VIRTUS ETF ADVISERS LLC
Adviser information for VIRTUS ETF ADVISERS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 17 | $1.5B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
31 WEST 52ND STREET16TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 212-593-4383, Fax: 212-593-4384
Websites
Chief Compliance Officer
CHETRAM PERSAUD
CHIEF COMPLIANCE OFFICER
31 WEST 52ND STREET
16TH FLOOR
NEW YORK
NY
United States
Tel:
646-376-5905
Fax:
212-593-4384
C**************@*********M
(Full email address available in API data)
Regulatory Contact
BRINTON
FRITH
31 WEST 52ND STREET
16TH FLOOR
NEW YORK
NY
United States
Tel:
212-593-4383
B************@*********M
(Full email address available in API data)
Industry Affiliates
| ALPHASIMPLEX GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CEREDEX VALUE ADVISORS LLC | Other investment adviser, including financial planners |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | Other investment adviser, including financial planners |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| NFJ INVESTMENT GROUP, LLC | Other investment adviser, including financial planners |
| SEIX CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| SILVANT CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| SUSTAINABLE GROWTH ADVISERS, LP | Other investment adviser, including financial planners |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS FIXED INCOME ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS FUND ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS GLOBAL PARTNERS PTE. LTD | Other investment adviser, including financial planners |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | Other investment adviser, including financial planners |
| VIRTUS INVESTMENT ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VP DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WESTCHESTER CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRITH, BRINTON, WESLEY | Individual | – | PRESIDENT | 08/2013 | < 5% |
| BROWN, MATTHEW, BARRETT | Individual | – | CHIEF OPERATING OFFICER | 07/2012 | < 5% |
| ETFIS HOLDINGS LLC | Domestic Entity | – | SOLE MEMBER | 04/2015 | > 75% |
| VIRTUS PARTNERS, INC. | Domestic Entity | ETFIS HOLDINGS LLC | SOLE MEMBER OF ETFIS HOLDINGS LLC | 04/2015 | > 75% |
| VIRTUS INVESTMENT PARTNERS, INC. | Domestic Entity | VIRTUS PARTNERS, INC. | SHAREHOLDER OF VIRTUS PARTNERS INC | 03/2012 | > 75% |
| PERSAUD, CHETRAM | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2015 | < 5% |
| SMALLEY, WILLIAM, JUSTIN | Individual | – | MANAGING DIRECTOR | 07/2012 | < 5% |
| AYLWARD, GEORGE, ROBERT | Individual | – | EXECUTIVE VICE PRESIDENT | 04/2015 | < 5% |
| ANGERTHAL, MICHAEL, AARON | Individual | – | EXECUTIVE VICE PRESIDENT | 04/2015 | < 5% |
| HANLEY, DAVID, GEORGE | Individual | – | VICE PRESIDENT AND TREASURER | 05/2015 | < 5% |
| PURKALITIS, ANDRA, CYNTHIA | Individual | – | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | 11/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| CABLE ONE INC | NOTE 3/1 | 352K | – | – |
| 4D MOLECULAR THERAPEUTICS IN | COM | 78K | 4K | – |
| 89BIO INC | COM | 78K | 10K | – |
| ABCELLERA BIOLOGICS INC | COM | 80K | 27K | – |
| ACADIA PHARMACEUTICALS INC | COM | 355K | 22K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 791K | 3K | – |
| ACELYRIN INC | COM | 92K | 21K | – |
| ADMA BIOLOGICS INC | COM | 342K | 31K | – |
| ADOBE INC | COM | 989K | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 908K | 6K | – |
| AEROVATE THERAPEUTICS INC | COM | 6K | 4K | – |
| AGENUS INC | COM NE | 95K | 6K | – |
| AGIOS PHARMACEUTICALS INC | COM | 304K | 7K | – |
| AGREE RLTY CORP | COM | 199K | 3K | – |
| AIRBNB INC | COM CL A | 800K | 5K | – |
| AKERO THERAPEUTICS INC | COM | 86K | 4K | – |
| ALECTOR INC | COM | 83K | 18K | – |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 222K | 9K | – |
| ALLIANT ENERGY CORP | COM | 189K | 4K | – |
| ALLOGENE THERAPEUTICS INC | COM | 83K | 36K | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 500K | 2K | – |
| ALPHABET INC | CAP STK CL A | 973K | 5K | – |
| ALX ONCOLOGY HLDGS INC | COM | 65K | 11K | – |
| AMERICAN ASSETS TR INC | COM | 189K | 8K | – |
| AMERICAN ELEC PWR CO INC | COM | 192K | 2K | – |
| AMERICAN EXPRESS CO | COM | 824K | 4K | – |
| AMERICAN TOWER CORP NEW | COM | 182K | 937 | – |
| AMERIPRISE FINL INC | COM | 842K | 2K | – |
| AMETEK INC | COM | 775K | 5K | – |
| AMGEN INC | COM | 345K | 1K | – |
| AMICUS THERAPEUTICS INC | COM | 307K | 31K | – |
| AMPHENOL CORP NEW | CL A | 1M | 15K | – |
| ANAPTYSBIO INC | COM | 94K | 4K | – |
| ANNEXON INC | COM | 74K | 15K | – |
| APA CORPORATION | COM | 158K | 5K | – |
| APELLIS PHARMACEUTICALS INC | COM | 297K | 8K | – |
| APOGEE THERAPEUTICS INC | COM | 83K | 2K | – |
| APOLLO GLOBAL MGMT INC | COM | 886K | 8K | – |
| APPLE HOSPITALITY REIT INC | COM NEW | 160K | 11K | – |
| APPLIED MATLS INC | COM | 1M | 4K | – |
| APPLIED THERAPEUTICS INC | COM | 80K | 17K | – |
| ARBUTUS BIOPHARMA CORP | COM | 89K | 29K | – |
| ARCELLX INC | COMMON STOCK | 90K | 2K | – |
| ARCH CAP GROUP LTD | ORD | 892K | 9K | – |
| ARCTURUS THERAPEUTICS HLDGS | COM | 70K | 3K | – |
| ARCUS BIOSCIENCES INC | COM | 81K | 5K | – |
| ARCUTIS BIOTHERAPEUTICS INC | COM | 90K | 10K | – |
| ARDELYX INC | COM | 376K | 51K | – |
| ARES CAPITAL CORP | COM | 772K | 37K | – |
| ARES DYNAMIC CR ALLOCATION F | COM | 875K | 59K | – |
| ARISTA NETWORKS INC | COM | 1M | 3K | – |
| ARROWHEAD PHARMACEUTICALS IN | COM | 89K | 3K | – |
| ARVINAS INC | COM | 91K | 3K | – |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 351K | 3K | – |
| AURINIA PHARMACEUTICALS INC | COM | 352K | 62K | – |
| AUTODESK INC | COM | 944K | 4K | – |
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 70K | 20K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 804K | 3K | – |
| AVIDITY BIOSCIENCES INC | COM | 93K | 2K | – |
| AVISTA CORP | COM | 186K | 5K | – |
| AXSOME THERAPEUTICS INC | COM | 366K | 5K | – |
| B2GOLD CORP | COM | 190K | 71K | – |
| BAIN CAP SPECIALTY FIN INC | COM STK | 884K | 54K | – |
| BARINGS BDC INC | COM | 893K | 92K | – |
| BEAM THERAPEUTICS INC | COM | 84K | 4K | – |
| BEIGENE LTD | SPONSORED ADR | 282K | 2K | – |
