REDWOOD INVESTMENT MANAGEMENT, LLC.
Adviser information for REDWOOD INVESTMENT MANAGEMENT, LLC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,727 | $2.7B |
| Non-Discretionary | 0 | $0 |
| Total | 1,727 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $22.5M |
| HNW Individuals | 65 | $55.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 11 | $1.8B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 3 | $872.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesMODEL PORTFOLIO AND SUB-ADVISER TO INVESTMENT ADVISERS, AND SUB-ADVISER TO AFFILIATED INVESTMENT ADVISER. |
|---|---|
| Compensation | % of AUM |
Principal Office
4110 N. SCOTTSDALE RD., STE. 125SCOTTSDALE
AZ
United States
Monday - Friday, 7:00 AM TO 5:00 PM
Tel: 3102728185, Fax: 4806877979
Chief Compliance Officer
JOHN YUNG
CHIEF COMPLIANCE OFFICER
4110 N. SCOTTSDALE RD., STE. 125
SCOTTSDALE
AZ
United States
Tel:
3102728188
Fax:
4806877979
J****@************M
(Full email address available in API data)
Regulatory Contact
MICHAEL MESSINGER
MANAGING PARTNER
4110 N. SCOTTSDALE RD., STE. 125
SCOTTSDALE
AZ
United States
Tel:
3102728185
Fax:
4806877979
M*********@************M
(Full email address available in API data)
Industry Affiliates
| MULHOLLAND WEALTH ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MESSINGER, MICHAEL, TODD | Individual | – | MANAGING PARTNER | 11/2017 | < 5% |
| RIM HOLDCO, LLC | Domestic Entity | – | OWNER | 01/2020 | > 75% |
| DUFF, RICHARD, MUSSER | Individual | – | MANAGING PARTNER | 03/2015 | < 5% |
| YUNG, JOHN, CHI WAI | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| MYSTIC PINES INVESTMENT HOLDINGS, LLC | Domestic Entity | REDWOOD INVESTMENT HOLDCO, LLC | OWNER | 01/2018 | 25-50% |
| GARDEN STATE INVESTMENT HOLDINGS, LLC | Domestic Entity | REDWOOD INVESTMENT HOLDCO, LLC | OWNER | 01/2018 | 25-50% |
| CHEUNG, MICHAEL, TZE-CHUN | Individual | – | MANAGING PARTNER | 11/2017 | < 5% |
| REDWOOD INVESTMENT HOLDCO, LLC | Domestic Entity | RIM HOLDCO, LLC | OWNER | 01/2021 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 2K | 21K | – |
| ABBVIE INC | COM | 367 | 2K | – |
| ADOBE INC | COM | 2K | 3K | – |
| ADT INC | COM | 6K | 807K | – |
| ADVANCE AUTO PARTS INC | COM | 507 | 9K | – |
| ADVANCED MICRO DEVICES | COM | 426 | 3K | – |
| AFFILIATED MANAGERS GROUP | COM | 1K | 9K | – |
| AFLAC INC | COM | 2K | 15K | – |
| AGNC Investment Corp | COM | 310 | 32K | – |
| AIRBNB INC | CL A | 1K | 10K | – |
| ALGONQUIN POWER & UTILITIES | COM | 3K | 499K | – |
| ALIGHT INC | COM CL A | 3K | 405K | – |
| ALLISON TRANSMISSION HOLDING | COM | 2K | 18K | – |
| ALPHABET INC | CAP STK CL A | 12K | 67K | – |
| Alphabet Inc | CAP STK CL C | 242 | 1K | – |
| ALTRIA GROUP INC | COM | 2K | 47K | – |
| AMAZON INC | COM | 6K | 35K | – |
| AMCOR PLC ORD | ORD | 2K | 204K | – |
| AMERICAN EXPRESS CO | COM | 2K | 7K | – |
| AMERICAN INTERNATIONAL GROUP | COM NEW | 1K | 19K | – |
