LECONTE WEALTH MANAGEMENT, LLC
Adviser information for LECONTE WEALTH MANAGEMENT, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 686 | $261.3M |
| Non-Discretionary | 1 | $622,403 |
| Total | 687 | $262.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 219 | $80.0M |
| HNW Individuals | 54 | $175.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $277,678 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $6.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesTAX PLANNING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-78438 |
|---|---|
| SEC ERA File Number | 801-78438 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168539 |
| Legal Entity Identifier | None |
Principal Office
703 WILLIAM BLOUNT DRIVEMARYVILLE
TN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (865) 379-8200, Fax: 888-236-6630
Chief Compliance Officer
KEVIN A. PAINTER
MANAGING MEMBER/PARTNER
703 WILLIAM BLOUNT DRIVE
MARYVILLE
TN
United States
Tel:
(865) 379-8200
Fax:
(865) 379-8045
K****@****************M
(Full email address available in API data)
Regulatory Contact
HOY GRIMM
MANAGING MEMBER/PARTNER
703 WILLIAM BLOUNT DRIVE
MARYVILLE
TN
United States
Tel:
(865) 379-8200
Fax:
(865) 379-8045
H**@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAINTER, KEVIN, A. | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 03/2007 | 25-50% |
| GRIMM, HOY, CARTER | Individual | – | MANAGING MEMBER | 03/2007 | 25-50% |
| DOCKERY, JONATHAN, KEITH | Individual | – | MANAGING MEMBER | 01/2019 | 10-25% |