Hedge Fund Database

COMPASS ION ADVISORS, LLC

Adviser information for COMPASS ION ADVISORS, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 7
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 10

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,262 $1.0B
Non-Discretionary 15 $85.3M
Total 3,277 $1.1B

Clients

Type Number RAUM
Individuals 796 $236.0M
HNW Individuals 260 $768.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 15 $85.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-78503
SEC ERA File Number 801-78503
SEC CIK Numbers 1621100
SEC CRD Numbers 166418
Legal Entity Identifier None

Principal Office

300 CONSHOHOCKEN STATE ROAD
SUITE 230
CONSHOHOCKEN
PA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (610) 228-2200, Fax: (610) 783-4275

Websites

www.facebook.com/compassionadvisors www.ionadv.com www.linkedin.com/company/compass-ion-advisors-llc www.youtube.com/@compassionadvisors compass-ionadvisors.com/

Chief Compliance Officer

MATTHEW D. KANE
PRESIDENT AND PRINCIPAL
300 CONSHOHOCKEN STATE ROAD
SUITE 230
CONSHOHOCKEN
PA
United States
Tel: (610) 228-2200
Fax: (610) 783-4275
(Full email address available in API data)

Regulatory Contact

GLEN GANGEWER
ADVISOR
300 CONSHOHOCKEN STATE ROAD
SUITE 230
CONSHOHOCKEN
PA
United States
Tel: (610) 228-2200
Fax: (610) 783-4275
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KANE, MATTHEW, DANIEL Individual – PRESIDENT, PRINCIPAL AND CHIEF COMPLIANCE OFFICER 12/2008 50-75%
MANIFOLD, JOSHUA, SCOTT Individual – SENIOR VICE PRESIDENT AND MANAGING MEMBER 04/2015 25-50%

No. Employees, Historic

20100201920202021202220232024202519 on 5/1/201919 on 7/30/201919 on 8/20/201919 on 9/27/201919 on 2/18/202015 on 3/28/202015 on 6/26/202015 on 11/17/202013 on 2/22/202113 on 4/30/202113 on 7/19/202113 on 10/8/202113 on 1/4/202215 on 2/14/202215 on 4/25/202215 on 5/6/202215 on 7/27/202215 on 2/13/202315 on 3/15/202315 on 5/17/202315 on 7/17/202315 on 9/12/202320 on 2/27/2024