| AMERIPRISE FINANCIAL INC | COM | 1K | 3K | – |
| APPLE INC | COM | 22K | 104K | – |
| APPLIED MATERIALS INC | COM | 1K | 5K | – |
| APPLOVIN CORP | CL A | 1K | 17K | – |
| ARMSTRONG WORLD INDUSTRIES | COM | 1K | 12K | – |
| ARROW ELECTRONICS INC | COM | 5K | 42K | – |
| AstraZeneca PLC | SPONSORED ADR | 364 | 5K | – |
| AT T INC | COM | 2K | 117K | – |
| AUTONATION INC | COM | 1K | 9K | – |
| AUTOZONE INC | COM | 1K | 486 | – |
| BANC OF CALIFORNIA INC | COM | 539 | 42K | – |
| BATH & BODY WORKS INC | COM | 3K | 110K | – |
| BAUSCH HEALTH COS INC | COM | 2K | 428K | – |
| Berkshire Hathaway Inc | CL B NEW | 493 | 1K | – |
| BEST BUY CO INC | COM | 2K | 25K | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 554 | 6K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 2K | 52K | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 570 | 11K | – |
| BLOOMIN BRANDS INC | COM | 3K | 156K | – |
| BOOKING HOLDINGS INC | COM | 1K | 409 | – |
| BOSTON PPTYS INC | COM | 2K | 34K | – |
| BRISTOL MYERS SQUIBB CO | COM | 7K | 151K | – |
| BROADCOM INC | COM | 268 | 894 | – |
| CARLISLE COS INC | COM | 1K | 3K | – |
| CATALENT INC | COM | 564 | 9K | – |
| CATERPILLAR INC | COM | 2K | 5K | – |
| CENTENE CORP | COM | 5K | 69K | – |
| CHECK POINT SOFTWARE TECH LTD | ORD | 3K | 16K | – |
| CHEFS WAREHOUSE INC | COM | 500 | 14K | – |
| CHENIERE ENERGY INC | COM NEW | 1K | 8K | – |
| CHEVRON CORPORATION | COM | 3K | 19K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 597 | 11K | – |
| CINEMARK HOLDINGS INC | COM | 658 | 25K | – |
| CIRRUS LOGIC INC | COM | 1K | 11K | – |
| CISCO SYSTEMS INC | COM | 2K | 45K | – |
| COCA COLA CO | COM | 314 | 5K | – |
| Columbia Multi Sector Municipal | MULTI SEC MUNI | 404 | 20K | – |
| COMCAST CORP | CL A | 7K | 178K | – |
| CONAGRA BRANDS INC | COM | 2K | 68K | – |
| CONOCOPHILLIPS | COM | 2K | 14K | – |
| CORE & MAIN INC | CL A | 1K | 28K | – |
| CORNING INC | COM | 2K | 55K | – |
| CORPAY INC | COM SHS | 1K | 5K | – |
| COSTCO WHOLESALE CORP | COM | 1K | 1K | – |
| COTY INC | CL A | 1K | 140K | – |
| CROWN CASTLE INC | COM | 2K | 20K | – |
| CVR ENERGY INC | COM | 504 | 20K | – |
| CVS HEALTH CORP | COM | 2K | 36K | – |
| DANA INC | COM | 3K | 244K | – |
| DARDEN RESTAURANTS INC | COM | 2K | 14K | – |
| DAVITA INC | COM | 1K | 10K | – |
| DECKERS OUTDOOR CORP | COM | 1K | 1K | – |
| DEERE & CO | COM | 6K | 17K | – |
| DIAMONDBACK ENERGY INC | COM | 2K | 12K | – |
| DICKS SPORTING GOODS INC | COM | 5K | 25K | – |
| DIGITALBRIDGE GROUP INC | CL A NEW | 482 | 39K | – |
| DOMINION ENERGY INC | COM | 2K | 38K | – |
| DOVER CORP | COM | 1K | 8K | – |
| DOW INC | COM | 2K | 36K | – |
| DUPONT DE NEMOURS INC | COM | 7K | 89K | – |
| EAGLE MATERIALS INC | COM | 2K | 6K | – |
| Eastman Chemical Co | COM | 590 | 6K | – |
| EBAY INC | COM | 7K | 131K | – |
| ELI LILLY & CO | COM | 4K | 5K | – |
| EQUITABLE HOLDINGS INC | COM | 1K | 34K | – |
| ETSY INC | COM | 488 | 9K | – |
