FEDERATED HERMES (UK) LLP
Adviser information for FEDERATED HERMES (UK) LLP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $20.3B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $20.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $2.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $14.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $3.0B |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 39 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPROVIDES FUNDAMENTAL AND QUANTITATIVE CREDIT ANALYSIS TO OTHER ADVISERS. |
|---|---|
| Compensation | % of AUMCOST PLUS MARGIN |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-78591 |
|---|---|
| SEC ERA File Number | 801-78591 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169087 |
| Legal Entity Identifier | 549300P26ZSW59JDOM79 |
Principal Office
150 CHEAPSIDELONDON
United Kingdom
Monday - Friday, 9 AM TO 5 PM LONDON TIME
Tel: 44 20 7292 8620, Fax: None
Chief Compliance Officer
STEPHEN VAN METER
1001 LIBERTY AVENUE
PITTSBURGH
PA
United States
Tel:
412-288-1046
Fax:
412-288-3939
S***************@******************M
(Full email address available in API data)
Regulatory Contact
JUDITH BENSON
CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER (UK)
150 CHEAPSIDE
LONDON
United Kingdom
Tel:
44 20 7292 8622
J************@******************M
(Full email address available in API data)
Industry Affiliates
| FEDERATED ADVISORY SERVICES COMPANY | Other investment adviser, including financial planners |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES JAPAN LTD. | Other investment adviser, including financial planners |
| FEDERATED INTERNATIONAL SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| FEDERATED INVESTMENT COUNSELING | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | Other investment adviser, including financial planners |
| FEDERATED INVESTORS TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| FEDERATED SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HERMES FUND MANAGERS IRELAND LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HERMES GPE (SINGAPORE) PTE LIMITED | Other investment adviser, including financial planners |
| HERMES GPE (USA) INC | Other investment adviser, including financial planners |
| HERMES GPE LLP | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| HERMES INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FEDERATED HERMES SHORT-TERM STERLING PRIME FUND | Liquidity Fund | $9,419.4M | $10.0M | 528 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FEDERATED GLOBAL HOLDINGS LLC | Domestic Entity | – | PARTNER | 04/2012 | < 5% |
| NOVAK, RICHARD, ANTHONY | Individual | – | TREASURER | 04/2013 | < 5% |
| DULSKI, GREGORY, PHILIP | Individual | – | CHAIR OF GOVERNING BODY | 04/2012 | < 5% |
| FEDERATED INTERNATIONAL HOLDINGS BV | Foreign Entity | FEDERATED HOLDINGS (UK) II LIMITED | SHAREHOLDER | 12/2011 | > 75% |
| FII HOLDINGS, INC. | Domestic Entity | FEDERATED INTERNATIONAL HOLDINGS BV | SHAREHOLDER | 12/1998 | > 75% |
| FEDERATED HERMES, INC. | Domestic Entity | FII HOLDINGS, INC. | SHAREHOLDER | 03/1983 | > 75% |
| CUNNINGHAM, DEBORAH, ANN | Individual | – | MEMBER OF GOVERNING BODY | 09/2019 | < 5% |
| GEPP, DENNIS, F | Individual | – | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | 04/2012 | < 5% |
| BENSON, JUDITH, M | Individual | – | CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER (UK) | 04/2012 | < 5% |
| VAN METER, STEPHEN, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER - U.S. OPERATIONS | 07/2015 | < 5% |
| BOYCE, MICHAEL, JOSEPH | Individual | – | MEMBER OF GOVERNING BODY | 09/2019 | < 5% |
| WALSH, RONAN | Individual | – | MEMBER OF GOVERNING BODY | 09/2019 | < 5% |
| Kennedy, Ian, Marshall | Individual | – | MEMBER OF GOVERNING BODY | 01/2023 | < 5% |
| FEDERATED HOLDINGS (UK) II LIMITED | Foreign Entity | FEDERATED HERMES LTD | SHAREHOLDER | 08/2018 | > 75% |
| FEDERATED HERMES LTD | Foreign Entity | FEDERATED GLOBAL HOLDINGS LLC | SHAREHOLDER | 03/2024 | > 75% |
| FEDERATED HERMES LTD | Foreign Entity | – | PARTNER | 03/2024 | > 75% |