Hedge Fund Database

PRIVATE CAPITAL MANAGEMENT

PRIVATE CAPITAL MANAGEMENT, LLC Legal Name

Adviser information for PRIVATE CAPITAL MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 13
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 369 $1.1B
Non-Discretionary 28 $23.1M
Total 397 $1.1B

Clients

Type Number RAUM
Individuals 99 $12.9M
HNW Individuals 268 $698.4M
Banking or thrift institutions 0 $0
Investment companies 1 $59.6M
Business development companies 0 $0
Pooled investment vehicles 7 $284.4M
Pension and profit sharing plans <5 $4.5M
Charitable organizations 6 $24.5M
State or municipal gov entities 0 $0
Other investment advisers 6 $21.3M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $29.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-78615
SEC ERA File Number 801-78615
SEC CIK Numbers 1588456
SEC CRD Numbers 169172
Legal Entity Identifier None

Principal Office

8889 PELICAN BAY BLVD.
SUITE 500
NAPLES
FL
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: (239) 254-2500, Fax: (239) 254-2557

Websites

www.linkedin.com/company/private-capital-management-llc www.private-cap.com www.pcmvaluefund.com

Chief Compliance Officer

CHARLES ATKINS
PRESIDENT AND GENERAL COUNSEL
8889 PELICAN BAY BLVD., STE 500
NAPLES
FL
United States
Tel: 239-254-2500
Fax: 239-254-2557
(Full email address available in API data)

Regulatory Contact

MICHAEL MORRISON
VP OF COMPLIANCE
8889 PELICAN BAY BLVD., SUITE 500
NAPLES
FL
United States
Tel: 239-254-2510
Fax: 239-254-2557
(Full email address available in API data)

Industry Affiliates

CARNES CAPITAL CORPORATION Broker-dealer, municipal securities dealer, or gov securities broker or dealer
HARMONIC INVESTORS MANAGING MEMBER LLC Sponsor, GP, manager of pooled investment vehicles
PCM COLLIER GP, LLC Sponsor, GP, manager of pooled investment vehicles
PCM ENTREPRENEURIAL GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
COLLIER FUND, LTD. Hedge Fund $25.2M $0.5M 30
ENTREPRENEURIAL VALUE FUND, L.P. Hedge Fund $135.4M $0.4M 34
HARMONIC INVESTORS LLC EXPLORER FUND CLOSED TO NEW INVESTORS $0.9M $0.4M 2
HARMONIC INVESTORS LLC FUND I THE PRIVATE FUND IS EXEMPT UNDER SECTION 3(C)(1) OF THE INVESTMENT COMP ACT OF 1940. THE FUND CHARGES ONLY AN ASSET BASED FEE. $54.9M $0.5M 75
HARMONIC INVESTORS LLC HEDGED PARTNERS FUND Hedge Fund $6.1M $0.5M 17
HARMONIC INVESTORS LLC NAVIGATOR FUND THE PRIVATE FUND IS EXEMPT UNDER SECTION 3(C)(1) OF THE INVESTMENT COMP ACT OF 1940. THE FUND CHARGES ONLY AN ASSET BASED FEE. $18.6M $0.5M 9
HARMONIC INVESTORS LLC OPPORTUNITY PARTNERS FUND Hedge Fund $43.3M $5.0M 15

Control Persons

Name Type Entity Title Since Ownership
POWERS, GREGG, JOSEPH Individual – CHIEF EXECUTIVE OFFICER 08/2013 < 5%
ATKINS, CHARLES (CHAD), DAMERON Individual – PRESIDENT, CCO AND GENERAL COUNSEL 08/2013 < 5%
PELICAN BAY HOLDINGS, LLC Domestic Entity PRIVATE CAPITAL MANAGEMENT HOLDINGS, LP GENERAL PARTNER 06/2014
POWERS, GREGG, JOSEPH Individual PELICAN BAY HOLDINGS, LLC & JOELLE INVESTMENTS, LLC MEMBER 08/2013 > 75%
PRIVATE CAPITAL MANAGEMENT HOLDINGS, LP Domestic Entity – MEMBER 06/2014 > 75%
JOELLE INVESTMENTS, LLC Domestic Entity PRIVATE CAPITAL MANAGEMENT HOLDINGS, LP LIMITED PARTNER 06/2014 25-50%
ATKINS, CHARLES (CHAD), DAMERON Individual PELICAN BAY HOLDINGS, LLC MANAGER 08/2013

No. Employees, Historic

2010020202021202220232024202519 on 3/25/202019 on 6/29/202019 on 6/29/202017 on 3/18/202117 on 3/23/202117 on 3/24/202117 on 6/7/202117 on 3/18/202219 on 3/20/202320 on 3/28/2024

RAUM, Historic

2B1B0202020212022202320242025793161990 on 3/25/2020793161990 on 6/29/2020793161990 on 6/29/2020729063388 on 3/18/2021729063388 on 3/23/2021729063388 on 3/24/2021729063388 on 6/7/2021956046586 on 3/18/2022956459134 on 3/20/20231135228205 on 3/28/2024

No. Clients, Historic

4002000202020212022202320242025328 on 3/25/2020328 on 6/29/2020328 on 6/29/2020260 on 3/18/2021260 on 3/23/2021260 on 3/24/2021260 on 6/7/2021279 on 3/18/2022320 on 3/20/2023392 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M Company COM 257K 3K –
Abbvie Inc. COM 258K 2K –
Accenture PLC COM 343K 1K –
Adobe Systems Inc. COM 279K 503 –
AerSale Corp. COM 13M 2M –
Alphabet Inc. Cl A COM 6M 35K –
Alphabet Inc. Cl C COM 5M 25K –
Amazon.com COM 1M 7K –
American Electric Power COM 592K 7K –
Apple, Inc. COM 4M 19K –
Asure Software Inc. COM 32M 4M –
Bank of America Corp. COM 420K 11K –
Barrett Business Services COM 41M 1M –
Berkshire Hathaway Inc. Cl B COM 430K 1K –
BGC Group Inc COM 23M 3M –
Blackrock Inc. COM 256K 325 –
Broadcom Inc. COM 217K 135 –
Campbell Soup Co. COM 737K 16K –
CF Industries Holdings Inc. COM 448K 6K –
Chevron Corporation COM 3M 18K –
Clorox Co. COM 1M 8K –
Compass Minerals International, Inc. COM 155K 15K –
Consolidated Edison Inc. COM 213K 2K –
Costco Wholesale Corporation COM 250K 294 –
Direxion Financial Bull 3X Shs COM 555K 6K –
Direxion NASDAQ-100 Equal Weighted ETF COM 325K 4K –
Dow Jones Indl Average SPDR ETF COM 469K 1K –
Duke Energy Corp. COM 429K 4K –
ECN Capital Corporation COM 23M 19M –
Energy Select Sector SPDR COM 2M 19K –
Everi Holdings, Inc. COM 26M 3M –
Exxon Mobil Corp. COM 609K 5K –
Financials Select Sector SPDR COM 545K 13K –
First Busey Corp. COM 9M 389K –
First Northwest Bancorp COM 8M 780K –
FirstEnergy Corp. COM 574K 15K –
Harrow Inc. COM 57M 3M –
Healthcare Select Sector SPDR COM 642K 4K –
Highland Opportunities & Income Fund COM 374K 60K –
Home Depot Inc. COM 1M 3K –
Honeywell International Inc. COM 437K 2K –
IBEX LTD COM 868K 54K –
Imax Corporation COM 22M 1M –
Information Services Group COM 16M 5M –
International Business Machines Corp. COM 2M 13K –
Invesco QQQ Trust Series 1 COM 946K 2K –
Invesco S&P 100 Equal Weight ETF COM 851K 9K –
iShares Core MSCI Emerging Markets COM 331K 6K –
iShares Core MSCI Total Int'l Stock ETF COM 223K 3K –
iShares Core S&P 500 COM 2M 4K –
iShares Core S&P Mid Cap ETF COM 2M 40K –
iShares Core S&P Small Cap ETF COM 234K 2K –
iShares Core US Aggregate Bond ETF COM 1M 13K –
iShares Russell 1000 Index Fund ETF COM 211K 708 –
iShares Russell 2000 Index ETF COM 421K 2K –
iShares Russell 2000 Index ETF COM 41K 200 –
Jefferies Financial Group Inc. COM 38M 771K –
JM Smucker Company COM 331K 3K –
Johnson & Johnson COM 259K 2K –
JP Morgan Chase & Co. COM 23M 116K –
JP Morgan Chase Fin'l Co LLC Alerian COM 223K 8K –
