MCA CROSS BORDER ADVISORS INC.
Adviser information for MCA CROSS BORDER ADVISORS INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $12.2M |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $12.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $5.0M |
| HNW Individuals | 7 | $7.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 89 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-78394 |
|---|---|
| SEC ERA File Number | 801-78394 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168125 |
| Legal Entity Identifier | None |
Principal Office
625 PRESIDENT KENNEDYSUITE 903
MONTREAL
Canada
Monday - Friday, 9:00AM - 5:00PM
Tel: 514-940-8066, Fax: 514-940-8001
Chief Compliance Officer
ALEXANDER DUBROVSKY
VICE PRESIDENT - INVESTMENT SERVICES
100 KING STREET WEST
SUITE 5700
TORONTO
Canada
Tel:
416-477-8153
A*********@*****************M
(Full email address available in API data)
Regulatory Contact
HAYLEY NELSON
CONSULTANT
163 ENGLISH BLUFF ROAD
DELTA
Canada
Tel:
877-456-1380
H******@****************M
(Full email address available in API data)
Industry Affiliates
| ALTRO LEVY LLP | Lawyer or law firm |
| MCA CROSS BORDER CAPITAL INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALTRO, MATTHEW, CHAD | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2013 | > 75% |
| ZHENG, XIA, NMN | Individual | – | VICE PRESIDENT | 03/2023 | < 5% |
| MCA TRUST | Foreign Entity | – | OWNER | 07/2022 | 5-10% |
| ZHENG, XIA, NMN | Individual | MCA TRUST | TRUSTEE | 06/2022 | |
| ALTRO, MATTHEW, CHAD | Individual | MCA TRUST | TRUSTEE | 06/2022 | |
| Dubrovsky, Alexander, Vladimir | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |