ARGENT RETIREMENT PLAN ADVISORS, LLC
Adviser information for ARGENT RETIREMENT PLAN ADVISORS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 54 | $947.7M |
| Total | 54 | $947.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 52 | $947.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
201 ST. CHARLES AVE.SUITE 2420
NEW ORLEANS
LA
United States
Monday - Friday, 8:30 AM - 4:30 P.M.
Tel: 381-251-5800, Fax: 381-251-4651
Chief Compliance Officer
CARRIE BROWN
500 EAST REYNOLDS DRIVE
SUITE A
RUSTON
LA
United States
Tel:
318-251-5800
Fax:
318-251-4651
C*****@*****************M
(Full email address available in API data)
Industry Affiliates
| AMERITRUST INVESTMENT ADVISORS INC | Other investment adviser, including financial planners |
| ARGENT ADVISORS, INC. | Other investment adviser, including financial plannersRegistered municipal advisor |
| ARGENT INSTITUTIONAL TRUST | Trust company |
| ARGENT INSURANCE SERVICES, LLC | Insurance company or agency |
| ARGENT TRUST COMPANY | Trust company |
| ARGENT WEALTH, LLC | Other investment adviser, including financial planners |
| HIGHLAND CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| WYNDEN CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARGENT FINANCIAL GROUP, INC. | Domestic Entity | – | MEMBER | 12/2015 | > 75% |
| BROWN, CARRIE, ALANA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| MILTON, MARK | Individual | – | PRESIDENT | 08/2018 | < 5% |