Keurig Dr Pepper Inc COM 534K 16K –
KKR & Co. Inc. Cl A COM 44M 415K –
Lakeland Industries Inc. COM 26M 1M –
Lantheus Holdings Inc. COM 43M 535K –
Ligand Pharmaceuticals COM 11M 135K –
Lockheed Martin Corp. COM 411K 879 –
Mastercard Incorporated COM 1M 3K –
Merck & Co. Inc. COM 206K 2K –
Meta Platforms, Inc. COM 776K 2K –
Microsoft Corp COM 3M 7K –
Molson Coors Beverage Company COM 951K 19K –
Molson Coors Beverage Company COM 6M 120K –
Motorcar Parts of America, Inc. COM 17M 3M –
National Fuel Gas Co. COM 1M 23K –
New York Community Bancorp Inc. COM 49K 15K –
Newmont Corporation COM 502K 12K –
NextEra Energy Inc. COM 577K 8K –
Northern Trust Corporation COM 204K 2K –
Nutrien Ltd. COM 829K 16K –
Nvidia Corporation COM 552K 4K –
Palantir Technologies Inc. COM 2M 60K –
Paypal Holdings Inc. COM 2M 34K –
PayPal Holdings, Inc. COM 3M 50K –
PayPal Holdings, Inc. COM 957K 17K –
Peabody Energy Corporation COM 816K 37K –
Peabody Energy Corporation COM 3M 130K –
Pepsico, Inc. COM 782K 5K –
Perion Network Ltd. COM 15M 2M –
Perion Network Ltd COM 167K 20K –
Perion Network Ltd COM 234K 28K –
Pfizer Inc. COM 993K 36K –
Pfizer, Inc. COM 2M 69K –
Phillips 66 COM 1M 8K –
PowerFleet, Inc. COM 31M 7M –
ProShares S&P 500 Dividend Aristocrats COM 5M 48K –
Qualcomm, Inc. COM 459K 2K –
Quest Diagnostics, Inc. COM 1M 8K –
QuinStreet, Inc. COM 71M 4M –
Range Resources COM 620K 19K –
Raymond James Financial, Inc. COM 8M 63K –
RealReal Inc. COM 77K 24K –
Revance Therapeutics, Inc. COM 26K 10K –
Schwab International Equity ETF COM 1M 38K –
Schwab Strategic Tr Emerging Mkts Eqty ETF COM 230K 9K –
Secure Energy Services Inc. COM 5M 597K –
Shell PLC Spon ADS COM 651K 9K –
Shore Bancshares Inc COM 3M 246K –
SmartFinancial Inc. COM 14M 573K –
Southern Co. COM 940K 12K –
SPDR Dow Jones Industrial Average ETF Trust COM 78K 200 –
SPDR S&P MidCap 400 ETF Trust COM 206K 385 –
Standard & Poor's Depositary Receipts COM 5M 9K –
Stoneridge, Inc. COM 1M 72K –
StoneX Group Inc. COM 31M 414K –
Synovus Financial Corp. COM 14M 356K –
Target Hospitality Corp. COM 47M 5M –
Target Hospitality Corp. COM 719K 83K –
Target Hospitality Corp. COM 388K 45K –
Technology Sector SPDR COM 294K 1K –
The Trade Desk Inc. COM 248K 3K –
Thermo Fisher Scientific Inc. COM 772K 1K –
Total Energies SE COM 684K 10K –
Tractor Supply Co. COM 767K 3K –
Tronox Holdings PLC COM 18M 1M –
UnitedHealth Group COM 238K 468 –
Utilities Select Sector SPDR COM 3M 43K –
Vanguard Dividend Appreciation Indx ETF COM 4M 22K –
Vanguard FTSE All World Ex US ETF COM 621K 11K –
Vanguard Growth Indx Fd ETF COM 258K 690 –
Vanguard High Dividend Yield Index Fd ETF COM 391K 3K –
Vanguard Index Fund ETF COM 325K 1K –
Vanguard Intermediate Term Corp. Bond ETF COM 509K 6K –
Vanguard S&P 500 Indx Fd ETF COM 472K 945 –
Visa Inc. COM 623K 2K –
Visteon Corp. COM 14M 128K –
Walgreens Boots Alliance, Inc. COM 1M 85K –
Walmart, Inc. COM 433K 6K –
Waste Management COM 450K 2K –
WisdomTree CBOE S&P 500 PutWrite Strategy COM 2M 49K –
WisdomTree US Mid-Cap Div Fund COM 4M 82K –
Zebra Technologies COM 533K 2K –