| BELITE BIO INC | SPONSORED ADS | 83K | 2K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 827K | 2K | – |
| BERRY CORP | COM | 150K | 23K | – |
| BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 75K | 4K | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 327K | 53K | – |
| BIOGEN INC | COM | 326K | 1K | – |
| BIOHAVEN LTD | COM | 94K | 3K | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 322K | 4K | – |
| BIONTECH SE | SPONSORED ADS | 276K | 3K | – |
| BLACK STONE MINERALS L P | COM UNIT | 181K | 12K | – |
| BLACKROCK 2037 MUNICIPAL TAR | COM | 197K | 8K | – |
| BLACKROCK DEBT STRATEGIES FD | COM NEW | 754K | 70K | – |
| BLACKROCK FLOATING RATE INCO | COM | 743K | 57K | – |
| BLACKROCK FLOATING RATE INC | COM | 701K | 55K | – |
| BLACKROCK INCOME TR INC | COM NEW | 891K | 75K | – |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 1M | 144K | – |
| BLACKROCK LTD DURATION INCOM | COM SHS | 822K | 59K | – |
| BLACKROCK TCP CAPITAL CORP | COM | 1M | 101K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 650K | 21K | – |
| BLACKSTONE SENI FLTN RAT 202 | COM | 721K | 51K | – |
| BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 743K | 63K | – |
| BLOCK INC | CL A | 746K | 12K | – |
| BLUEPRINT MEDICINES CORP | COM | 334K | 3K | – |
| BNY MELLON ALCENTRA GLOBAL C | COM | 595K | 67K | – |
| BRIDGEBIO PHARMA INC | COM | 288K | 11K | – |
| BRIXMOR PPTY GROUP INC | COM | 184K | 8K | – |
| BROADCOM INC | COM | 1M | 699 | – |
| BROADSTONE NET LEASE INC | COM | 190K | 12K | – |
| BROWN & BROWN INC | COM | 898K | 10K | – |
| CABALETTA BIO INC | COM | 54K | 7K | – |
| CADENCE DESIGN SYSTEM INC | COM | 900K | 3K | – |
| CAMDEN PPTY TR | SH BEN INT | 202K | 2K | – |
| CANADIAN NAT RES LTD | COM | 175K | 5K | – |
| CAPITAL SOUTHWEST CORP | COM | 778K | 30K | – |
| CARGO THERAPEUTICS INC | COM | 87K | 5K | – |
| CARLYLE SECURED LENDING INC | COM | 761K | 43K | – |
| CASSAVA SCIENCES INC | COM | 56K | 5K | – |
| CATERPILLAR INC | COM | 776K | 2K | – |
| CELANESE CORP DEL | COM | 720K | 5K | – |
| CELCUITY INC | COM | 97K | 6K | – |
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 92K | 2K | – |
| CENCORA INC | COM | 788K | 3K | – |
| CENTESSA PHARMACEUTICALS PLC | SPONSORED ADS | 82K | 9K | – |
| CG ONCOLOGY INC | COM | 82K | 3K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 860K | 5K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 996K | 16K | – |
| CHUBB LIMITED | COM | 843K | 3K | – |
| CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 177K | 100K | – |
| COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 128K | 56K | – |
| CINCINNATI FINL CORP | COM | 811K | 7K | – |
| CINTAS CORP | COM | 891K | 1K | – |
| CION INVT CORP | COM | 746K | 62K | – |
| CLEARWAY ENERGY INC | CL C | 211K | 9K | – |
| CME GROUP INC | COM | 762K | 4K | – |
| CMS ENERGY CORP | COM | 185K | 3K | – |
| COGENT BIOSCIENCES INC | COM | 85K | 10K | – |
| COGENT COMMUNICATIONS HLDGS | COM NEW | 163K | 3K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 826K | 12K | – |
| COMPASS PATHWAYS PLC | SPONSORED ADS | 79K | 13K | – |
| CONOCOPHILLIPS | COM | 905K | 8K | – |