| EVERGY INC | COM | 2K | 37K | – |
| EVERSOURCE ENERGY | COM | 2K | 34K | – |
| EVOLENT HEALTH INC | CL A | 552 | 27K | – |
| EXPEDITORS INTL WASH INC | COM | 5K | 45K | – |
| EXXON MOBIL CORP | COM | 2K | 19K | – |
| F M C CORPORATION | COM NEW | 2K | 33K | – |
| F5 INC | COM | 1K | 8K | – |
| FAIR ISAAC CORP | COM | 209 | 135 | – |
| FEDEX CORP | COM | 1K | 5K | – |
| FIRST ENERGY CORP | COM | 2K | 50K | – |
| FISERV INC | COM | 2K | 10K | – |
| FORD MOTOR CO | COM | 2K | 175K | – |
| FORTREA HOLDINGS INC | COMMON STOCK | 3K | 125K | – |
| FOX CORP | CL B COM | 7K | 190K | – |
| FRESHPET INC | COM | 3K | 23K | – |
| FRONTIER COMMUNICATIONS PARE | COM | 566 | 21K | – |
| GE AEROSPACE | COM NEW | 238 | 1K | – |
| GEN DIGITAL INC | COM | 2K | 77K | – |
| GENERAL MOTORS CO | COM | 1K | 30K | – |
| GILEAD SCIENCES INC | COM | 2K | 32K | – |
| GOLDMAN SACHS ETF TR | ACCESS INVT GR | 287 | 6K | – |
| GOLDMAN SACHS ETF TR | ACCESS US AGRAT | 214 | 5K | – |
| H&R BLOCK INC | COM | 6K | 111K | – |
| HARTFORD FINANCIAL SVCS GRP | COM | 1K | 14K | – |
| HASBRO INC | COM | 2K | 34K | – |
| HCA HEALTHCARE INC | COM | 2K | 4K | – |
| HEALTHPEAK PROPERTIES INC | COM | 2K | 103K | – |
| HF SINCLAIR CORP | COM | 4K | 91K | – |
| HILTON WORLDWIDE HOLDINGS IN | COM | 7K | 32K | – |
| HOME DEPOT INC | COM | 668 | 2K | – |
| Honeywell International Inc | COM | 2K | 11K | – |
| HOWARD HUGHES HOLDINGS INC | COM | 3K | 46K | – |
| HP INC | COM | 2K | 58K | – |
| HYATT HOTELS CORP | CL A | 1K | 9K | – |
| INNOVIVA INC | COM | 3K | 183K | – |
| INSIGHT ENTERPRISES INC | COM | 3K | 15K | – |
| INTERNATIONAL PAPER CO | COM | 2K | 46K | – |
| INTERPUBLIC GROUP COS INC COM | COM | 2K | 66K | – |
| INTL BUSINESS MACHINES CORP | COM | 3K | 15K | – |
| INTUIT INC | COM | 391 | 632 | – |
| INTUITIVE SURGICAL INC | COM NEW | 212 | 473 | – |
| INVESCO LTD | SHS | 3K | 197K | – |
| Invesco QQQ Trust Series 1 | UNIT SER 1 | 1K | 3K | – |
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 3K | 476K | – |
| iShares | 10-20 YR TRS ETF | 274 | 3K | – |
| ISHARES 20 YEAR TREASURY BOND ETF | 20 YR TR BD ETF | 8K | 90K | – |
| iShares Core MSCI Emerging Mar | CORE MSCI EMKT | 930 | 17K | – |
| ISHARES CORE S P SMALL CAP ETF | CORE S&P SCP ETF | 9K | 80K | – |
| iShares Core S&P 500 ETF | CORE S&P500 ETF | 1K | 2K | – |
| iShares Core Total USD Bond Ma | CORE TOTAL USD | 3K | 68K | – |
| iShares Core US Aggregate Bo | CORE US AGGBD ET | 11K | 117K | – |
| iShares ESG Aware MSCI USA ETF | ESG AWR MSCI USA | 226 | 2K | – |
| iShares iBoxx $ Investment Gra | IBOXX INV CP ETF | 476 | 4K | – |
| ISHARES IBOXX HIGH YLD CORP | IBOXX HI YD ETF | 21K | 270K | – |
| iShares MBS ETF | MBS ETF | 2K | 16K | – |
| iShares MSCI EAFE Growth ETF | EAFE GRWTH ETF | 2K | 21K | – |
| iShares MSCI EAFE Value ETF | EAFE VALUE ETF | 1K | 19K | – |
| iShares MSCI Emerging Markets | MSCI EMRG CHN | 927 | 16K | – |
| iShares MSCI USA Quality Facto | MSCI USA QLT FCT | 2K | 14K | – |
