SOUND MARK PARTNERS, LLC
Adviser information for SOUND MARK PARTNERS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $369.3M |
| Non-Discretionary | 1 | $36.4M |
| Total | 3 | $405.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $369.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $36.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78564 |
|---|---|
| SEC ERA File Number | 801-78564 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169037 |
| Legal Entity Identifier | None |
Principal Office
12 HAVEMEYER PLACE, 3RD FLOORGREENWICH
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 203-413-4280, Fax: 312-862-2200
Chief Compliance Officer
JENNA GERSTENLAUER
12 HAVEMEYER PLACE, 3RD FLOOR
GREENWICH
CT
United States
Tel:
203-413-4270
Fax:
312-862-2200
J************@********************M
(Full email address available in API data)
Industry Affiliates
| AGC EQUITY PARTNERS | Other investment adviser, including financial planners |
| SMP DEBT INVESTOR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOUND MARK HORIZONS FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SMP DEBT INVESTOR HOLDCO, LP | Real Estate Fund | $25.3M | $0.0M | 6 |
| SOUND MARK HORIZONS FUND, LP | Real Estate Fund | $347.0M | $5.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GERSTENLAUER, JENNA, ANN | Individual | – | MANAGING PARTNER / CHIEF COMPLIANCE OFFICER / BOARD MEMBER | 08/2013 | < 5% |
| SOUND MARK HOLDINGS, LLC | Domestic Entity | – | OWNER | 08/2013 | 25-50% |
| GERSTENLAUER, JENNA, ANN | Individual | SOUND MARK HOLDINGS, LLC | MEMBER | 08/2013 | 50-75% |
| WALSH, LAUREN, KATHLEEN | Individual | – | CFO | 01/2017 | < 5% |
| AGC SM LLC | Domestic Entity | – | OWNER | 12/2023 | 50-75% |
| CANAAN, NAJIB, SAMI | Individual | – | BOARD MEMBER | 12/2023 | < 5% |
| Souviron, Laurent | Individual | – | BOARD MEMBER | 12/2023 | < 5% |
| AGC US CREDIT HOLDING LIMITED | Foreign Entity | AGC SM LLC | SOLE MEMBER | 12/2023 | > 75% |