| COPART INC | COM | 844K | 16K | – |
| CORPAY INC | COM SHS | 735K | 3K | – |
| COSTAR GROUP INC | COM | 721K | 10K | – |
| COSTCO WHSL CORP NEW | COM | 991K | 1K | – |
| COTERRA ENERGY INC | COM | 970K | 36K | – |
| CRESCENT CAP BDC INC | COM | 936K | 50K | – |
| CRINETICS PHARMACEUTICALS IN | COM | 86K | 2K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 273K | 5K | – |
| CROWDSTRIKE HLDGS INC | CL A | 1M | 3K | – |
| CROWN CASTLE INC | COM | 170K | 2K | – |
| CUBESMART | COM | 189K | 4K | – |
| CULLINAN THERAPEUTICS INC | COM | 72K | 4K | – |
| CUREVAC N V | COM | 77K | 23K | – |
| CYTOKINETICS INC | COM NEW | 93K | 2K | – |
| DATADOG INC | CL A COM | 882K | 7K | – |
| DAY ONE BIOPHARMACEUTICALS I | COM | 351K | 25K | – |
| DELTA AIR LINES INC DEL | COM NEW | 802K | 17K | – |
| DENALI THERAPEUTICS INC | COM | 95K | 4K | – |
| DEVON ENERGY CORP NEW | COM | 177K | 4K | – |
| DEXCOM INC | COM | 714K | 6K | – |
| DIAMONDBACK ENERGY INC | COM | 1M | 5K | – |
| DIANTHUS THERAPEUTICS INC | COM | 87K | 3K | – |
| DISC MEDICINE INC | COM | 104K | 2K | – |
| DISCOVER FINL SVCS | COM | 857K | 7K | – |
| DORCHESTER MINERALS LP | COM UNIT | 167K | 5K | – |
| D R HORTON INC | COM | 815K | 6K | – |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 308K | 27K | – |
| DYNE THERAPEUTICS INC | COM | 95K | 3K | – |
| EASTGROUP PPTYS INC | COM | 171K | 1K | – |
| EATON VANCE FLTING RATE INC | COM | 729K | 54K | – |
| EATON VANCE SR INCOME TR | SH BEN INT | 779K | 123K | – |
| EATON VANCE SR FLTNG RTE TR | COM | 759K | 58K | – |
| ECOPETROL S A | SPONSORED ADS | 184K | 16K | – |
| EDGEWISE THERAPEUTICS INC | COM | 91K | 5K | – |
| EDITAS MEDICINE INC | COM | 77K | 16K | – |
| EDWARDS LIFESCIENCES CORP | COM | 881K | 10K | – |
| ENEL CHILE S.A. | SPONSORED ADR | 173K | 62K | – |
| ENLIVEN THERAPEUTICS INC | COM | 96K | 4K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 829K | 29K | – |
| EOG RES INC | COM | 959K | 8K | – |
| EPR PPTYS | COM SH BEN INT | 183K | 4K | – |
| EQUINOR ASA | SPONSORED ADR | 193K | 7K | – |
| ERASCA INC | COM | 98K | 42K | – |
| ESPERION THERAPEUTICS INC NE | COM | 251K | 113K | – |
| ESSENTIAL PPTYS RLTY TR INC | COM | 197K | 7K | – |
| EVERSOURCE ENERGY | COM | 174K | 3K | – |
| EXELIXIS INC | COM | 337K | 15K | – |
| EXPEDIA GROUP INC | COM NEW | 793K | 6K | – |
| EXPEDITORS INTL WASH INC | COM | 904K | 7K | – |
| EXSCIENTIA PLC | ADS | 97K | 19K | – |
| EXTRA SPACE STORAGE INC | COM | 201K | 1K | – |
| FASTENAL CO | COM | 775K | 12K | – |
| FIDUS INVT CORP | COM | 899K | 46K | – |
| FIRST INDL RLTY TR INC | COM | 166K | 3K | – |
| FIRST TR SR FLTG RATE INCOME | COM | 858K | 85K | – |
| FRESH DEL MONTE PRODUCE INC | ORD | 158K | 7K | – |
| FS KKR CAP CORP | COM | 1M | 58K | – |
| FULCRUM THERAPEUTICS INC | COM | 72K | 12K | – |
| GARMIN LTD | SHS | 963K | 6K | – |
| GARTNER INC | COM | 847K | 2K | – |
| GEN DIGITAL INC | COM | 1M | 40K | – |
| GEOPARK LTD | USD SHS | 209K | 19K | – |
| GERDAU SA | SPON ADR REP PFD | 165K | 50K | – |
| GERON CORP | COM | 286K | 67K | – |
| GILEAD SCIENCES INC | COM | 356K | 5K | – |
