ASSET MANAGEMENT GROUP INVESTMENT CORP.
Adviser information for ASSET MANAGEMENT GROUP INVESTMENT CORP. last updated from Form ADV on December 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $189.5M |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $189.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $189.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78374 |
|---|---|
| SEC ERA File Number | 801-78374 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168369 |
| Legal Entity Identifier | None |
Principal Office
6295 GREENWOOD PLAZA BLVD.GREENWOOD VILLAGE
CO
United States
Monday - Friday, 8AM-5PM
Tel: 303-694-2190, Fax: 303-694-9242
Chief Compliance Officer
MICHAEL BERGMANN
VICE PRESIDENT AND SECRETARY
6295 GREENWOOD PLAZA BLVD.
GREENWOOD VILLAGE
CO
United States
Tel:
303 694-2190
Fax:
303 694-9242
M*********@**************M
(Full email address available in API data)
Regulatory Contact
MEGAN LIVINGSTON
SR CORPORATE ATTORNEY, AMG NATIONAL TRUST BANK
6295 GREENWOOD PLAZA BLVD.
GREENWOOD VILLAGE
CO
United States
Tel:
303 694-2190
Fax:
303 694-9242
M***********@**************M
(Full email address available in API data)
Industry Affiliates
| AGUA MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AMG NATIONAL TRUST BANK | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ANCHORAGE VENTURE FUND V, LLLP | Venture Capital Fund | $0.5M | $0.0M | 40 |
| APEX HEDGE FUND LLLP | Hedge Fund | $35.2M | $0.1M | 34 |
| ASCENT SMALL CAP HEDGE FUND, LLLP | Hedge Fund | $24.2M | $0.1M | 18 |
| BEARING VENTURE FUND VI, LLLP | Venture Capital Fund | $3.3M | $0.1M | 44 |
| CUPOLA FINANCIAL FUND I, LLLP | Private Equity Fund | $2.4M | $0.1M | 54 |
| CUPOLA FS DIRECT, LLLP | Venture Capital Fund | $12.4M | $0.1M | 34 |
| CUPOLA LS DIRECT, LLLP | Venture Capital Fund | $10.8M | $0.1M | 25 |
| CUPOLA REVOLUTION DIRECT LLLP | Venture Capital Fund | $2.8M | $0.1M | 17 |
| CUPOLA VC DIRECT II, LLLP | Venture Capital Fund | $16.7M | $0.1M | 18 |
| CUPOLA VC DIRECT, LLLP | Venture Capital Fund | $8.2M | $0.1M | 32 |
| CUPOLA VENTURE FUND VIII, LLLP | Venture Capital Fund | $28.5M | $0.1M | 82 |
| GEOTHERMAL ENERGY FUND I, LLC | Real Estate Fund | $0.0M | $0.1M | 23 |
| GEOTHERMAL ENERGY FUND II, LLC | Real Estate Fund | $0.0M | $0.0M | 14 |
| GLOBAL SPECIAL OPPORTUNITIES FUND I, LLLP | Private Equity Fund | $3.8M | $0.1M | 34 |
| HIGH YIELD OPPORTUNITY FUND II, LLLP | Private Equity Fund | $3.6M | $0.1M | 73 |
| INTERNATIONAL PRIVATE EQUITY FUND I, LLLP | Private Equity Fund | $0.9M | $0.1M | 80 |
| MAGMAENERGY FUND, LLC | Real Estate Fund | $0.0M | $0.0M | 13 |
| PILOTHOUSE VENTURE FUND VII, LLLP | Venture Capital Fund | $21.3M | $0.1M | 36 |
| ZENITH TECHNOLOGY HEDGE FUND, LLLP | Hedge Fund | $15.0M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WRIGHT, EARL, LOUIS | Individual | – | PRESIDENT, TREASURER | 04/1981 | < 5% |
| ASSET MANAGEMENT GROUP HOLDING CO. | Domestic Entity | – | SHAREHOLDER | 04/1981 | > 75% |
| BERGMANN, MICHAEL, DEAN | Individual | – | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 04/1981 | < 5% |
| WRIGHT, EARL, LOUIS | Individual | ASSET MANAGEMENT GROUP HOLDING CO. | PARTNER | 01/1987 | 50-75% |
| BERGMANN, MICHAEL, DEAN | Individual | ASSET MANAGEMENT GROUP HOLDING CO. | PARTNER | 01/1987 | 25-50% |