ALJIAN CAPITAL MANAGEMENT
ALJIAN CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for ALJIAN CAPITAL MANAGEMENT last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 946 | $433.9M |
| Non-Discretionary | 82 | $12.5M |
| Total | 1,028 | $446.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 261 | $58.7M |
| HNW Individuals | 151 | $377.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $2.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-78416 |
|---|---|
| SEC ERA File Number | 801-78416 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167381 |
| Legal Entity Identifier | None |
Principal Office
600 E WILLIAM STREETSTE. 208
CARSON CITY
NV
United States
Monday - Friday, 6:30 AM - 3:00 PM
Tel: 707-230-2158, Fax: 707-230-2294
Websites
Chief Compliance Officer
JESSICA MARKARIAN
ASSOCIATE
600 E WILLIAM STREET
STE. 208
CARSON CITY
NV
United States
Tel:
707-230-2158
Fax:
707-230-2294
J******@****************M
(Full email address available in API data)
Regulatory Contact
JAMES ALJIAN
MANAGING PARTNER
600 E WILLIAM STREET
STE. 208
CARSON CITY
NV
United States
Tel:
707-230-2158
Fax:
707-230-2294
J**@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALJIAN FAMILY REVOCABLE TRUST | Domestic Entity | – | MANAGING MEMBER | 08/2014 | > 75% |
| ALJIAN, JAMES, RAYMOND | Individual | ALJIAN FAMILY REVOCABLE TRUST | TRUSTEE & OWNER | 04/2006 | 50-75% |
| ALJIAN, DENISE, LOUISE | Individual | ALJIAN FAMILY REVOCABLE TRUST | TRUSTEE & OWNER | 04/2006 | 50-75% |
| MARKARIAN, JESSICA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2014 | < 5% |
| ALJIAN, DENISE, LOUISE | Individual | – | TRUSTEE | 04/2006 | < 5% |
| ALJIAN, JAMES, RAYMOND | Individual | – | TRUSTEE | 04/2006 | < 5% |