BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED
Adviser information for BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 51 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 51 | $10.8B |
| Non-Discretionary | 0 | $0 |
| Total | 51 | $10.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $2.2B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 37 | $6.3B |
| Pension and profit sharing plans | <5 | $1.6B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $731.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-78507 |
|---|---|
| SEC ERA File Number | 801-78507 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168895 |
| Legal Entity Identifier | 5493007L3OY1WAC3H512 |
Principal Office
SUITE 4109, JARDINE HOUSEONE CONNAUGHT PLACE, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9AM TO 6PM
Tel: 852-2537-6658, Fax: 852-2537-1583
Websites
Chief Compliance Officer
PANG LIZHONG
HEAD OF RISK, LEGAL & COMPLIANCE
SUITE 4109, JARDINE HOUSE
ONE CONNAUGHT PLACE, CENTRAL
HONG KONG
Hong Kong
Tel:
852-3718-6233
Fax:
852-2537-1583
P*****@*********M
(Full email address available in API data)
Regulatory Contact
ANDREW WAN
SENIOR MANAGER, LEGAL & COMPLIANCE
SUITE 4109, JARDINE HOUSE
ONE CONNAUGHT PLACE, CENTRAL
HONG KONG
Hong Kong
Tel:
852-3718-6246
A***@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOSERA ASSET MANAGEMENT CO., LIMITED | Foreign Entity | – | SHAREHOLDER | 03/2010 | > 75% |
| CHINA MERCHANTS SECURITIES CO., LIMITED | Foreign Entity | BOSERA ASSET MANAGEMENT CO., LIMITED | SHAREHOLDER | 02/1999 | > 75% |
| CHINA GREATWALL ASSET MANAGEMENT CORPORATION | Foreign Entity | BOSERA ASSET MANAGEMENT CO., LIMITED | SHAREHOLDER | 07/1998 | 25-50% |
| MINISTRY OF FINANCE OF THE PEOPLE'S REPUBLIC OF CHINA | Foreign Entity | CHINA GREATWALL ASSET MANAGEMENT CORPORATION | SHAREHOLDER | 10/1999 | 50-75% |
| CHINA MERCHANTS GROUP LIMITED | Foreign Entity | SHENZHEN ZHAORONG INVESTMENT HOLDING CO., LIMITED | SHAREHOLDER | 08/2013 | > 75% |
| STATE-OWNED ASSETS SUPERVISION AND ADMINISTRATION COMMISSION OF STATE COUNCIL, PRC | Foreign Entity | CHINA MERCHANTS GROUP LIMITED | SHAREHOLDER | 08/2013 | > 75% |
| LIAN, Shaodong | Individual | – | DIRECTOR | 06/2016 | < 5% |
| CHINA MERCHANTS STEAM NAVIGATION CO., LIMITED | Foreign Entity | CHINA MERCHANTS SECURITIES CO., LIMITED | SHAREHOLDER | 08/2013 | 25-50% |
| CHINA MERCHANTS FUND MANAGEMENT CO., LTD. | Foreign Entity | – | SHAREHOLDER | 01/2023 | 25-50% |
| ZHOU, Yi | Individual | – | DIRECTOR | 12/2022 | < 5% |
| OU, Zhiming | Individual | – | DIRECTOR | 12/2022 | < 5% |
| HE, Kai | Individual | – | DIRECTOR | 12/2022 | < 5% |
| CHINA MERCHANTS BANK CO., LTD. | Foreign Entity | CHINA MERCHANTS FUND MANAGEMENT CO., LTD. | SHAREHOLDER | 01/2023 | 50-75% |
| VERISE HOLDINGS COMPANY LIMITED | Foreign Entity | CHINA MERCHANTS BANK CO., LTD. | SHAREHOLDER | 01/2023 | 50-75% |
| CNIC CORPORATE LIMITED | Foreign Entity | VERISE HOLDINGS COMPANY LIMITED | SHAREHOLDER | 01/2023 | > 75% |
| CMF HOLDINGS LIMITED | Foreign Entity | GOOD IMAGE LIMITED | SHAREHOLDER | 01/2023 | > 75% |
| CHINA MERCHANTS HOLDINGS (HONG KONG) COMPANY LIMITED | Foreign Entity | CHINA MERCHANTS BANK CO., LTD. | SHAREHOLDER | 01/2023 | 50-75% |
| CHINA MERCHANTS CHINA DIRECT INVESTMENTS LIMITED | Foreign Entity | CHINA MERCHANTS BANK CO., LTD. | SHAREHOLDER | 01/2023 | > 75% |
| SHENZHEN CHU YUAN INVESTMENT DEVELOPMENT COMPANY LTD. | Foreign Entity | CHINA MERCHANTS SECURITIES CO., LIMITED | SHAREHOLDER | 01/2023 | 50-75% |
| CHINA MERCHANTS FINANCIAL HOLDINGS CO., LTD. | Foreign Entity | CMF HOLDINGS LIMITED | SHAREHOLDER | 01/2023 | > 75% |
| GOOD IMAGE LIMITED | Foreign Entity | CHINA MERCHANTS CHINA DIRECT INVESTMENTS LIMITED | SHAREHOLDER | 01/2023 | 25-50% |
| WU, Huifeng | Individual | – | DIRECTOR | 05/2023 | < 5% |
| PANG, LIZHONG | Individual | – | HEAD OF RISK, LEGAL AND COMPLIANCE | 09/2023 | < 5% |