EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC
Adviser information for EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,079 | $393.8M |
| Non-Discretionary | 163 | $46.7M |
| Total | 1,242 | $440.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 329 | $68.7M |
| HNW Individuals | 140 | $304.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $16.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $51.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 393.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS WRAP FEE PROGRAM | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC |
Principal Office
645 MASSACHUSETTS STREETSUITE 300
LAWRENCE
KS
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: (785) 856-2222, Fax: None
Chief Compliance Officer
DONALD D. DUNCAN
MEMBER
645 MASSACHUSETTS STREET
SUITE 300
LAWRENCE
KS
United States
Tel:
(785) 856-2222
D**@****************M
(Full email address available in API data)
Regulatory Contact
JASON EDMONDS
MEMBER
645 MASSACHUSETTS STREET
SUITE #))
LAWRENCE
KS
United States
Tel:
(785) 856-2222
J****@****************M
(Full email address available in API data)
Industry Affiliates
| EDMONDS DUNCAN INSURANCE AGENCY, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EDMONDS, JASON, STEPHEN | Individual | – | MEMBER | 08/2013 | 50-75% |
| DUNCAN, DONALD, DWAYNE | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 08/2013 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON.COM INC | Stock | 627K | 3K | – |
| POWERSHARES QQQ TR | ETF | 201K | 419 | – |
| VULCAN MATLS CO COM | Stock | 278K | 1K | – |
| JOHNSON & JOHNSON COM | Stock | 336K | 2K | – |
| TORTOISE NORTH AMERICAN PIPELINE FUND | ETF | 6M | 219K | – |
| DEXCOM INC COM | Stock | 257K | 2K | – |
| ISHARES MSCI KLD 400 SOCIAL ETF | ETF | 210K | 2K | – |
| YUM! BRANDS INC | Stock | 2M | 13K | – |
| PROCTER AND GAMBLE CO COM | Stock | 811K | 5K | – |
| BLACKROCK MUNICIPAL INCOME COM | CEF | 2M | 134K | – |
| AMEREN CORP | Stock | 436K | 6K | – |
| ISHARES MSCI USA ESG SELECT ETF | ETF | 855K | 8K | – |
| ALLIANCEBERNSTEIN NATL MUN INM COM | CEF | 1M | 99K | – |
| INVESCO SR INCOME TR COM | CEF | 3M | 620K | – |
| CAPITOL FEDERAL FINANCIAL | Stock | 2M | 364K | – |
| SPDR DOW JONES GLOBAL REAL ESTATE ETF | ETF | 394K | 9K | – |
| NUTANIX INC CL A | Stock | 291K | 5K | – |
| EATON VANCE LTD DURATION INCOME FD | CEF | 2M | 235K | – |
| HOWMET AEROSPACE INC COM | Stock | 374K | 5K | – |
| FEDEX CORP | Stock | 210K | 700 | – |
| PULTE GROUP INC COM | Stock | 314K | 3K | – |
| PEPSICO INC COM | Stock | 6M | 35K | – |
| FORD MOTOR COMPANY | Stock | 782K | 62K | – |
| US BANCORP DEL COM NEW | Stock | 417K | 10K | – |
| HOME DEPOT | Stock | 479K | 1K | – |
| FAT BRANDS INC CLASS A COM | Stock | 65K | 13K | – |
