LINCOLN CAPITAL, LLC
Adviser information for LINCOLN CAPITAL, LLC last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nebraska, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,019 | $557.2M |
| Non-Discretionary | 112 | $87.1M |
| Total | 1,131 | $644.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 308 | $66.1M |
| HNW Individuals | 227 | $472.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.9M |
| Charitable organizations | 8 | $2.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 35 | $100.7M |
| Other | 21 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 21 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 36.7M |
| Portfolio Manager | 0 |
| Both for Same | 548.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LINCOLN CAPITAL WRAP FEE PROGRAM | LINCOLN CAPITAL, LLC |
Identifiers
| SEC RIA File Number | 801-78526 |
|---|---|
| SEC ERA File Number | 801-78526 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168307 |
| Legal Entity Identifier | None |
Principal Office
6003 OLD CHENEY RDSUITE 350
LINCOLN
NE
United States
Monday - Friday, 8:00 AM - 5:00PM
Tel: 4024831400, Fax: 402-483-1402
Chief Compliance Officer
SUSAN HAHN
6003 OLD CHENEY RD
SUITE 350
LINCOLN
NE
United States
Tel:
(402) 483-1400
Fax:
402-483-1402
S****@*************************M
(Full email address available in API data)
Regulatory Contact
KASSIDY WILLSON
6003 OLD CHENEY RD
SUITE 350
LINCOLN
NE
United States
Tel:
4024831400
K******@*************************M
(Full email address available in API data)
Industry Affiliates
| LINCOLN CAPITAL INSURANCE GROUP, LLC | Insurance company or agency |
| LINCOLN CAPITAL LIFE, LLC | Insurance company or agency |
| UNIFIED EMPLOYEE BENEFITS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORMAN, JUDD, AARON | Individual | – | MANAGING MEMBER | 07/2005 | > 75% |
| HAHN, CYNTHIA, SUSAN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2013 | < 5% |