RAUM, Historic

2B1B02019202020212022202320242025730595096 on 5/1/2019730595096 on 7/30/2019730595096 on 8/20/2019730595096 on 9/27/2019730595096 on 2/18/2020901001337 on 3/28/2020901001337 on 6/26/2020901001337 on 11/17/2020748974948 on 2/22/2021748974948 on 4/30/2021748974948 on 7/19/2021748974948 on 10/8/2021748974948 on 1/4/2022870558080 on 2/14/2022870558080 on 4/25/2022870558080 on 5/6/2022870558080 on 7/27/2022870558080 on 2/13/2023767057712 on 3/15/2023767057712 on 5/17/2023767057712 on 7/17/2023767057712 on 9/12/20231089630152 on 2/27/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251014 on 5/1/20191014 on 7/30/20191014 on 8/20/20191014 on 9/27/20191014 on 2/18/20201018 on 3/28/20201018 on 6/26/20201018 on 11/17/2020876 on 2/22/2021876 on 4/30/2021876 on 7/19/2021876 on 10/8/2021876 on 1/4/2022913 on 2/14/2022913 on 4/25/2022913 on 5/6/2022913 on 7/27/2022913 on 2/13/2023919 on 3/15/2023919 on 5/17/2023919 on 7/17/2023919 on 9/12/20231071 on 2/27/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
374WATER INC COM 101K 80K –
3M CO COM 437K 4K –
ABBOTT LABS COM 601K 5K –
ABBVIE INC COM 2M 10K –
ADVISORSHARES TR ADVISORSHS ETF 27K 427 –
ADVISORSHARES TR ADVISORSHS ETF 181K 3K –
AGNC INVT CORP COM 306K 31K –
AKEBIA THERAPEUTICS INC COM 46K 25K –
ALPHABET INC CAP STK CL A 2M 13K –
ALPHABET INC CAP STK CL C 3M 21K –
AMAZON COM INC COM 4M 25K –
AMAZON COM INC COM 2K 12 –
AMERICAN CENTY ETF TR AVANTIS ALL EQT 188K 3K –
AMERICAN CENTY ETF TR AVANTIS ALL EQT 5M 74K –
AMERICAN CENTY ETF TR US SML CP VALU 696K 7K –
AMERICAN EXPRESS CO COM 339K 1K –
AMGEN INC COM 1M 5K –
AMPHENOL CORP NEW CL A 898K 8K –
ANALOG DEVICES INC COM 690K 3K –
APOLLO GLOBAL MGMT INC COM 557K 5K –
APPLE INC COM 4M 26K –
ASTRAZENECA PLC SPONSORED ADR 228K 3K –
AT&T INC COM 306K 17K –
AUTOZONE INC COM 1M 408 –
AVERY DENNISON CORP COM 362K 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 11K –
BLACKROCK INC COM 304K 364 –
BLACKSTONE INC COM 3M 25K –
BOOKING HOLDINGS INC COM 871K 240 –
BOSTON OMAHA CORP CL A COM STK 172K 11K –
BP PLC SPONSORED ADR 232K 6K –
BRISTOL-MYERS SQUIBB CO COM 243K 4K –
BROADCOM INC COM 351K 265 –
BROADRIDGE FINL SOLUTIONS IN COM 312K 2K –
BROOKFIELD CORP CL A LTD VT SH 680K 17K –
BROWN & BROWN INC COM 1M 12K –
CAMBRIA ETF TR GLB MOMENT ETF 568K 20K –
CAMBRIA ETF TR SHSHLD YIELD ETF 2M 33K –
CARMAX INC COM 401K 5K –
CASS INFORMATION SYS INC COM 223K 5K –
CATERPILLAR INC COM 1M 3K –
CBIZ INC COM 259K 3K –
CDW CORP COM 2M 8K –
CHEVRON CORP NEW COM 908K 6K –
CISCO SYS INC COM 530K 11K –
CISCO SYS INC COM 23K 454 –
COCA COLA CO COM 638K 10K –
COINBASE GLOBAL INC COM CL A 1M 4K –
COLLIERS INTL GROUP INC SUB VTG SHS 328K 3K –
CONSTELLATION ENERGY CORP COM 253K 1K –
CVS HEALTH CORP COM 836K 10K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 513K 17K –
DISNEY WALT CO COM 334K 3K –
DOMINION ENERGY INC COM 272K 6K –
EA SERIES TRUST ALPHA ARCH 1-3 346K 3K –
EA SERIES TRUST ALPHA ARCH 1-3 17M 158K –
ELI LILLY & CO COM 2M 2K –
EMERSON ELEC CO COM 356K 3K –
EOG RES INC COM 501K 4K –
ETF SER SOLUTIONS APTUS COLLRD INV 18M 499K –
ETF SER SOLUTIONS APTUS COLLRD INV 223K 6K –
ETF SER SOLUTIONS APTUS DEFINED 102K 4K –
ETF SER SOLUTIONS APTUS DEFINED 16M 612K –
EXLSERVICE HOLDINGS INC COM 832K 26K –
EXXON MOBIL CORP COM 2M 14K –
EXXON MOBIL CORP COM 34K 295 –
FASTENAL CO COM 755K 10K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 142K 3K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 19M 414K –
FIDELITY WISE ORIGIN BITCOIN SHS 58K 934 –
FIDELITY WISE ORIGIN BITCOIN SHS 8M 125K –
FLOOR & DECOR HLDGS INC CL A 239K 2K –
FORTUNE BRANDS INNOVATIONS I COM 607K 7K –
FRANCO NEV CORP COM 274K 2K –
GABELLI ETFS TRUST FINL SVCS OPPTYS 578K 16K –
