FRIEDENTHAL FINANCIAL, LLC
Adviser information for FRIEDENTHAL FINANCIAL, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 509 | $158.4M |
| Non-Discretionary | 1 | $6.3M |
| Total | 510 | $164.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 120 | $35.5M |
| HNW Individuals | 65 | $118.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $8.6M |
| Charitable organizations | <5 | $697,142 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-78622 |
|---|---|
| SEC ERA File Number | 801-78622 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150457 |
| Legal Entity Identifier | None |
Principal Office
5000 SAGEMORE DRIVESUITE 102
MARLTON
NJ
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 856-210-6494, Fax: 856-210-1565
Chief Compliance Officer
MARK STUART FRIEDENTHAL
PRESIDENT
5000 SAGEMORE DRIVE
SUITE 102
MARLTON
NJ
United States
Tel:
856-210-6494
Fax:
856-210-1565
M***@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRIEDENTHAL, MARK | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 04/2009 | > 75% |
| WHEELER, FREDERIC | Individual | – | CHIEF INVESTMENT OFFICER | 03/2019 | 10-25% |