CLEARBRIDGE WEALTH MANAGEMENT, INC
Adviser information for CLEARBRIDGE WEALTH MANAGEMENT, INC last updated from Form ADV on March 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 217 | $275.2M |
| Non-Discretionary | 0 | $0 |
| Total | 217 | $275.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 82 | $28.9M |
| HNW Individuals | 125 | $235.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $10.3M |
| Charitable organizations | 3 | $184,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 255.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CLEARBRIDGE WRAP PROGRAM | CLEARBRIDGE WEALTH MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-78640 |
|---|---|
| SEC ERA File Number | 801-78640 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169169 |
| Legal Entity Identifier | None |
Principal Office
7000 CENTRAL PARKWAYSUITE 1650
ATLANTA
GA
United States
Monday - Friday, 9:00AM - 4:00PM
Tel: 770-350-9605, Fax: 770-350-9606
Chief Compliance Officer
J. PRESTON BYERS
PRESIDENT
7000 CENTRAL PARKWAY
SUITE 1650
ATLANTA
GA
United States
Tel:
770-350-9605
Fax:
770-350-9606
P*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BYERS, JAMES, PRESTON | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 10/2013 | > 75% |