IIC
INSTITUTIONAL INVESTMENT CONSULTING Legal Name
Adviser information for IIC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 45 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 45 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | Fixed feesCHARGE AN ASSET BASED FEE ON RETIREMENT PLANS UNDER ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-78450 |
|---|---|
| SEC ERA File Number | 801-78450 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168705 |
| Legal Entity Identifier | None |
Principal Office
7 WEST SQUARE LAKE ROADBLOOMFIELD HILLS
MI
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 248-339-9808, Fax: None
Chief Compliance Officer
MICHAEL W. KOZEMCHAK
CHIEF COMPLIANCE OFFICER
7 WEST SQUARE LAKE ROAD
BLOOMFIELD HILLS
MI
United States
Tel:
248-339-9808
M*********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEPHENS, PAUL, RICHARD | Individual | – | MANAGING DIRECTOR | 09/2013 | < 5% |
| KOZEMCHAK, MICHAEL, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER/PRESIDENT | 08/2013 | > 75% |
| CIMMINO, GREGORY, THOMAS | Individual | – | MANAGING DIRECTOR | 09/2013 | < 5% |
| CIOCCA, ANTONIO, AMERICO | Individual | – | MANAGING DIRECTOR | 09/2013 | < 5% |
| ROWE, LEWIS, MARLIN | Individual | – | MANAGING DIRECTOR | 02/2019 | < 5% |