | 4K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 345K | 5K | – |
| PROSHARES TR | LARGE CAP CRE | 328K | 5K | – |
| PULTE GROUP INC | COM | 419K | 4K | – |
| QUALCOMM INC | COM | 3M | 14K | – |
| RBB FD INC | MOTLEY FOOL GBL | 235K | 8K | – |
| REGIONS FINANCIAL CORP NEW | COM | 1M | 74K | – |
| REPUBLIC SVCS INC | COM | 896K | 5K | – |
| ROLLINS INC | COM | 413K | 8K | – |
| RTX CORPORATION | COM | 4M | 37K | – |
| SANOFI | SPONSORED ADR | 851K | 18K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 252K | 3K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 338K | 5K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 710K | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 352K | 4K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 790K | 9K | – |
| SEMPRA | COM | 283K | 4K | – |
| SIMMONS 1ST NATL CORP | CL A $1 PAR | 364K | 21K | – |
| SOUTHERN CO | COM | 488K | 6K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 7M | 13K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 245K | 4K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 618K | 9K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 2M | 22K | – |
| SPDR SER TR | BBG CONV SEC ETF | 2M | 25K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 369K | 9K | – |
| STONEX GROUP INC | COM | 345K | 5K | – |
| STRYKER CORPORATION | COM | 3M | 9K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 533K | 3K | – |
| TE CONNECTIVITY LTD | SHS | 236K | 2K | – |
| TJX COS INC NEW | COM | 1M | 9K | – |
| TRUIST FINL CORP | COM | 1M | 38K | – |
| UNION PAC CORP | COM | 396K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 6K | – |
| UNUM GROUP | COM | 370K | 7K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 1M | 16K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 4M | 60K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 3M | 34K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 276K | 4K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 2M | 23K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 202K | 4K | – |
| VANGUARD INDEX FDS | VALUE ETF | 404K | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 421K | 2K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 440K | 880 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 384K | 5K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 2M | 8K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 278K | 744 | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 361K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 1M | 25K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 3M | 32K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 994K | 12K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 478K | 8K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1M | 7K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 933K | 11K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 1M | 11K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 360K | 1K | – |
| VEEVA SYS INC | CL A COM | 1M | 7K | – |
| VENTAS INC | COM | 461K | 9K | – |
| VERIZON COMMUNICATIONS INC | COM | 825K | 20K | – |
| VISA INC | COM CL A | 11M | 41K | – |
| VULCAN MATLS CO | COM | 2M | 10K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 260K | 22K | – |
| WALMART INC | COM | 2M | 28K | – |
| WESTROCK CO | COM | 340K | 7K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 927K | 33K | – |
| WILLIAMS COS INC | COM | 1M | 27K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 420K | 9K | – |
| WISDOMTREE TR | ITL HDG QTLY DIV | 1M | 29K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 582K | 12K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 368K | 8K | – |
| XYLEM INC | COM | 4M | 31K | – |