| iShares National Muni Bond ETF | NATIONAL MUN ETF | 2K | 17K | – |
| ISHARES PREFERRED & INCOME S | PFD AND INCM SEC | 29K | 929K | – |
| iShares S&P 500 Growth ETF | S&P 500 GRWT ETF | 3K | 34K | – |
| iShares S&P 500 Value ETF | S&P 500 VAL ETF | 1K | 8K | – |
| ISHARES TR | HDG MSCI EAFE | 398 | 11K | – |
| ISHARES TR | MSCI ACWI ETF | 317 | 3K | – |
| ISHARES TR | JPMORGAN USD EMG | 220 | 2K | – |
| iShares US Infrastructure | US INFRASTRUC | 221 | 5K | – |
| iShares US Technology ETF | US TECH ETF | 1K | 8K | – |
| JABIL INC | COM | 1K | 13K | – |
| JANUS HENDERSON GROUP PLC | ORD SHS | 3K | 87K | – |
| JEFFERIES FINANCIAL GROUP IN | COM | 7K | 122K | – |
| JETBLUE AIRWAYS CORP | COM | 3K | 496K | – |
| JOHNSON & JOHNSON | COM | 6K | 35K | – |
| JPMorgan Chase & Co | COM | 392 | 2K | – |
| KINDER MORGAN INC | COM | 2K | 107K | – |
| KIRBY CORP | COM | 1K | 12K | – |
| KLA CORP | COM NEW | 214 | 296 | – |
| KRAFT HEINZ CO COM | COM | 2K | 59K | – |
| LABCORP HOLDINGS INC | COM SHS | 5K | 25K | – |
| LAM RESEARCH CORP | COM | 1K | 2K | – |
| LAMAR ADVERTISING CO | CL A | 1K | 12K | – |
| LAZARD INC | COM | 2K | 37K | – |
| LEIDOS HOLDINGS INC | COM | 2K | 15K | – |
| LENNAR CORP | CL A | 2K | 10K | – |
| LYONDELLBASELL INDUSTRIES N V | SHS - A - | 2K | 21K | – |
| MARATHON PETROLEUM CORP | COM | 6K | 36K | – |
| MARKEL GROUP INC | COM | 1K | 885 | – |
| MARRIOTT INTERNATIONAL | CL A | 6K | 28K | – |
| MASCO CORP | COM | 2K | 21K | – |
| MASTERCARD INC | CL A | 2K | 4K | – |
| MCDONALDS CORP | COM | 279 | 1K | – |
| MCKESSON CORP | COM | 2K | 3K | – |
| MDU RESOURCES GROUP INC | COM | 539 | 21K | – |
| MERCK & CO INC | COM | 2K | 14K | – |
| MERCURY SYSTEMS INC | COM | 4K | 108K | – |
| META PLATFORMS INC | CL A | 4K | 7K | – |
| METLIFE INC | COM | 1K | 20K | – |
| MGIC INVESTMENT CORP | COM | 7K | 312K | – |
| MGM RESORTS INTERNATIONAL | COM | 441 | 12K | – |
| MICROSOFT CORP | COM | 14K | 33K | – |
| MURPHY USA INC | COM | 1K | 3K | – |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 6K | 139K | – |
| NCR ATLEOS CORP | COM SHS | 555 | 20K | – |
| NCR VOYIX CORP | COM | 472 | 43K | – |
| NETFLIX INC | COM | 2K | 3K | – |
| NEWELL BRANDS INC | COM | 3K | 464K | – |
| NEWS CORP | CL B | 503 | 19K | – |
| NEXSTAR MEDIA GROUP INC | COM | 5K | 31K | – |
| NRG ENERGY INC | COM NEW | 1K | 18K | – |
| NUCOR CORP | COM | 1K | 9K | – |
| NVIDIA CORP | COM | 16K | 136K | – |
| NVR INC | COM | 2K | 185 | – |
| OLD REPUBLIC INTL CORP | COM | 2K | 45K | – |
| OMNICOM GROUP | COM | 3K | 38K | – |
| ONEOK INC | COM | 2K | 26K | – |
| ORACLE CORP | COM | 541 | 4K | – |
| OTIS WORLDWIDE CORP | COM | 1K | 14K | – |
| OVINTIV INC | COM | 1K | 29K | – |
| OWENS CORNING | COM | 1K | 8K | – |
| P G & E CORP | COM | 554 | 31K | – |
| PAYCHEX INC | COM | 2K | 17K | – |
| PDD HOLDINGS INC A D R | SPONSORED ADS | 3K | 20K | – |
| PEABODY ENERGY CORP | COM | 523 | 24K | – |