GABELLI ETFS TRUST FINL SVCS OPPTYS 23K 607 –
GALLAGHER ARTHUR J & CO COM 748K 3K –
GE AEROSPACE COM NEW 437K 2K –
GLOBUS MED INC CL A 2M 37K –
GRACO INC COM 1M 12K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 3M 47K –
HOME DEPOT INC COM 677K 2K –
HONEYWELL INTL INC COM 692K 3K –
IDEX CORP COM 1M 5K –
ILLINOIS TOOL WKS INC COM 930K 3K –
INCYTE CORP COM 203K 4K –
INNODATA INC COM NEW 235K 36K –
INTEL CORP COM 1M 33K –
INTERCONTINENTAL EXCHANGE IN COM 344K 3K –
INTERNATIONAL BUSINESS MACHS COM 2M 11K –
INTUIT COM 250K 384 –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 237K 2K –
INVESCO QQQ TR UNIT SER 1 747K 2K –
ISHARES BITCOIN TR SHS 345K 9K –
ISHARES INC CORE MSCI EMKT 511K 10K –
ISHARES TR 1 3 YR TREAS BD 791K 10K –
ISHARES TR CORE DIV GRWTH 21M 363K –
ISHARES TR CORE DIV GRWTH 305K 5K –
ISHARES TR CORE MSCI EAFE 1M 15K –
ISHARES TR CORE MSCI TOTAL 727K 11K –
ISHARES TR CORE MSCI TOTAL 59M 864K –
ISHARES TR CORE S&P MCP ETF 469K 8K –
ISHARES TR CORE S&P SCP ETF 613K 6K –
ISHARES TR CORE S&P TTL STK 1M 11K –
ISHARES TR CORE S&P US VLU 265K 3K –
ISHARES TR CORE S&P500 ETF 4M 8K –
ISHARES TR CORE TOTAL USD 49M 1M –
ISHARES TR CORE TOTAL USD 342K 7K –
ISHARES TR CORE US AGGBD ET 3M 34K –
ISHARES TR EAFE SML CP ETF 12K 196 –
ISHARES TR EAFE SML CP ETF 362K 6K –
ISHARES TR ESG AW MSCI EAFE 369K 5K –
ISHARES TR ESG AWR MSCI USA 1M 9K –
ISHARES TR ESG MSCI LEADR 901K 10K –
ISHARES TR HDG MSCI EAFE 294K 8K –
ISHARES TR IBOND DEC 2030 524K 27K –
ISHARES TR IBONDS 24 TRM TS 673K 28K –
ISHARES TR IBONDS 25 TRM TS 674K 29K –
ISHARES TR IBONDS 26 TRM TS 677K 30K –
ISHARES TR IBONDS 27 TRM TS 680K 31K –
ISHARES TR IBONDS 28 TRM TS 625K 28K –
ISHARES TR IBONDS 29 TRM TS 520K 24K –
ISHARES TR IBONDS DEC 2031 528K 26K –
ISHARES TR IBOXX INV CP ETF 874K 8K –
ISHARES TR INTRM GOV CR ETF 710K 7K –
ISHARES TR ISHS 1-5YR INVS 2M 32K –
ISHARES TR MICRO-CAP ETF 497K 4K –
ISHARES TR RUS 2000 GRW ETF 208K 769 –
ISHARES TR RUS 2000 VAL ETF 235K 1K –
ISHARES TR RUS MDCP VAL ETF 429K 3K –
ISHARES TR RUSSELL 2000 ETF 1M 5K –
ISHARES TR S&P MC 400VL ETF 210K 2K –
ISHARES TR S&P SML 600 GWT 430K 3K –
ISHARES TR SELECT DIVID ETF 635K 5K –
ISHARES TR SHORT TREAS BD 1M 10K –
ISHARES TR SP SMCP600VL ETF 316K 3K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 20K –
JOHNSON & JOHNSON COM 2M 15K –
JPMORGAN CHASE & CO. COM 618K 3K –
KEYSIGHT TECHNOLOGIES INC COM 410K 3K –
LANDSTAR SYS INC COM 204K 1K –
LISTED FD TR HORIZON KINETICS 1M 40K –
LOCKHEED MARTIN CORP COM 550K 1K –
MARKEL GROUP INC COM 1M 778 –
MARTIN MARIETTA MATLS INC COM 271K 442 –
MCDONALDS CORP COM 453K 2K –
MERCK & CO INC COM 3M 23K –
META PLATFORMS INC CL A 1M 2K –
MICROCHIP TECHNOLOGY INC. COM 1M 13K –
MICROSOFT CORP COM 6M 14K –
MICROSOFT CORP COM 56K 134 –
MICROSTRATEGY INC CL A NEW 16M 9K –
NEOS ETF TRUST NEOS S&P 500 HI 1M 26K –
NETFLIX INC COM 214K 353 –
NEXTERA ENERGY INC COM 2M 35K –
NIKE INC CL B 215K 2K –
NORFOLK SOUTHN CORP COM 708K 3K –
NORTHROP GRUMMAN CORP COM 359K 750 –
NOVARTIS AG SPONSORED ADR 262K 3K –
NUCOR CORP COM 1M 6K –
NUTANIX INC CL A 234K 4K –
NVIDIA CORPORATION COM 9M 10K –
ORACLE CORP COM 309K 2K –
PACER FDS TR PACER US SMALL 59K 1K –
PACER FDS TR PACER US SMALL 584K 12K –
PACER FDS TR US CASH COWS 100 90K 2K –
PACER FDS TR US CASH COWS 100 1M 17K –
PAYCHEX INC COM 596K 5K –
PEPSICO INC COM 532K 3K –
PFIZER INC COM 422K 15K –
PINNACLE FINL PARTNERS INC COM 800K 9K –
PROCTER AND GAMBLE CO COM 695K 4K –
PROGRESSIVE CORP COM 1M 5K –
REALTY INCOME CORP COM 938K 17K –
REPUBLIC SVCS INC COM 200K 1K –
ROSS STORES INC COM 1M 7K –
S&P GLOBAL INC COM 258K 607 –
SCHLUMBERGER LTD COM STK 201K 4K –
SCHWAB STRATEGIC TR US BRD MKT ETF 123K 2K –
