NAVIGOE, LLC
Adviser information for NAVIGOE, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 566 | $314.6M |
| Non-Discretionary | 6 | $1.9M |
| Total | 572 | $316.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 57 | $26.0M |
| HNW Individuals | 87 | $286.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $4.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-78471 |
|---|---|
| SEC ERA File Number | 801-78471 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168716 |
| Legal Entity Identifier | None |
Principal Office
417 BERYL STREETREDONDO BEACH
CA
United States
Monday - Friday, 9AM-5PM
Tel: 888-596-4636, Fax: 310-861-1755
Chief Compliance Officer
ERIC TOYA
INVESTMENT ADVISOR REPRESENTATIVE
417 BERYL STREET
REDONDO BEACH
CA
United States
Tel:
310-697-0400
Fax:
310-861-1755
E***@**********M
(Full email address available in API data)
Regulatory Contact
SCOTT LEONARD
PRESIDENT
417 BERYL STREET
REDONDO BEACH
CA
United States
Tel:
310-697-0400
Fax:
310-861-1755
D****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEONARD, SCOTT, ALAN | Individual | – | PRESIDENT | 08/2013 | < 5% |
| TOYA, ERIC, SEIJI | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2013 | < 5% |
| LEONARD FAMILY TRUST | Domestic Entity | – | OWNER | 08/2013 | > 75% |