| GLADSTONE CAPITAL CORP | COM NE | 782K | 34K | – |
| GLADSTONE INVT CORP | COM | 865K | 62K | – |
| GOLD FIELDS LTD | SPONSORED ADR | 178K | 12K | – |
| GOLDMAN SACHS BDC INC | SHS | 1M | 71K | – |
| GOLUB CAP BDC INC | COM | 787K | 50K | – |
| HALLIBURTON CO | COM | 724K | 21K | – |
| HALOZYME THERAPEUTICS INC | COM | 348K | 7K | – |
| HARMONY BIOSCIENCES HLDGS IN | COM | 334K | 11K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 837K | 8K | – |
| HERCULES CAPITAL INC | COM | 745K | 36K | – |
| HESS CORP | COM | 788K | 5K | – |
| HESS MIDSTREAM LP | CL A SHS | 187K | 5K | – |
| HILLEVAX INC | COM | 88K | 6K | – |
| HORIZON TECHNOLOGY FIN CORP | COM | 1M | 87K | – |
| HOST HOTELS & RESORTS INC | COM | 942K | 52K | – |
| HUNTINGTON BANCSHARES INC | COM | 809K | 61K | – |
| ICL GROUP LTD | SHS | 147K | 34K | – |
| ICON PLC | SHS | 877K | 3K | – |
| IDEAYA BIOSCIENCES INC | COM | 82K | 2K | – |
| IGM BIOSCIENCES INC | COM | 78K | 11K | – |
| IMMATICS N.V | SHS | 81K | 7K | – |
| IMMUNITYBIO INC | COM | 355K | 56K | – |
| IMMUNOCORE HLDGS PLC | ADS | 281K | 8K | – |
| IMMUNOME INC | COM | 68K | 6K | – |
| IMMUNOVANT INC | COM | 90K | 3K | – |
| IMPERIAL OIL LTD | COM NEW | 184K | 3K | – |
| INCYTE CORP | COM | 318K | 5K | – |
| INNOVATIVE INDL PPTYS INC | COM | 199K | 2K | – |
| INSMED INC | COM PAR $.01 | 358K | 5K | – |
| INTELLIA THERAPEUTICS INC | COM | 78K | 3K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 896K | 7K | – |
| INTRA-CELLULAR THERAPIES INC | COM | 330K | 5K | – |
| INTUIT | COM | 904K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 2K | – |
| INVENTRUST PPTYS CORP | COM NEW | 180K | 7K | – |
| INVESCO QUALITY MUN INCOME T | COM | 520K | 52K | – |
| INVESCO SR INCOME TR | COM | 977K | 227K | – |
| INVITATION HOMES INC | COM | 187K | 5K | – |
| IONIS PHARMACEUTICALS INC | COM | 382K | 8K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 313K | 39K | – |
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 359K | 55K | – |
| ITEOS THERAPEUTICS INC | COM | 82K | 6K | – |
| JANUX THERAPEUTICS INC | COM | 90K | 2K | – |
| KEROS THERAPEUTICS INC | COM | 84K | 2K | – |
| KIMBELL RTY PARTNERS LP | UNIT | 189K | 12K | – |
| KIMCO RLTY CORP | COM | 182K | 9K | – |
| KINIKSA PHARMACEUTICALS INTL | ORD SHS CL | 328K | 18K | – |
| KKR & CO INC | COM | 923K | 9K | – |
| KKR INCOME OPPORTUNITIES FD | COM | 929K | 68K | – |
| KLA CORP | COM NEW | 1M | 1K | – |
| KRYSTAL BIOTECH INC | COM | 331K | 2K | – |
| KT CORP | SPONSORED ADR | 177K | 13K | – |
| KURA ONCOLOGY INC | COM | 86K | 4K | – |
| KYMERA THERAPEUTICS INC | COM | 77K | 3K | – |
| KYVERNA THERAPEUTICS INC | COM | 47K | 6K | – |
| LAM RESEARCH CORP | COM | 1M | 954 | – |
| LARIMAR THERAPEUTICS INC | COM | 68K | 9K | – |
| LEGEND BIOTECH CORP | SPONSORED ADS | 334K | 8K | – |
| LENNAR CORP | CL A | 819K | 5K | – |
| LEXICON PHARMACEUTICALS INC | COM NEW | 302K | 180K | – |
| LIGAND PHARMACEUTICALS INC | COM NEW | 341K | 4K | – |
| LIQUIDIA CORPORATION | COM NEW | 81K | 7K | – |
| LIVE NATION ENTERTAINMENT IN | COM | 882K | 9K | – |
| LONGBOARD PHARMACEUTICALS IN | COM | 123K | 5K | – |
