WHITESTAR ASSET MANAGEMENT LLC
Adviser information for WHITESTAR ASSET MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 32 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $4.0B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $4.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $10.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $143.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $3.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 90 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78493 |
|---|---|
| SEC ERA File Number | 801-78493 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167408 |
| Legal Entity Identifier | 254900DI5HCXBPTLM867 |
Principal Office
200 CRESCENT COURTSUITE 1175
DALLAS
TX
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M. (CT)
Tel: (214) 420-2400, Fax: None
Chief Compliance Officer
JOHN F. CANNON
233 WILSHIRE BOULEVARD
SUITE 800
SANTA MONICA
CA
United States
Tel:
(310) 400-8820
J******@************M
(Full email address available in API data)
Regulatory Contact
MARK T. MURRAY
CHIEF FINANCIAL OFFICER
200 CRESCENT COURT
SUITE 1175
DALLAS
TX
United States
Tel:
(214) 420-4418
M******@**************M
(Full email address available in API data)
Industry Affiliates
| TRINITAS CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
| WHITESTAR TACITICAL CREDIT OPPORTUNITIES II, GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CATHEDRAL LAKE CLO 2013, LTD. | Securitized Asset Fund | $368.9M | $1.0M | 0 |
| CATHEDRAL LAKE V, LTD. | Securitized Asset Fund | $313.9M | $1.0M | 0 |
| CATHEDRAL LAKE VI, LTD. | Securitized Asset Fund | $395.2M | $1.0M | 0 |
| CATHEDRAL LAKE VII, LTD. | Securitized Asset Fund | $388.7M | $1.0M | 0 |
| CATHEDRAL LAKE VIII, LTD. | Securitized Asset Fund | $399.3M | $1.0M | 0 |
| DEMUS CLO 8, LTD. | Securitized Asset Fund | $10.0M | $1.0M | 0 |
| DEMUS CLO 10, LTD. | Securitized Asset Fund | $30.5M | $1.0M | 0 |
| DEMUS CLO 12, LTD. | Securitized Asset Fund | $459.4M | $1.0M | 0 |
| MKS CLO 2017-1, LTD. | Securitized Asset Fund | $270.7M | $1.0M | 0 |
| MKS CLO 2017-2, LTD. | Securitized Asset Fund | $325.4M | $1.0M | 0 |
| TELOS 2014-6, LTD. | Securitized Asset Fund | $32.2M | $0.3M | 0 |
| TELOS CLO 2013-3, LTD. | Securitized Asset Fund | $60.9M | $0.3M | 0 |
| TELOS CLO 2013-4, LTD. | Securitized Asset Fund | $233.4M | $0.3M | 0 |
| TELOS CLO 2014-5, LTD. | Securitized Asset Fund | $100.1M | $0.3M | 0 |
| TRINITAS CLO II, LTD. | Securitized Asset Fund | $1.9M | $1.0M | 20 |
| TRINITAS EURO CLO I DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $386.9M | $1.0M | 2 |
| WHITEHORSE IX, LTD. | Securitized Asset Fund | $2.4M | $1.0M | 0 |
| WHITESTAR TACTICAL CREDIT OPPORTUNITIES MASTER FUND II LP | MASTER FEEDER FUND | $55.6M | $0.0M | 86 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAHMUD, GIBRAN, WARRIS | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2013 | < 5% |
| BRANER, PHILIP, RICHARD | Individual | – | MANAGING DIRECTOR | 09/2015 | < 5% |
| WSAM HOLDCO LLC | Domestic Entity | – | MEMBER | 03/2017 | > 75% |
| MURRAY, MARK, THOMAS | Individual | – | CHIEF FINANCIAL OFFICER | 08/2017 | < 5% |
| CLEARLAKE STRATEGIC PARTNERS, L.P. | Domestic Entity | WSAM HOLDCO LLC | MEMBER | 06/2020 | > 75% |
| CLEARLAKE CAPITAL GROUP GP, LLC | Domestic Entity | CLEARLAKE STRATEGIC PARTNERS, L.P. | GENERAL PARTNER | 04/2017 | |
| CCG OPERATIONS, LLC | Domestic Entity | CLEARLAKE CAPITAL GROUP GP, LLC | MANAGING MEMBER | 04/2017 | > 75% |
| CCG GLOBAL, LLC | Domestic Entity | CCG OPERATIONS, LLC | MEMBER | 12/2018 | > 75% |
| EGHBALI, BEHDAD | Individual | CCG GLOBAL, LLC | MEMBER | 12/2018 | 25-50% |
| CANNON, JOHN, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2020 | < 5% |
| FELICIANO, JOSE, ENRIQUE | Individual | CCG GLOBAL, LLC | MEMBER | 12/2018 | 50-75% |