GLOBAL EVOLUTION USA, LLC
Adviser information for GLOBAL EVOLUTION USA, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 25 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $698.5M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $698.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $352.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $224.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $122.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-78371 |
|---|---|
| SEC ERA File Number | 801-78371 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161677 |
| Legal Entity Identifier | None |
Principal Office
250 PARK AVENUE15TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 A.M - 5 P.M
Tel: 1 (646) 844-3883, Fax: None
Chief Compliance Officer
SAMANTHA ADDONIZIO
250 PARK AVENUE
15TH FLOOR
NEW YORK
NY
United States
Tel:
1 (646) 844-3883
S*****************@******************M
(Full email address available in API data)
Industry Affiliates
| CONNING INVESTMENT PRODUCTS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CONNING, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GLOBAL EVOLUTION FONDSMAEGLERSELSKAB A/S | Other investment adviser, including financial planners |
| GLOBAL EVOLUTION FUND MANAGEMENT SINGAPORE, PTE. LTD. | Other investment adviser, including financial planners |
| OCTAGON CREDIT INVESTORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARLMARK REAL ESTATE SERVICES, LLC | Real estate broker or dealer |
| PREP INVESTMENT ADVISERS, L.L.C. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GLOBAL EVOLUTION FUNDS USA, LLC, GLOBAL EVOLUTION EM DEBT FUND | LONG ONLY EMERGING MARKET DEBT FUND | $141.9M | $1.0M | 1 |
| GLOBAL EVOLUTION FUNDS USA, LLC, GLOBAL EVOLUTION EM LOCAL CURRENCY DEBT FUND | LONG ONLY EMERGING MARKET DEBT FUND | $82.1M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUGGE, MORTEN, WICHMANN | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2012 | < 5% |
| RUMP INVEST APS | Foreign Entity | GLOBAL EVOLUTION HOLDING APS | SHAREHOLDER | 07/2013 | |
| GLOBAL EVOLUTION FONDSMAEGLERSELSKAB A/S | Foreign Entity | – | PARENT COMPANY | 08/2012 | > 75% |
| GLOBAL EVOLUTION HOLDING APS | Foreign Entity | GLOBAL EVOLUTION FINANCIAL APS | SHAREHOLDER | 07/2013 | > 75% |
| CONNING HOLDINGS LIMITED | Foreign Entity | GLOBAL EVOLUTION HOLDING APS | SHAREHOLDER | 06/2018 | > 75% |
| CATHAY LIFE INSURANCE CO., LTD. | Foreign Entity | CONNING HOLDINGS LIMITED | SHAREHOLDER | 06/2018 | > 75% |
| CATHAY FINANCIAL HOLDING CO., LTD. | Foreign Entity | CATHAY LIFE INSURANCE CO., LTD. | SHAREHOLDER | 06/2018 | > 75% |
| ADDONIZIO, SAMANTHA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |
| Schytt, Torben | Individual | – | CHIEF OPERATING OFFICER | 02/2018 | < 5% |
| GLOBAL EVOLUTION FINANCIAL APS | Foreign Entity | GLOBAL EVOLUTION FONDSMAEGLERSELSKAB A/S | SHAREHOLDER | 10/2019 | > 75% |
| Josefsen, Sine, Bak | Individual | – | HEAD OF LEGAL AND COMPLIANCE | 03/2023 | < 5% |