| PEPSICO INC | COM | 1K | 6K | – |
| PFIZER INC | COM | 2K | 75K | – |
| PHILIP MORRIS INTERNA | COM | 2K | 21K | – |
| PHILLIPS 66 | COM | 1K | 10K | – |
| PILGRIMS PRIDE CORP | COM | 7K | 161K | – |
| PINNACLE WEST CAP CORP | COM | 2K | 26K | – |
| PINTEREST INC | CL A | 348 | 12K | – |
| POST HOLDINGS INC | COM | 6K | 51K | – |
| PRIMERICA INC | COM | 1K | 6K | – |
| PRINCIPAL FINANCIAL GROUP | COM | 1K | 18K | – |
| PROCTER & GAMBLE CO | COM | 527 | 3K | – |
| PULTEGROUP INC | COM | 2K | 13K | – |
| PVH CORP | COM | 1K | 13K | – |
| QUALCOMM INC | COM | 215 | 1K | – |
| QUIDELORTHO CORP | COM | 631 | 16K | – |
| RALPH LAUREN CORP | CL A | 1K | 8K | – |
| REALTY INCOME CORP | COM | 2K | 39K | – |
| RESTAURANT BRANDS INTERN | COM | 3K | 42K | – |
| ROBERT HALF INC | COM | 2K | 31K | – |
| ROBINHOOD MARKETS INC | CL A | 1K | 61K | – |
| ROGERS CORP | COM | 461 | 4K | – |
| RTX CORP | COM | 2K | 14K | – |
| S&P GLOBAL INC | COM | 2K | 3K | – |
| SALESFORCE INC | COM | 505 | 2K | – |
| SCHWAB INTERNATIONAL SMALL CAP ETF | INTL SCEQT ETF | 8K | 218K | – |
| Schwab US Aggregate Bond ETF | US AGGREGATE B | 3K | 56K | – |
| SCIENCE APPLICATIONS INTE | COM | 1K | 12K | – |
| SEMPRA | COM | 6K | 76K | – |
| SERVICENOW INC | COM | 290 | 373 | – |
| SHAKE SHACK INC | CL A | 589 | 6K | – |
| SKYWORKS SOLUTIONS INC | COM | 2K | 22K | – |
| SLM CORP | COM | 1K | 67K | – |
| SMITH CORP | COM | 1K | 17K | – |
| SOLVENTUM CORP | COM SHS | 266 | 5K | – |
| SOUTHWEST GAS HOLDINGS INC | COM | 3K | 41K | – |
| SPDR BLOOMBERG CONVERTIBLE S | BBG CONV SEC ETF | 19K | 257K | – |
| SPDR PORT S&P 500 VALUE | PRTFLO S&P500 VL | 6K | 120K | – |
| SPDR Portfolio Aggregate Bond | PORTFOLIO AGRGTE | 2K | 75K | – |
| SPDR Portfolio Developed World | PORTFOLIO DEVLPD | 617 | 18K | – |
| SPDR PORTFOLIO EMERGING MARK | PORTFOLIO EMG MK | 13K | 369K | – |
| SPDR Portfolio Intermediate Te | PORTFOLIO INTRMD | 319 | 10K | – |
| SPDR Portfolio Long Term Treas | PORTFOLIO LN TSR | 10K | 350K | – |
| SPDR Portfolio S&P 500 ETF | PORTFOLIO S&P500 | 7K | 116K | – |
| SPDR Portfolio S&P 500 Growth | PRTFLO S&P500 GW | 2K | 28K | – |
| SPDR S&P 500 ETF Trust | TR UNIT | 2K | 3K | – |
| SPDR S&P 600 SMALL CAP GROWT | S&P 600 SMCP GRW | 20K | 238K | – |
| SPDR S&P 600 SMALL CAP VALUE | S&P 600 SMCP GRW | 2K | 31K | – |
| SPDR SER TR | PORTFLI HIGH YLD | 5K | 194K | – |
| SPDR SER TR | BLOOMBERG SHT TE | 5K | 180K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 2K | 82K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 203 | 2K | – |
| SPECTRUM BRANDS HOLDINGS INC | COM | 6K | 77K | – |
| STANLEY BLACK DECKER INC | COM | 2K | 24K | – |
| STEEL DYNAMICS INC | COM | 1K | 11K | – |
| SUNCOR ENERGY INC | COM | 541 | 14K | – |
| SYNCHRONY FINANCIAL | COM | 1K | 30K | – |
| TAPESTRY INC | COM | 2K | 47K | – |
| TD SYNNEX CORP | COM | 1K | 12K | – |
| TELEPHONE AND DATA SYSTEMS | COM NEW | 527 | 26K | – |
| TENET HEALTHCARE CORP | COM NEW | 2K | 10K | – |
| TERADATA CORP | COM | 3K | 137K | – |
| TESLA INC | COM | 3K | 16K | – |
| TEXTRON INC | COM | 1K | 16K | – |
| THE CIGNA GROUP | COM | 1K | 4K | – |
| TMobile US Inc | COM | 378 | 2K | – |
| TOLL BROTHERS INC | COM | 2K | 12K | – |
| TRAVEL LEISURE CO | COM | 5K | 114K | – |
| TREEHOUSE FOODS INC | COM | 3K | 81K | – |
| TWO RDS SHARED TR | LDRSHS ALPFACT | 65K | 2M | – |
| TWO RDS SHARED TR | LEADERSHS EQT | 64K | 2M | – |
| TWO RDS SHARED TR | LEADERSHS ALPHAF | 54K | 1M | – |
| TWO RDS SHARED TR | LEADERSHS ACTIVI | 42K | 1M | – |
| TWO RDS SHARED TR | LEADERSHARES DY | 20K | 908K | – |
| TYLER TECHNOLOGIES INC | COM | 655 | 1K | – |
| UBER TECHNOLOGIES INC | COM | 260 | 4K | – |
| UNITED PARCEL SERVICE INC | CL B | 2K | 16K | – |
| UNITED RENTALS INC | COM | 2K | 2K | – |
| UNITED THERAPEUTICS CORP | COM | 1K | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 2K | 4K | – |
| UNIVERSAL HEALTH SERVICES | CL B | 2K | 7K | – |
| UNUM GROUP | COM | 1K | 27K | – |
| UPBOUND GROUP INC | COM | 554 | 17K | – |
| US FOODS HOLDING CORP | COM | 1K | 26K | – |
| VALERO ENERGY CORP | COM | 6K | 41K | – |
| VALVOLINE INC | COM | 1K | 32K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 2K | 35K | – |
| VANECK VECTORS FALLEN ANGEL ETF | FALLEN ANGEL HG | 5K | 175K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 709 | 9K | – |
| Vanguard Extended Market ETF | EXTEND MKT ETF | 506 | 3K | – |
| VANGUARD FTSE ALL WORLD EX US ETF | FTSE SMCAP ETF | 8K | 66K | – |
| Vanguard FTSE Developed Market | VAN FTSE DEV MKT | 17K | 340K | – |
| VANGUARD FTSE EMERGING MARKE | FTSE EMR MKT ETF | 32K | 744K | – |
| Vanguard High Dividend Yield E | HIGH DIV YLD | 274 | 2K | – |
| Vanguard Information Technolog | INF TECH ETF | 1K | 2K | – |
| Vanguard Intermediate | INTERMED TERM | 357 | 5K | – |
| Vanguard Long | LONG TERM BOND | 351 | 5K | – |
| Vanguard Mid Cap Growth ETF | MCAP GR IDXVIP | 14K | 62K | – |
| Vanguard Mortgage | MTG-BKD SECS ETF | 372 | 8K | – |
| Vanguard S&P 500 ETF | S&P 500 ETF SHS | 19K | 39K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 827 | 14K | – |
| VANGUARD SMALL CAP INDEX FUND ETF | SMALL CP ETF | 9K | 40K | – |
| Vanguard Total International B | TOTAL INT BD ETF | 875 | 18K | – |
| VERISK ANALYTICS INC | COM | 1K | 5K | – |
| VERIZON COMMUNICATIONS INC COM | COM | 2K | 51K | – |
| VERTIV HOLDINGS CO | COM CL A | 1K | 16K | – |
| VESTIS CORP | COM SHS | 3K | 244K | – |
| VIATRIS INC COM | COM | 2K | 194K | – |
| VICI PPTYS INC | COM | 2K | 70K | – |
| VISA INC | COM | 4K | 14K | – |
| VISTRA CORP | COM | 7K | 98K | – |
| WABTEC CORP | COM | 1K | 9K | – |
| WALGREENS BOOTS ALLIANCE INC COM | COM | 2K | 126K | – |
| Walmart Inc | COM | 556 | 8K | – |
| WATSCO INC | COM | 1K | 3K | – |
| WENDYS | COM | 539 | 32K | – |
| WILLIAMS COS INC | COM | 2K | 51K | – |
| WOLFSPEED INC | COM | 294 | 23K | – |
| WW GRAINGER INC | COM | 2K | 2K | – |