REAGAN COMPANIES ASSET MANAGEMENT, INC
Adviser information for REAGAN COMPANIES ASSET MANAGEMENT, INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 691 | $818.1M |
| Non-Discretionary | 0 | $0 |
| Total | 691 | $818.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 472 | $180.1M |
| HNW Individuals | 203 | $445.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16 | $192.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 691 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-78452 |
|---|---|
| SEC ERA File Number | 801-78452 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161648 |
| Legal Entity Identifier | None |
Principal Office
8 E MAIN STREETMARCELLUS
NY
United States
Monday - Friday, 7:30AM-4:00PM
Tel: 315-673-2094, Fax: 315-673-1121
Websites
Chief Compliance Officer
LISA BARDOU
CHIEF COMPLIANCE OFFICER
8 E MAIN STREET
MARCELLUS
NY
United States
Tel:
315-673-5337
Fax:
315-673-1121
L***@******************M
(Full email address available in API data)
Regulatory Contact
DAVID ROBERT HAAHR
CHIEF OPERATING OFFICER
8 E MAIN STREET
MARCELLUS
NY
United States
Tel:
315-673-2094 X349
Fax:
315-673-1121
D***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REAGAN, RICHARD, PAUL | Individual | – | PRESIDENT | 01/2014 | > 75% |
| BARDOU, LISA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2015 | < 5% |
| HAAHR, DAVID | Individual | – | CHIEF OPERATING OFFICER | 01/2015 | < 5% |