OLD IRONSIDES ENERGY, LLC
Adviser information for OLD IRONSIDES ENERGY, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78440 |
|---|---|
| SEC ERA File Number | 801-78440 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168670 |
| Legal Entity Identifier | None |
Principal Office
500 TOTTEN POND ROADSUITE 630
WALTHAM
MA
United States
Monday - Friday, 8AM - 5PM
Tel: 617-366-2030, Fax: 617-426-1021
Chief Compliance Officer
ANDREA C. HANEY
CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER
500 TOTTEN ROAD
SUITE 630
WALTHAM
MA
United States
Tel:
617-366-2046
Fax:
617-426-1021
A*****@*********************M
(Full email address available in API data)
Regulatory Contact
IQEQ US
CONSULTANT
2777 NORTH STEMMONS FREEWAY
SUITE 1425
DALLAS
TX
United States
Tel:
214-716-4363
Fax:
214-509-6080
O*************@***********************M
(Full email address available in API data)
Industry Affiliates
| OLD IRONSIDES BRAZOS III GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OLD IRONSIDES ENERGY FUND II GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OLD IRONSIDES ENERGY FUND II-D GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OLD IRONSIDES ENERGY FUND III GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OLD IRONSIDES ENERGY FUND III-D GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OLD IRONSIDES BRAZOS III-A, LP | Private Equity Fund | $166.6M | $0.0M | 18 |
| OLD IRONSIDES ENERGY FUND II-A, LP | Private Equity Fund | $459.7M | $10.0M | 50 |
| OLD IRONSIDES ENERGY FUND II-B, LP | Private Equity Fund | $92.4M | $10.0M | 13 |
| OLD IRONSIDES ENERGY FUND III-A, LP | Private Equity Fund | $560.9M | $10.0M | 34 |
| OLD IRONSIDES ENERGY FUND III-B, LP | Private Equity Fund | $143.9M | $10.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RIOUX, DANIEL, ALAN | Individual | – | MEMBER AND MANAGING PARTNER | 07/2013 | 25-50% |
| (CARROLL) HANEY, ANDREA, C | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2013 | < 5% |
| CARSON, SCOTT, EDWARD | Individual | – | MEMBER AND MANAGING PARTNER | 07/2013 | 25-50% |
| MORZANO, GREGORY, SCOTT | Individual | – | MEMBER AND MANAGING PARTNER | 07/2013 | 25-50% |
| O'NEILL, SEAN, PATRICK | Individual | – | MEMBER AND MANAGING PARTNER | 07/2013 | 25-50% |
| Donahue, Kevin, Jude | Individual | – | CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |