Hedge Fund Database

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC Legal Name

Adviser information for HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 99
Investment Advisory/Research 50
Registered Broker-Dealer Representatives 52
Registered State Investment Advisers 50
Licensed Agents of an Insurance Company 50
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6,675 $1.3B
Non-Discretionary 31 $15.7M
Total 6,706 $1.3B

Clients

Type Number RAUM
Individuals 3,399 $669.9M
HNW Individuals 1,165 $626.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 9 $1.6M
Charitable organizations 4 $1.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 19 $6.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed feesPORTION OF THIRD PARTY MANAGER FEES
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 1.0B
Portfolio Manager 0
Both for Same 0
Portfolio Manager to Program Sponsor
HOUSEHOLDER GROUP WRAP PROGRAM HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
ASSETMARK ASSETMARK, INC.
FLEXIBLE PLAN INVESTMENTS LTD FLEXIBLE PLAN INVESTMENTS LTD
ORION PORTFOLIO SOLUTIONS, LLC ORION PORTFOLIO SOLUTIONS, LLC
LINCOLN INVESTMENT ADVISERS, LLC LINCOLN INVESTMENT ADVISERS, LLC

Identifiers

SEC RIA File Number 801-78565
SEC ERA File Number 801-78565
SEC CIK Numbers None
SEC CRD Numbers 169045
Legal Entity Identifier None

Principal Office

8985 E. BELL ROAD
SCOTTSDALE
AZ
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 602-604-0600, Fax: 602-604-0800

Websites

www.billsydor.com/p/meet-bill-sydor www.atlwm.com/ www.ridleywealthstrategies.com/ www.hgoregon.com/ www.estateplanningspecialists.com/ www.householdergroup.com www.joinhouseholdergroup.com/ www.linkedin.com/company/the-householder-group/ www.linkedin.com/company/householder-group/ www.balinfinancialservices.com/team www.householdergroupofdenver.com/ www.veronicaaaron.net/ www.nickelswealth.com/ www.americanfinancialservicestx.com/

Chief Compliance Officer

JEAN ELZAYEK
CHIEF COMPLIANCE OFFICER
8985 E. BELL ROAD
SCOTTSDALE
AZ
United States
Tel: (602) 604-0600
Fax: 602-604-0800
(Full email address available in API data)

Regulatory Contact

SCOTT ALLEN HOUSEHOLDER
COMPLIANCE DIRECTOR
8985 E. BELL ROAD
SCOTTSDALE
AZ
United States
Tel: 602-604-0600
(Full email address available in API data)

Industry Affiliates

HG INSURANCE SERVICES, LLC Insurance company or agency
JR PHILLIPS & ASSOCIATES, P.C. Lawyer or law firm
KAREN DAY Accountant or accounting firm
KEVIN VON TUNGELN Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC Domestic Entity – OWNER 09/2013 > 75%
FARIDA, RENEE Individual – CHIEF OPERATING OFFICER 09/2018 < 5%
HOUSEHOLDER, SCOTT, ALLEN Individual – CHIEF EXECUTIVE OFFICER 09/2013 < 5%
Schramm, Rebecca, Lynn Individual THE ASG OHIO LEGACY TRUST TRUSTEE 09/2016
THE ASG OHIO LEGACY TRUST Domestic Entity HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC MEMBER 08/2013 > 75%
ELZAYEK, JEAN Individual – CHIEF COMPLIANCE OFFICER 02/2022 < 5%

No. Employees, Historic

100500201920202021202220232024202556 on 4/25/201956 on 9/23/201956 on 10/30/201956 on 1/16/202025 on 3/26/202025 on 3/28/202025 on 4/7/202025 on 6/18/202024 on 12/23/202056 on 3/24/202156 on 5/21/202156 on 5/28/202156 on 6/4/202156 on 6/7/202156 on 10/20/202156 on 11/2/202155 on 11/2/202156 on 11/5/202155 on 11/9/202156 on 11/15/202156 on 2/5/202256 on 2/18/202251 on 2/22/202252 on 2/23/202252 on 3/1/202252 on 3/4/202252 on 3/9/202252 on 3/10/202254 on 3/31/202254 on 4/6/202253 on 4/19/202287 on 4/20/202288 on 5/4/202288 on 6/17/202290 on 7/12/202290 on 7/28/202289 on 9/20/202290 on 9/26/202290 on 9/30/202291 on 10/12/202291 on 10/17/202291 on 10/21/202291 on 10/24/202292 on 12/14/202292 on 12/15/202291 on 12/20/202291 on 12/22/202298 on 1/30/202398 on 2/7/202397 on 2/9/202396 on 2/22/202395 on 4/21/202395 on 5/16/202393 on 5/22/202392 on 6/1/202392 on 6/29/202392 on 7/20/202392 on 8/11/202391 on 8/23/202390 on 11/13/202390 on 11/20/202391 on 12/15/202399 on 3/7/202499 on 3/29/2024

RAUM, Historic

3B2B02019202020212022202320242025670174496 on 4/25/2019670174496 on 9/23/2019670174496 on 10/30/2019670174496 on 1/16/2020670174496 on 3/26/2020797586938 on 3/28/2020797586938 on 4/7/2020797586938 on 6/18/2020797586938 on 12/23/2020866859752 on 3/24/2021866859752 on 5/21/2021866859752 on 5/28/2021866859752 on 6/4/2021866859752 on 6/7/2021866859752 on 10/20/2021866859752 on 11/2/2021866859752 on 11/2/2021866859752 on 11/5/2021866859752 on 11/9/2021866859752 on 11/15/2021866859752 on 2/5/2022866859752 on 2/18/2022866859752 on 2/22/2022866859752 on 2/23/20222128272677 on 3/1/20222128272677 on 3/4/20222128272677 on 3/9/20222128272677 on 3/10/20222128272677 on 3/31/20222128272677 on 4/6/20222128272677 on 4/19/20222128272677 on 4/20/20222128272677 on 5/4/20222128272677 on 6/17/20222128272677 on 7/12/20222128272677 on 7/28/20222128272677 on 9/20/20222128272677 on 9/26/20222128272677 on 9/30/20222128272677 on 10/12/20222128272677 on 10/17/20222128272677 on 10/21/20222128272677 on 10/24/20222128272677 on 12/14/20222128272677 on 12/15/20222128272677 on 12/20/20222128272677 on 12/22/20222128272677 on 1/30/20231081197518 on 2/7/20231081197518 on 2/9/20231081197518 on 2/22/20231081197518 on 4/21/20231081197518 on 5/16/20231081197518 on 5/22/20231081197518 on 6/1/20231081197518 on 6/29/20231081197518 on 7/20/20231081197518 on 8/11/20231081197518 on 8/23/20231081197518 on 11/13/20231081197518 on 11/20/20231081197518 on 12/15/20231305983348 on 3/7/20241305983348 on 3/29/2024

No. Clients, Historic

7,0003,500020192020202120222023202420251970 on 4/25/20191970 on 9/23/20191970 on 10/30/20191970 on 1/16/20201970 on 3/26/20203375 on 3/28/20203375 on 4/7/20203375 on 6/18/20203375 on 12/23/20203149 on 3/24/20213149 on 5/21/20213149 on 5/28/20213149 on 6/4/20213149 on 6/7/20213149 on 10/20/20213149 on 11/2/20213149 on 11/2/20213149 on 11/5/20213149 on 11/9/20213149 on 11/15/20213149 on 2/5/20223149 on 2/18/20223149 on 2/22/20223149 on 2/23/20226533 on 3/1/20226533 on 3/4/20226533 on 3/9/20226533 on 3/10/20226533 on 3/31/20226533 on 4/6/20226533 on 4/19/20226533 on 4/20/20226533 on 5/4/20226533 on 6/17/20226533 on 7/12/20226533 on 7/28/20226533 on 9/20/20226533 on 9/26/20226533 on 9/30/20226533 on 10/12/20226533 on 10/17/20226533 on 10/21/20226533 on 10/24/20226533 on 12/14/20226533 on 12/15/20226533 on 12/20/20226533 on 12/22/20226533 on 1/30/20236426 on 2/7/20236426 on 2/9/20236426 on 2/22/20236426 on 4/21/20236426 on 5/16/20236426 on 5/22/20236426 on 6/1/20236426 on 6/29/20236426 on 7/20/20236426 on 8/11/20236426 on 8/23/20236426 on 11/13/20236426 on 11/20/20236426 on 12/15/20234596 on 3/7/20244596 on 3/29/2024