| LYELL IMMUNOPHARMA INC | COM | 51K | 35K | – |
| M & T BK CORP | COM | 866K | 6K | – |
| MACROGENICS INC | COM | 82K | 19K | – |
| MADRIGAL PHARMACEUTICALS INC | COM | 333K | 1K | – |
| MAIN STR CAP CORP | COM | 612K | 12K | – |
| MARATHON PETE CORP | COM | 728K | 4K | – |
| MARKEL GROUP INC | COM | 901K | 572 | – |
| MASTERCARD INCORPORATED | CL A | 813K | 2K | – |
| MERCADOLIBRE INC | COM | 1M | 636 | – |
| MERUS N V | COM | 93K | 2K | – |
| META PLATFORMS INC | CL A | 866K | 2K | – |
| MICROSOFT CORP | COM | 938K | 2K | – |
| MID-AMER APT CMNTYS INC | COM | 197K | 1K | – |
| MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 815K | 54K | – |
| MINERALYS THERAPEUTICS INC | COM | 83K | 7K | – |
| MIRUM PHARMACEUTICALS INC | COM | 422K | 12K | – |
| MODERNA INC | COM | 269K | 2K | – |
| MONOLITHIC PWR SYS INC | COM | 1M | 1K | – |
| MONROE CAP CORP | COM | 508K | 67K | – |
| MOONLAKE IMMUNOTHERAPEUTICS | CLASS A ORD | 93K | 2K | – |
| MORPHIC HLDG INC | COM | 111K | 3K | – |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 201K | 5K | – |
| NATURAL RESOURCE PARTNERS L | COM UNIT LTD PAR | 182K | 2K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEUMORA THERAPEUTICS INC. | COM | 89K | 9K | – |
| NEUROCRINE BIOSCIENCES INC | COM | 333K | 2K | – |
| NEUROGENE INC | COM | 78K | 2K | – |
| NEW FORTRESS ENERGY INC | COM CL A | 130K | 6K | – |
| NEW JERSEY RES CORP | COM | 184K | 4K | – |
| NEW MTN FIN CORP | COM | 933K | 76K | – |
| NEWAMSTERDAM PHARMA COMPANY | ORDINARY SHARES | 89K | 5K | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 185K | 7K | – |
| NISOURCE INC | COM | 195K | 7K | – |
| NOVAVAX INC | COM NEW | 277K | 22K | – |
| NU HLDGS LTD | ORD SHS CL A | 1M | 78K | – |
| NUCOR CORP | COM | 683K | 4K | – |
| NURIX THERAPEUTICS INC | COM | 113K | 5K | – |
| NUVALENT INC | COM | 87K | 1K | – |
| NUVATION BIO INC | COM CL A | 88K | 30K | – |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 921K | 166K | – |
| NUVEEN FLOATING RATE INCOME | COM | 901K | 104K | – |
| NVIDIA CORPORATION | COM | 1M | 11K | – |
| NVR INC | COM | 964K | 127 | – |
| NXP SEMICONDUCTORS N V | COM | 1M | 4K | – |
| OAKTREE SPECIALTY LENDING CO | COM | 1M | 54K | – |
| OFS CAP CORP | COM | 452K | 51K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 696K | 4K | – |
| OLEMA PHARMACEUTICALS INC | COM | 79K | 7K | – |
| ONE GAS INC | COM | 184K | 3K | – |
| ONEOK INC NEW | COM | 845K | 10K | – |
| ORANGE | SPONSORED ADR | 156K | 16K | – |
| ORIC PHARMACEUTICALS INC | COM | 83K | 12K | – |
| OUTFRONT MEDIA INC | COM | 160K | 11K | – |
| OVINTIV INC | COM | 165K | 4K | – |
| OXFORD LANE CAP CORP | COM | 1M | 275K | – |
| OXFORD SQUARE CAP CORP | COM | 470K | 160K | – |
| PACCAR INC | COM | 759K | 7K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 1M | 40K | – |
| PALO ALTO NETWORKS INC | COM | 997K | 3K | – |
| PARKER-HANNIFIN CORP | COM | 777K | 2K | – |
| PATTERSON-UTI ENERGY INC | COM | 160K | 15K | – |
| PENNANTPARK FLOATING RATE CA | COM | 996K | 86K | – |
| PENNANTPARK INVT CORP | COM | 919K | 122K | – |
