CORE FINANCIAL ADVISORS
CORE FINANCIAL ADVISORS, LLC Legal Name
Adviser information for CORE FINANCIAL ADVISORS last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 445 | $141.1M |
| Non-Discretionary | 89 | $17.9M |
| Total | 534 | $159.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 212 | $58.6M |
| HNW Individuals | 45 | $100.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $164,078 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-78617 |
|---|---|
| SEC ERA File Number | 801-78617 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168839 |
| Legal Entity Identifier | None |
Principal Office
301 EAST VANDERBILT WAYSUITE 230
SAN BERNARDINO
CA
United States
Monday - Friday, 8:00 AM - 4:30PM, FRIDAY 8:00AM - 1:00PM
Tel: 909-382-4545, Fax: 909-382-4563
Websites
Chief Compliance Officer
RICHARD E. MCBURNEY
CISO
301 EAST VANDERBILT WAY
SUITE 230
SAN BERNARDINO
CA
United States
Tel:
909-382-4545
Fax:
909-382-4563
R******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOYD, ANDREW, DEVORE | Individual | – | MANAGING MEMBER | 10/2013 | 10-25% |
| BOYD, ROBERT, OWEN | Individual | – | MANAGING MEMBER & PRESIDENT | 10/2013 | > 75% |
| McBurney, Richard, Erl Michael | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |