GODFREY FINANCIAL ASSOCIATES, INC.
Adviser information for GODFREY FINANCIAL ASSOCIATES, INC. last updated from Form ADV on March 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 579 | $137.5M |
| Non-Discretionary | 0 | $0 |
| Total | 579 | $137.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 591 | $93.4M |
| HNW Individuals | 11 | $43.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $162,569 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-78531 |
|---|---|
| SEC ERA File Number | 801-78531 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126189 |
| Legal Entity Identifier | None |
Principal Office
797 ROUTE 9WGLENMONT
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 518-767-2574, Fax: 518-767-2529
Websites
www.linkedin.com/in/hannah-j-stenzel?lipi=urn%3ali%3apage%3ad_flagship3_profile_view_base_contact_details%3biwz%2fu9jkts
www.linkedin.com/company/godfrey-financial-associates-inc./
www.godfreyfinancial.com
www.linkedin.com/in/kathleengodfrey?lipi=urn%3ali%3apage%3ad_flagship3_profile_view_base_contact_details%3bh1uaxofktugi1
Chief Compliance Officer
KATHLEEN GODFREY
PRESIDENT
797 ROUTE 9W
GLENMONT
NY
United States
Tel:
518-767-2574
Fax:
518-767-2529
K*******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GODFREY, KATHLEEN, LOUISE | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/1996 | > 75% |