| SPDR PORTFOLIO S&P 400 MID CAP ETF | ETF | 3M | 62K | – |
| ISHARES S&P SMALLCAP 600 ETF | ETF | 1M | 10K | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 2M | 5K | – |
| GOOGLE INC | Stock | 526K | 3K | – |
| INTUIT COM | Stock | 204K | 310 | – |
| SPOTIFY TECHNOLOGY S A SHS | Stock | 409K | 1K | – |
| CSX CORP | Stock | 421K | 13K | – |
| MICROSOFT | Stock | 4M | 9K | – |
| EVERGY INC COM | Stock | 761K | 14K | – |
| GARMIN LTD | Stock | 339K | 2K | – |
| BERKSHIRE HATHAWAY INC DEL CL A | Stock | 2M | 3 | – |
| CBOE GLOBAL MKTS INC COM | Stock | 252K | 1K | – |
| TESLA MOTORS INC | Stock | 576K | 3K | – |
| MACERICH CO | REIT | 263K | 17K | – |
| ROYAL CARIBBEAN GROUP COM | Stock | 368K | 2K | – |
| TRADEWEB MKTS INC CL A | Stock | 308K | 3K | – |
| SPDR S&P MIDCAP 400 ETF TRUST | ETF | 281K | 526 | – |
| ELI LILLY & CO COM | Stock | 769K | 849 | – |
| DRAFTKINGS INC NEW COM CL A | Stock | 280K | 7K | – |
| PIMCO ENHANCED SHORT MATURITY ACTIVE ESG EXCHANGE-TRADED FUND | ETF | 332K | 3K | – |
| AFLAC INC COM | Stock | 424K | 5K | – |
| BLACKROCK RES & COMMODITIES STRATEGYTR SHS | CEF | 1M | 117K | – |
| BROWN FORMAN CORP CL B | Stock | 302K | 7K | – |
| VANGUARD SMALL CAP VALUE ETF | ETF | 12M | 66K | – |
| VANECK IG FLOATING RATE ETF | ETF | 26M | 1M | – |
| VANGUARD MID-CAP GROWTH ETF | ETF | 12M | 51K | – |
| ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | ETF | 8M | 133K | – |
| ERASCA INC COM | Stock | 81K | 34K | – |
| DUOLINGO INC CL A COM | Stock | 258K | 1K | – |
| GUIDEWIRE SOFTWARE INC COM | Stock | 365K | 3K | – |
| INFORMATICA INC COM CL A | Stock | 379K | 12K | – |
| VANGUARD SMALL-CAP GROWTH ETF | ETF | 11M | 42K | – |
| VANGUARD VALUE ETF | ETF | 8M | 48K | – |
| VANGUARD GROWTH ETF | ETF | 8M | 22K | – |
| WEAVE COMMUNICATIONS INC COM | Stock | 108K | 12K | – |
| PGIM HIGH YIELD BOND FUND INC COM | CEF | 631K | 49K | – |
| DOORDASH INC CL A | Stock | 263K | 2K | – |
| FIRST TR ENHANCED EQUITY INCOM COM | CEF | 1M | 68K | – |
| META PLATFORMS INC CL A | Stock | 789K | 2K | – |
| GLOBAL X MLP ETF | ETF | 2M | 51K | – |
| RALPH LAUREN CORP CL A | Stock | 259K | 1K | – |
| PALO ALTO NETWORKS INC COM | Stock | 389K | 1K | – |
| TOLL BROTHERS INC COM | Stock | 306K | 3K | – |
| ISHARES MSCI GLOBAL SILVER MINERS ETF | ETF | 151K | 13K | – |
| DREYFUS MUN INCOME INC | CEF | 142K | 20K | – |
| MFS MUN INCOME TR SH BEN INT | CEF | 1M | 213K | – |
| BUILDERS FIRSTSOURCE INC COM | Stock | 232K | 2K | – |
| ISHARES CORE MSCI EAFE | ETF | 862K | 12K | – |
| SPDR PORTFOLIO HIGH YIELD BOND ETF | ETF | 696K | 30K | – |
| IES HLDGS INC COM | Stock | 216K | 2K | – |
| NVIDIA CORP | Stock | 729K | 6K | – |
| ISHARES 1-3 YR CREDIT BOND ETF | ETF | 564K | 11K | – |
| EATON VANCE TAX MANAGED | CEF | 161K | 11K | – |
| ABBVIE INC COM | Stock | 324K | 2K | – |
