PACIFIC PRIVATE FUND ADVISORS LLC
Adviser information for PACIFIC PRIVATE FUND ADVISORS LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $5.7B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $5.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $5.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78581 |
|---|---|
| SEC ERA File Number | 801-78581 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168830 |
| Legal Entity Identifier | 549300HIYCKOW1F1YN98 |
Principal Office
840 NEWPORT CENTER DRIVESUITE 480
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (800) 800-7646, Fax: None
Chief Compliance Officer
BENJAMIN WIESENFELD
6750 MERCY RD
2ND FLOOR
OMAHA
NE
United States
Tel:
(949) 219-3453
B******************@**************M
(Full email address available in API data)
Regulatory Contact
LESLIE MACDONALD
COUNSEL
840 NEWPORT CENTER DRIVE
SUITE 480
NEWPORT BEACH
CA
United States
Tel:
(949) 219-3412
L***************@**************M
(Full email address available in API data)
Industry Affiliates
| CAA-PPFA EQUITY OPPORTUNITIES I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAA-PPFA OPPORTUNITIES II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC CO-INVEST CREDIT I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC CO-INVEST CREDIT II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC CO-INVEST OPPORTUNITIES I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC CO-INVEST OPPORTUNITIES II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC LIFE & ANNUITY COMPANY | Insurance company or agency |
| PACIFIC LIFE FUND ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PACIFIC LIFE INSURANCE COMPANY | Insurance company or agency |
| PACIFIC PRIVATE CREDIT II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE CREDIT III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE CREDIT IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE CREDIT V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE EQUITY I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE EQUITY II-A GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE EQUITY OPPORTUNITIES II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE EQUITY OPPORTUNITIES III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE EQUITY OPPORTUNITIES IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE EQUITY OPPORTUNITIES V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE FEEDER III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC PRIVATE FEEDER IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC SELECT DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PPFA CREDIT OPPORTUNITIES I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PACIFIC CO-INVEST CREDIT FUND I LP | Private Equity Fund | $37.4M | $1.0M | 1 |
| PACIFIC CO-INVEST CREDIT FUND II LP | Private Equity Fund | $43.5M | $1.0M | 1 |
| PACIFIC CO-INVEST OPPORTUNITIES FUND I LP | Private Equity Fund | $148.9M | $1.0M | 1 |
| PACIFIC CO-INVEST OPPORTUNITIES FUND II LP | Private Equity Fund | $201.5M | $1.0M | 79 |
| PACIFIC PRIVATE CREDIT FUND II LP | Private Equity Fund | $130.2M | $1.0M | 14 |
| PACIFIC PRIVATE CREDIT FUND III LP | Private Equity Fund | $196.3M | $1.0M | 15 |
| PACIFIC PRIVATE CREDIT FUND IV LP | Private Equity Fund | $257.5M | $1.0M | 6 |
| PACIFIC PRIVATE CREDIT FUND V LP | Private Equity Fund | $180.4M | $1.0M | 24 |
| PACIFIC PRIVATE EQUITY FUND I L.P. | Private Equity Fund | $123.9M | $0.5M | 19 |
| PACIFIC PRIVATE EQUITY FUND II-A L.P. | Private Equity Fund | $633.8M | $1.0M | 1 |
| PACIFIC PRIVATE EQUITY OPPORTUNITIES FUND II LP | Private Equity Fund | $169.0M | $1.0M | 13 |
| PACIFIC PRIVATE EQUITY OPPORTUNITIES FUND III LP | Private Equity Fund | $567.6M | $1.0M | 15 |
| PACIFIC PRIVATE EQUITY OPPORTUNITIES FUND IV LP | Private Equity Fund | $558.9M | $1.0M | 83 |
| PACIFIC PRIVATE EQUITY OPPORTUNITIES FUND V LP | Private Equity Fund | $264.1M | $1.0M | 27 |
| PPFA CREDIT OPPORTUNITIES FUND I LP | Private Equity Fund | $90.2M | $0.5M | 76 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PACIFIC GLOBAL ASSET MANAGEMENT LLC | Domestic Entity | – | MANAGING MEMBER OF APPLICANT | 07/2013 | > 75% |
| PACIFIC LIFE INSURANCE COMPANY | Domestic Entity | PACIFIC GLOBAL ASSET MANAGEMENT LLC | MANAGING MEMBER | 08/2012 | > 75% |
| PACIFIC LIFECORP | Domestic Entity | PACIFIC LIFE INSURANCE COMPANY | PARENT | 05/2007 | > 75% |
| PACIFIC MUTUAL HOLDING COMPANY | Domestic Entity | PACIFIC LIFECORP | PARENT | 05/2007 | > 75% |
| Johnson, Jeffrey, Robert | Individual | – | SENIOR MANAGING DIRECTOR | 09/2022 | < 5% |
| WIESENFELD, BENJAMIN, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |