CRUISER CAPITAL ADVISORS, LLC
Adviser information for CRUISER CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 2 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 9 | $91.0M |
Non-Discretionary | 0 | $0 |
Total | 9 | $91.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 2 | $18.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 7 | $72.7M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Principal Office
243 TRESSER BLVD17TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 8AM-5PM
Tel: 212-829-5833, Fax: 917-591-9063
Chief Compliance Officer
KEITH M. ROSENBLOOM
MANAGING MEMBER
243 TRESSER BLVD
17TH FLOOR
STAMFORD
CT
United States
Tel:
212-829-5833
K*****@*************M
(Full email address available in API data)
Industry Affiliates
CRUISER CAPITAL MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
CRUISER GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
CRUISER CAPITAL MASTER FUND, L.P | Hedge Fund | $43.4M | $1.0M | 54 |
METAMORPHOSIS IV LLC | Hedge Fund | $5.0M | $1.0M | 2 |
METAMORPHOSIS VI LLC | Hedge Fund | $2.6M | $1.0M | 11 |
METAMORPHOSIS VII LLC | Hedge Fund | $1.1M | $1.0M | 1 |
METAMORPHOSIS VIII LLC | Hedge Fund | $20.6M | $1.0M | 24 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ROSENBLOOM, KEITH, MICHAEL | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 06/2011 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ALIGHT INC | COM CL A | 4M | 485K | – |
ALLEGIANT TRAVEL CO | COM | 1M | 20K | – |
ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 720 | 20K | – |
AMERICAN VANGUARD CORP | COM | 9M | 1M | – |
API GROUP CORP | COM STK | 6M | 155K | – |
ASHLAND INC | COM | 3M | 32K | – |
BENEFICIENT | *W EXP 06/07/202 | 356 | 49K | – |
CECO ENVIRONMENTAL CORP | COM | 1M | 46K | – |
CHART INDS INC | COM | 751K | 5K | – |
CRANE HLDGS CO | COM | 504K | 8K | – |
CRH PLC | ORD | 5M | 72K | – |
DIREXION SHS ETF TR | DLY S&P500 BR 3X | 134K | 13K | – |
ENHABIT INC | COM | 1M | 142K | – |
EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 954 | 28K | – |
FEDERAL AGRIC MTG CORP | CL C | 1M | 8K | – |
FS KKR CAP CORP | COM | 1M | 55K | – |
FTAI AVIATION LTD | SHS | 22M | 229K | – |
FTAI INFRASTRUCTURE INC | COMMON STOCK | 4M | 411K | – |
GANNETT CO INC | COM | 122K | 26K | – |
GFL ENVIRONMENTAL INC | SUB VTG SHS | 4M | 110K | – |
GREAT ELM CAP CORP | COM NEW | 1M | 122K | – |
HOLLEY INC | COM | 38K | 11K | – |
IDENTIV INC | COM NEW | 180K | 42K | – |
INFRARED CAMERAS HLDGS INC | *W EXP 12/19/202 | 1K | 38K | – |
JETAI INC | *W EXP 07/26/202 | 3K | 50K | – |
LENDINGCLUB CORPLSB INDS INC | COM | 82K | 10K | – |
MODINE MFG CO | COM | 501K | 5K | – |
NEXTNAV INC | COMMON STOCK | 144K | 18K | – |
NV5 GLOBAL INC | COM | 3M | 27K | – |
PITNEY BOWES INC | COM | 418K | 82K | – |
PORTMAN RIDGE FINANCE CORP | COM NEW | 319K | 16K | – |
PURECYCLE TECHNOLOGIES INC | *W EXP 03/17/202 | 79K | 50K | – |
PYROPHYTE ACQUISITION CORP | *W EXP 05/03/202 | 2K | 38K | – |
RESERVOIR MEDIA INC | *W EXP 08/26/202 | 46K | 31K | – |
RITHM CAPITAL CORP | COM NEW | 305K | 28K | – |
SCILEX HOLDING CO | *W EXP 11/10/202 | 22K | 50K | – |
SEASTAR MEDICAL HOLDING CORP | *W EXP 10/28/202 | 2K | 32K | – |
SEQLL INC | *W EXP 08/31/202 | 749 | 70K | – |
SPROTT FDS TR | URANIUM MINERS E | 1M | 45K | – |
SURGEPAYS INC | *W EXP 10/22/202 | 26K | 99K | – |
VERIFYME INC | COM NEW | 64K | 45K | – |
VERIFYME INC WTS | *W EXP 06/22/202 | 7K | 100K | – |
VISION SENSING ACQUISITION C | CLASS A COM | 1K | 38K | – |
WHOLE EARTH BRANDS INC | COM CL A | 430K | 88K | – |
WORKSPORT LTD | *W EXP 08/06/202 | 4K | 50K | – |