KOPERNIK GLOBAL INVESTORS, LLC

Adviser information for KOPERNIK GLOBAL INVESTORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 42
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 13 $5.5B
Non-Discretionary 0 $0
Total 13 $5.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 3 $2.7B
Business development companies 0 $0
Pooled investment vehicles 6 $1.8B
Pension and profit sharing plans 1 $510.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 3 $451.2M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 32

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsADVISORY ONLY SERVICES
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-78514
SEC ERA File Number 801-78514
SEC CIK Numbers 1599814
SEC CRD Numbers 168625
Legal Entity Identifier 254900H2LD7BDWOTAG28

Principal Office

TWO HARBOUR PLACE
302 KNIGHTS RUN AVENUE, SUITE 1225
TAMPA
FL
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 813-314-6100, Fax: 813-314-6101

Chief Compliance Officer

SARAH L. BERTRAND
GENERAL COUNSEL
TWO HARBOUR PLACE
302 KNIGHTS RUN AVENUE, SUITE 1225
TAMPA
FL
United States
Tel: 813-314-6127
Fax: 813-314-6101
(Full email address available in API data)

Regulatory Contact

NICHOLAS SCHROEDER
DEPUTY COUNSEL
TWO HARBOUR PLACE
302 KNIGHTS RUN AVENUE, SUITE 1225
TAMPA
FL
United States
Tel: 813-773-3655
Fax: 813-314-6101
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
KOPERNIK GLOBAL ALL-CAP MASTER FUND, LP Hedge Fund $354.3M $1.0M 57
KOPERNIK GLOBAL LONG-TERM OPPORTUNITIES FUND, LP Private Equity Fund $30.2M $1.0M 22
KOPERNIK GLOBAL UNCONSTRAINED MASTER FUND, LP Hedge Fund $9.6M $1.0M 13

Control Persons

Name Type Entity Title Since Ownership
IBEN, DAVID, BERNHARD Individual MANAGER, CHIEF INVESTMENT OFFICER 06/2013 < 5%
SATRA, ISABEL Individual CHIEF FINANCIAL OFFICER 06/2013 < 5%
YARICH, NEDA Individual PRESIDENT 05/2014 < 5%
BERTRAND, SARAH, LYNN Individual GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 05/2018 < 5%
KOPERNIK HOLDINGS, LLC Domestic Entity HOLDING COMPANY 01/2014 > 75%
IBEN, DAVID, BERNHARD Individual KOPERNIK HOLDINGS, LLC MANAGER 01/2014 50-75%

No. Employees, Historic

5025020202021202220232024202535 on 3/30/202035 on 5/11/202035 on 5/29/202036 on 3/31/202141 on 3/31/202241 on 8/24/202243 on 3/30/202343 on 4/29/202342 on 3/28/2024

RAUM, Historic

7B4B02020202120222023202420252754097006 on 3/30/20202754097006 on 5/11/20202754097006 on 5/29/20204300557614 on 3/31/20216230111486 on 3/31/20226230111486 on 8/24/20225654853917 on 3/30/20235654853917 on 4/29/20235490380153 on 3/28/2024

No. Clients, Historic

2010020202021202220232024202516 on 3/30/202016 on 5/11/202016 on 5/29/202015 on 3/31/202114 on 3/31/202214 on 8/24/202214 on 3/30/202314 on 4/29/202313 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 19K 8K N/A
ALIBABA GROUP HLDG LTD SPONSORED ADS 24M 338K 1
AMGEN INC COM 44K 3K N/A
BARRICK GOLD CORP COM 88M 5M 1
CHIPOTLE MEXICAN GRILL INC COM 46K 10K N/A
CRESUD S A C I F Y A SPONSORED ADR 6M 779K 1
HARMONY GOLD MINING CO LTD SPONSORED ADR 27M 3M 1
IRSA INVERSIONES Y REP S A SPON GDS ECH 10 260K 29K 1
INTERNATIONAL TOWER HILL MIN COM 7M 14M 1
ISHARES SILVER TR ISHARES 110K 34K N/A
IVANHOE ELECTRIC INC COM 369K 39K 1
KT CORP SPONSORED ADR 127M 9M 1
KOREA ELEC PWR CORP SPONSORED ADR 11M 1M 1
ELI LILLY & CO COM 28K 2K N/A
NEWMONT CORP COM 26M 630K 1
NORTHERN DYNASTY MINERALS LT COM NEW 10M 32M 1
NOVAGOLD RES INC COM NEW 59M 17M 1
NOVO-NORDISK A S ADR 2K 9K N/A
NVIDIA CORPORATION COM 53K 15K N/A
PAYCHEX INC COM 21K 3K N/A
PERPETUA RESOURCES CORP COM 26M 5M 1
RANGE RES CORP COM 76M 2M 1
ROYAL GOLD INC COM 81M 649K 1
SANDSTORM GOLD LTD COM NEW 11M 2M 1
SEABRIDGE GOLD INC COM 45M 3M 1
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 26M 641K 1
SOUTHWESTERN ENERGY CO COM 123M 18M 1
VISTA GOLD CORP COM NEW 2M 4M 1
WHEATON PRECIOUS METALS CORP COM 83M 2M 1
ARCADIUM LITHIUM PLC COM SHS 28M 8M 1