| CASEYS GEN STORES INC COM | Stock | 345K | 903 | – |
| VIRTUS DIVIDEND INTEREST & PR COM | CEF | 3M | 270K | – |
| WEST PHARMACEUTICAL SVSC INC COM | Stock | 264K | 800 | – |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | ADR | 644K | 4K | – |
| FIRST TRUST PREFERRED SECURITIES & INCOME ETF | ETF | 3M | 148K | – |
| SPDR BLACKSTONE SENIOR LOAN ETF | ETF | 307K | 7K | – |
| MCDONALDS CORP COM | Stock | 1M | 4K | – |
| ISHARES S&P SMALLCAP 600 GROWTH ETF | ETF | 3M | 24K | – |
| ISHARES S&P 500 VALUE ETF | ETF | 4M | 21K | – |
| SPDR PORTFOLIO S&P 600 SMALL CAP ETF | ETF | 4M | 96K | – |
| ISHARES S&P 500 GROWTH ETF | ETF | 5M | 54K | – |
| ADVENT CONV & INCOME FD COM | CEF | 2M | 151K | – |
| DIMENSIONAL INTERNATIONAL SMALL CAP ETF | ETF | 12M | 485K | – |
| FLEX LTD ORD | Stock | 328K | 11K | – |
| UNION PAC CORP COM | Stock | 2M | 9K | – |
| VANGUARD MID-CAP VALUE ETF | ETF | 12M | 81K | – |
| SPDR PORTFOLIO EMERGING MARKETS ETF | ETF | 7M | 178K | – |
| CHEVRON CORP NEW COM | Stock | 333K | 2K | – |
| CONOCOPHILLIPS COM | Stock | 267K | 2K | – |
| BANK AMERICA CORP COM | Stock | 1M | 36K | – |
| WALMART INC COM | Stock | 566K | 8K | – |
| INTL BUSINESS MACHINES | Stock | 292K | 2K | – |
| ORACLE CORPORATION | Stock | 211K | 1K | – |
| ALPHABET INC CAP STK CL C | Stock | 544K | 3K | – |
| AMGEN INC | Stock | 859K | 3K | – |
| APPLIED MATLS INC COM | Stock | 708K | 3K | – |
| TEXAS ROADHOUSE INC COM | Stock | 304K | 2K | – |
| NUVEEN AMT FREE QLTY MUN INCME COM | CEF | 994K | 87K | – |
| WILLIAMS COS INC COM | Stock | 1M | 25K | – |
| POWERSHARES S&P 500 BUYWRITE PORTFOLIO ETF | ETF | 4M | 195K | – |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 30M | 165K | – |
| GLOBAL X NASDAQ 100 COVERED CALL ETF | ETF | 2M | 99K | – |
| ISHARES 7-10 YEAR TREASURY BOND ETF | ETF | 25M | 270K | – |
| ISHARES TR CORE DIVID GROWTH ETF | ETF | 2M | 37K | – |
| ISHARES S&P SMALLCAP 600 VALUE ETF | ETF | 2M | 20K | – |
| ISHARES S&P MIDCAP 400 GROWTH INDEX | ETF | 2M | 23K | – |
| ISHARES S&P MIDCAP 400 VALUE ETF | ETF | 1M | 13K | – |
| ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF | ETF | 228K | 5K | – |
| SPDR PORTFOLIO S&P 500 GROWTH ETF | ETF | 30M | 368K | – |
| SPDR PORTFOLIO S&P 500 VALUE ETF | ETF | 27M | 562K | – |
| PHILIP MORRIS INTL INC | Stock | 462K | 5K | – |
| FIDELITY TOTAL BOND ETF | ETF | 31M | 697K | – |
| ALTRIA GROUP INC COM | Stock | 409K | 9K | – |
| EXXON MOBIL CORP COM | Stock | 656K | 6K | – |
| FTAI AVIATION LTD SHS | Stock | 316K | 3K | – |
| NOVO-NORDISK A S ADR | ADR | 214K | 2K | – |
| SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | ETF | 30M | 852K | – |
| CARDINAL HEALTH INC COM | Stock | 206K | 2K | – |
| APPLE INC | Stock | 6M | 28K | – |
| DISNEY WALT CO COM | Stock | 481K | 5K | – |