SCHWAB STRATEGIC TR US BRD MKT ETF 4M 59K –
SERVICENOW INC COM 585K 767 –
SHARPS TECHNOLOGY INC COMMON STOCK 20K 57K –
SPDR GOLD TR GOLD SHS 2M 8K –
SPDR S&P 500 ETF TR TR UNIT 139K 266 –
SPDR S&P 500 ETF TR TR UNIT 11M 21K –
SPDR SER TR DJ REIT ETF 281K 3K –
SPDR SER TR PORTFOLIO S&P400 514K 10K –
SPDR SER TR PORTFOLIO S&P500 816K 13K –
SPDR SER TR PORTFOLIO S&P500 65M 1M –
SPDR SER TR S&P 600 SMCP VAL 10M 115K –
SPDR SER TR S&P 600 SMCP VAL 116K 1K –
SPDR SER TR S&P BIOTECH 364K 4K –
SPDR SER TR S&P DIVID ETF 1M 9K –
SPS COMM INC COM 247K 1K –
STARBUCKS CORP COM 618K 7K –
STERIS PLC SHS USD 603K 3K –
STRYKER CORPORATION COM 2M 5K –
SYSCO CORP COM 402K 5K –
T ROWE PRICE ETF INC CAP APPRECIATION 3M 98K –
TESLA INC COM 701K 4K –
TEXAS PACIFIC LAND CORPORATI COM 5M 8K –
TRANE TECHNOLOGIES PLC SHS 1M 4K –
TRUST FOR PROFESSIONAL MANAG CROSSINGBRDG PRE 358K 17K –
UNITED THERAPEUTICS CORP DEL COM 664K 3K –
UNITEDHEALTH GROUP INC COM 282K 569 –
UNIVEST FINANCIAL CORPORATIO COM 799K 38K –
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 27K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 20K 274 –
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 20K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 13K 273 –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 312K 6K –
VANGUARD INDEX FDS GROWTH ETF 2M 7K –
VANGUARD INDEX FDS LARGE CAP ETF 798K 3K –
VANGUARD INDEX FDS MCAP VL IDXVIP 362K 2K –
VANGUARD INDEX FDS MID CAP ETF 2M 6K –
VANGUARD INDEX FDS REAL ESTATE ETF 3M 35K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 4K –
VANGUARD INDEX FDS SM CP VAL ETF 9M 47K –
VANGUARD INDEX FDS SMALL CP ETF 10M 44K –
VANGUARD INDEX FDS SMALL CP ETF 68K 297 –
VANGUARD INDEX FDS SML CP GRW ETF 2M 10K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 7K –
VANGUARD INDEX FDS TOTAL STK MKT 125M 481K –
VANGUARD INDEX FDS VALUE ETF 4M 26K –
VANGUARD INDEX FDS VALUE ETF 27K 165 –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 5M 87K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 51K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 6K 154 –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 2M 20K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 354K 8K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 151K 1K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 7M 59K –
VANGUARD MUN BD FDS TAX EXEMPT BD 299K 6K –
VANGUARD MUN BD FDS TAX EXEMPT BD 9K 180 –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 338K 6K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 347K 4K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 3M 36K –
VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 352K 2K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 8M 43K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 18K 100 –
VANGUARD STAR FDS VG TL INTL STK F 229K 4K –
VANGUARD STAR FDS VG TL INTL STK F 183K 3K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 50K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 28K –
VANGUARD WELLINGTON FD US VALUE FACTR 334K 3K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 17K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 54K 450 –
VANGUARD WORLD FD ESG US STK ETF 586K 6K –
VANGUARD WORLD FD FINANCIALS ETF 384K 4K –
VANGUARD WORLD FD HEALTH CAR ETF 2M 7K –
VANGUARD WORLD FD INF TECH ETF 2M 4K –
VANGUARD WORLD FD MEGA CAP INDEX 329K 2K –
VANGUARD WORLD FD UTILITIES ETF 1M 9K –
VERIZON COMMUNICATIONS INC COM 722K 17K –
VISA INC COM CL A 3M 9K –
VULCAN MATLS CO COM 2M 6K –
WALMART INC COM 412K 7K –
WASTE MGMT INC DEL COM 236K 1K –
WATERS CORP COM 417K 1K –
WATSCO INC COM 375K 868 –
WHEELS UP EXPERIENCE INC COM CL A 45K 16K –
ZEBRA TECHNOLOGIES CORPORATI CL A 942K 3K –