IWP WEALTH - PRIVATE CLIENT ADVISORS
IWP WEALTH PCA LLC Legal Name
Adviser information for IWP WEALTH - PRIVATE CLIENT ADVISORS last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 315 | $107.8M |
| Non-Discretionary | 627 | $312.5M |
| Total | 942 | $420.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $9.4M |
| HNW Individuals | 60 | $399.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $8.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-78368 |
|---|---|
| SEC ERA File Number | 801-78368 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168113 |
| Legal Entity Identifier | None |
Principal Office
2719 EAST THIRD AVENUEDENVER
CO
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 720-328-9702, Fax: 888-776-8193
Chief Compliance Officer
CHARLES WILLHOIT
PRINCIPAL
2719 EAST THIRD AVENUE
DENVER
CO
United States
Tel:
720-524-3761
Fax:
888-776-8193
C******@********M
(Full email address available in API data)
Industry Affiliates
| EPIC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| IWP WEALTH MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| IWP WEALTH INVESTORS LLC | Domestic Entity | – | OWNER | 06/2013 | 50-75% |
| WILLHOIT, CHARLES, ALEXANDER | Individual | IWP WEALTH INVESTORS LLC | OWNER | 06/2013 | 50-75% |
| MCCABE, KEVIN, MICHAEL | Individual | – | PRINCIPAL & MANAGER | 06/2014 | 10-25% |
| WILLHOIT, CHARLES, ALEXANDER | Individual | – | OWNER, CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| EVERLAND, JAYE | Individual | – | OWNER | 03/2022 | 5-10% |