| PERSPECTIVE THERAPEUTICS INC | COM NE | 78K | 8K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 176K | 12K | – |
| PHARVARIS N V | COM | 94K | 5K | – |
| PHATHOM PHARMACEUTICALS INC | COM | 310K | 30K | – |
| PHILLIPS 66 | COM | 745K | 5K | – |
| PIONEER FLOATING RATE FUND I | COM | 868K | 90K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 187K | 10K | – |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 190K | 10K | – |
| PLIANT THERAPEUTICS INC | COM | 81K | 8K | – |
| PORTMAN RIDGE FIN CORP | COM NEW | 500K | 25K | – |
| PRAXIS PRECISION MEDICINES I | COM NEW | 93K | 2K | – |
| PRECIGEN INC | COM | 84K | 53K | – |
| PRIME MEDICINE INC | COM | 59K | 11K | – |
| PROGRESSIVE CORP | COM | 806K | 4K | – |
| PROSPECT CAP CORP | COM | 1M | 206K | – |
| PROTAGONIST THERAPEUTICS INC | COM | 91K | 3K | – |
| PROTHENA CORP PLC | SHS | 87K | 4K | – |
| PTC THERAPEUTICS INC | COM | 273K | 9K | – |
| PUBLIC STORAGE OPER CO | COM | 186K | 648 | – |
| QUALCOMM INC | COM | 1M | 5K | – |
| QUANTA SVCS INC | COM | 856K | 3K | – |
| RAYMOND JAMES FINL INC | COM | 817K | 7K | – |
| RECURSION PHARMACEUTICALS IN | CL A | 72K | 10K | – |
| REGENCY CTRS CORP | COM | 187K | 3K | – |
| REGENERON PHARMACEUTICALS | COM | 1M | 1K | – |
| REGENXBIO INC | COM | 81K | 7K | – |
| REGIONS FINANCIAL CORP NEW | COM | 868K | 43K | – |
| RELAY THERAPEUTICS INC | COM | 75K | 12K | – |
| REPLIMUNE GROUP INC | COM | 86K | 10K | – |
| RETAIL OPPORTUNITY INVTS COR | COM | 177K | 14K | – |
| REVOLUTION MEDICINES INC | COM | 88K | 2K | – |
| REXFORD INDL RLTY INC | COM | 159K | 4K | – |
| RHYTHM PHARMACEUTICALS INC | COM | 305K | 7K | – |
| ROCKET PHARMACEUTICALS INC | COM | 85K | 4K | – |
| ROIVANT SCIENCES LTD | SHS | 322K | 30K | – |
| ROLLINS INC | COM | 952K | 20K | – |
| ROSS STORES INC | COM | 905K | 6K | – |
| ROYAL CARIBBEAN GROUP | COM | 1M | 6K | – |
| RUNWAY GROWTH FINANCE CORP | COM | 998K | 85K | – |
| RYMAN HOSPITALITY PPTYS INC | COM | 156K | 2K | – |
| S&P GLOBAL INC | COM | 889K | 2K | – |
| SABINE RTY TR | UNIT BEN INT | 187K | 3K | – |
| SAGE THERAPEUTICS INC | COM | 311K | 29K | – |
| SALESFORCE INC | COM | 785K | 3K | – |
| SANA BIOTECHNOLOGY INC | COM | 69K | 13K | – |
| SARATOGA INVT CORP | COM NEW | 950K | 42K | – |
| SAREPTA THERAPEUTICS INC | COM | 416K | 3K | – |
| SAVARA INC | COM | 90K | 22K | – |
| SCHLUMBERGER LTD | COM STK | 792K | 17K | – |
| SCHOLAR ROCK HLDG CORP | COM | 80K | 10K | – |
| SCILEX HOLDING CO | COM | 31K | 18K | – |
| SERVICENOW INC | COM | 900K | 1K | – |
| SHOPIFY INC | CL A | 777K | 12K | – |
| SIBANYE STILLWATER LTD | SPONSORED ADR | 174K | 40K | – |
| SILENCE THERAPEUTICS PLC | ADS | 87K | 5K | – |
| SITE CTRS CORP | COM | 185K | 13K | – |
| SITIO ROYALTIES CORP | CLASS A COM | 175K | 7K | – |
| SIXTH STREET SPECIALTY LENDI | COM | 761K | 36K | – |
| SLR INVESTMENT CORP | COM | 937K | 58K | – |
| SOLENO THERAPEUTICS INC | COM | 82K | 2K | – |
| SOUTHERN COPPER CORP | COM | 191K | 2K | – |
| SPOK HLDGS INC | COM | 160K | 11K | – |
| SPRINGWORKS THERAPEUTICS INC | COM | 317K | 8K | – |
| SPYRE THERAPEUTICS INC | COM NEW | 66K | 3K | – |
| STEEL DYNAMICS INC | COM | 782K | 6K | – |
| STELLUS CAP INVT CORP | COM | 915K | 67K | – |
| STERIS PLC | SHS USD | 907K | 4K | – |
| STOKE THERAPEUTICS INC | COM | 70K | 5K | – |
| STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 69K | 2K | – |
| SUMMIT THERAPEUTICS INC | COM | 87K | 11K | – |
| SYNDAX PHARMACEUTICALS INC | COM | 90K | 4K | – |
| SYNOPSYS INC | COM | 962K | 2K | – |
| PRICE T ROWE GROUP INC | COM | 858K | 7K | – |
| TANGER INC | COM | 171K | 6K | – |
| TANGO THERAPEUTICS INC | COM | 93K | 11K | – |
| TARSUS PHARMACEUTICALS INC | COM | 270K | 10K | – |
| TAYSHA GENE THERAPIES INC | COM SHS | 49K | 22K | – |
| TE CONNECTIVITY LTD | SHS | 870K | 6K | – |
| TELUS CORPORATION | COM | 164K | 11K | – |
| TENARIS S A | SPONSORED ADS | 141K | 5K | – |
| TERNS PHARMACEUTICALS INC | COM | 77K | 11K | – |
| TERRENO RLTY CORP | COM | 169K | 3K | – |
| TG THERAPEUTICS INC | COM | 350K | 20K | – |
| THERAVANCE BIOPHARMA INC | COM | 326K | 38K | – |
| TIM S A | SPONSORED ADR | 142K | 10K | – |
| TJX COS INC NEW | COM | 973K | 9K | – |
| THE TRADE DESK INC | COM CL A | 1M | 11K | – |
| TRADEWEB MKTS INC | CL A | 863K | 8K | – |
| TRANE TECHNOLOGIES PLC | SHS | 941K | 3K | – |
| TRAVELERS COMPANIES INC | COM | 789K | 4K | – |
| TRAVERE THERAPEUTICS INC | COM | 374K | 45K | – |
| TRIPLEPOINT VENTURE GROWTH B | COM | 1M | 158K | – |
| PNM RES INC | COM | 181K | 5K | – |
| TYLER TECHNOLOGIES INC | COM | 1M | 2K | – |
| TYRA BIOSCIENCES INC | COM | 73K | 5K | – |
| UBER TECHNOLOGIES INC | COM | 873K | 12K | – |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 314K | 8K | – |
| UNIQURE NV | SHS | 77K | 17K | – |
| UNITED RENTALS INC | COM | 863K | 1K | – |
| UNITED THERAPEUTICS CORP DEL | COM | 365K | 1K | – |
| VALE S A | SPONSORED ADS | 164K | 15K | – |
| VALERO ENERGY CORP | COM | 787K | 5K | – |
| VAXCYTE INC | COM | 92K | 1K | – |
| VEEVA SYS INC | CL A COM | 768K | 4K | – |
| VERA THERAPEUTICS INC | CL A | 88K | 2K | – |
| VEREN INC | COM NE | 181K | 23K | – |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 3K | – |
| VERVE THERAPEUTICS INC | COM | 79K | 16K | – |
| VIKING THERAPEUTICS INC | COM | 92K | 2K | – |
| VIPER ENERGY INC | CL A | 183K | 5K | – |
| VIR BIOTECHNOLOGY INC | COM | 78K | 9K | – |
| VIRIDIAN THERAPEUTICS INC | COM | 90K | 7K | – |
| VISA INC | COM CL A | 801K | 3K | – |
| VULCAN MATLS CO | COM | 809K | 3K | – |
| WAVE LIFE SCIENCES LTD | SHS | 70K | 14K | – |
| WEC ENERGY GROUP INC | COM | 176K | 2K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 733K | 2K | – |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 206K | 5K | – |
| WHITEHORSE FIN INC | COM | 937K | 76K | – |
| WORKDAY INC | CL A | 732K | 3K | – |
| BERKLEY W R CORP | COM | 779K | 10K | – |
| GRAINGER W W INC | COM | 803K | 890 | – |
| XAI OCTAGN FLT RAT & ALT INM | COM | 1M | 171K | – |
| XENCOR INC | COM | 80K | 4K | – |
| XENON PHARMACEUTICALS INC | COM | 93K | 2K | – |
| XYLEM INC | COM | 871K | 6K | – |
| Y-MABS THERAPEUTICS INC | COM | 330K | 27K | – |
| ZAI LAB LTD | ADR | 290K | 17K | – |
| ZENTALIS PHARMACEUTICALS INC | COM | 39K | 10K | – |
| ZYMEWORKS INC | COM | 85K | 10K | – |