Hedge Fund Database

BLACK MAPLE CAPITAL MANAGEMENT LP

Adviser information for BLACK MAPLE CAPITAL MANAGEMENT LP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7 $266.5M
Non-Discretionary 0 $0
Total 7 $266.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 5 $128.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $138.2M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-78645
SEC ERA File Number 801-78645
SEC CIK Numbers 1588959
SEC CRD Numbers 168385
Legal Entity Identifier 54930073VA5CIGS7CH81

Principal Office

250 EAST WISCONSIN AVENUE
SUITE 1250
MILWAUKEE
WI
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 414-294-7777, Fax: None

Websites

www.blackmaplecapital.com

Chief Compliance Officer

BENJAMIN JOSEPH EVERS
ANTI-MONEY LAUNDERING COMPLIANCE OFFICER
250 EAST WISCONSIN AVENUE
SUITE 1250
MILWAUKEE
WI
United States
Tel: 414-294-7541
(Full email address available in API data)

Regulatory Contact

ROBERT JAMES BARNARD
CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER
250 EAST WISCONSIN AVENUE
SUITE 1250
MILWAUKUEE
WI
United States
Tel: 414-294-7026
(Full email address available in API data)

Industry Affiliates

BLACK MAPLE CAPITAL SAF GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BLACK MAPLE CAPITAL PARTNERS LP Hedge Fund $111.9M $1.0M 12
BLACK MAPLE STRATEGIC ALLOCATION FUND LP Hedge Fund $26.3M $1.0M 12

Control Persons

Name Type Entity Title Since Ownership
BARNARD, ROBERT, JAMES Individual – CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER OF BLACK MAPLE CAPITAL MANAGEMENT LP 06/2013 25-50%
NIMANI, VETON Individual – CHIEF RISK OFFICER OF BLACK MAPLE CAPITAL MANAGEMENT LP 06/2013 10-25%
BARNARD, ROBERT, JAMES Individual BLACK MAPLE CAPITAL HOLDINGS LLC MANAGING MEMBER 06/2013 > 75%
ROTH, MICHAEL, ANTHONY Individual – PASSIVE LIMITED PARTNER OF BLACK MAPLE CAPITAL MANAGEMENT LP 08/2013 5-10%
BLACK MAPLE CAPITAL HOLDINGS LLC Domestic Entity – GENERAL PARTNER OF BLACK MAPLE CAPITAL MANAGEMENT LP 06/2013 5-10%
GEMOLL, BRIAN, RICHARD Individual – CHIEF FINANCIAL OFFICER OF BLACK MAPLE CAPITAL MANAGEMENT LP 01/2019 < 5%
EVERS, BENJAMIN, JOSEPH Individual – CHIEF COMPLIANCE OFFICER / ANTI-MONEY LAUNDERING COMPLIANCE OFFICER OF BLACK MAPLE CAPITAL MANAGEMENT LP 01/2019 < 5%
STARK, BRIAN, JAY Individual – PASSIVE LIMITED PARTNER OF BLACK MAPLE CAPITAL MANAGEMENT LP 07/2019 5-10%
NIMANI, VETON Individual BLACK MAPLE CAPITAL HOLDINGS LLC MEMBER 07/2019 25-50%

No. Employees, Historic

10502020202120222023202420257 on 3/27/20207 on 6/5/20207 on 8/4/20207 on 3/29/20219 on 3/28/20229 on 7/6/20228 on 3/29/20238 on 5/17/20239 on 3/26/2024

RAUM, Historic

300M150M0202020212022202320242025210510000 on 3/27/2020210510000 on 6/5/2020210510000 on 8/4/2020142441000 on 3/29/2021178508000 on 3/28/2022178508000 on 7/6/2022203752000 on 3/29/2023203752000 on 5/17/2023266495000 on 3/26/2024

No. Clients, Historic

10502020202120222023202420252 on 3/27/20202 on 6/5/20202 on 8/4/20201 on 3/29/20211 on 3/28/20221 on 7/6/20227 on 3/29/20237 on 5/17/20237 on 3/26/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
1895 BANCORP OF WIS INC COM 841K 103K –
ADOBE INC COM 278K 500 –
ADOBE INC COM 556K 1K –
ALASKA AIR GROUP INC COM 917K 23K –
ALTA EQUIPMENT GROUP INC COMMON STOCK 80K 10K –
ALTISOURCE PORTFOLIO SOLNS S REG SHS 25K 18K –
APA CORPORATION COM 7M 228K –
AVIS BUDGET GROUP COM 2M 16K –
BANC OF CALIFORNIA INC COM 7M 580K –
BANKFINANCIAL CORP COM 3M 287K –
BANNER CORP COM NEW 546K 11K –
BRISTOL-MYERS SQUIBB CO COM 664K 16K –
BURFORD CAP LTD ORD SHS 2M 179K –
CARTER BANKSHARES INC COM NEW 421K 28K –
CHESAPEAKE ENERGY CORP COM 205K 3K –
CIVITAS RESOURCES INC COM NEW 7M 95K –
COMERICA INC COM 510K 10K –
COMERICA INC COM 9M 168K –
COMMUNITY WEST BANCSHARES NE COM 447K 24K –
CONNECTONE BANCORP INC COM 200K 11K –
CONOCOPHILLIPS COM 229K 2K –
COTERRA ENERGY INC COM 667K 25K –
DIVERSIFIED HEALTHCARE TR COM SH BEN INT 319K 105K –
EOS ENERGY ENTERPRISES INC COM CL A 273K 215K –
EQT CORP COM 3M 91K –
EQUITRANS MIDSTREAM CORP COM 2M 123K –
EVANS BANCORP INC COM NEW 1000K 36K –
FINWARD BANCORP COM 659K 27K –
FIRST FINANCIAL NORTHWEST IN COM 3M 142K –
FIRST FINL CORP IND COM 258K 7K –
FREEPORT-MCMORAN INC CL B 1M 22K –
HARBORONE BANCORP INC NEW COM NEW 250K 22K –
HERITAGE COMM CORP COM 1M 145K –
HORIZON BANCORP INC COM 684K 55K –
INTEL CORP COM 465K 15K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 8K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 6M 35K –
ISHARES INC MSCI SPAIN ETF 625K 20K –
ISHARES INC MSCI STH KOR ETF 2M 31K –
ISHARES INC MSCI GERMANY ETF 1M 35K –
ISHARES INC MSCI MEXICO ETF 793K 14K –
ISHARES INC MSCI JPN ETF NEW 3M 39K –
ISHARES TR MSCI INDONIA ETF 96K 5K –
ISHARES TR MSCI INDIA ETF 279K 5K –
ISHARES TR CHINA LG-CAP ETF 1M 41K –
ISHARES TR 20 YR TR BD ETF 3M 29K –
ISHARES TR 7-10 YR TRSY BD 4M 42K –
ISHARES TR ISHS 1-5YR INVS 256K 5K –
ISHARES TR 3 7 YR TREAS BD 3M 24K –
ISHARES TR MSCI INDONIA ETF 1M 65K –
ISHARES TR MSCI INDIA ETF 1M 22K –
ISHARES TR MSCI UK ETF NEW 1M 29K –
KEYCORP COM 6M 419K –
KOSMOS ENERGY LTD COM 5M 856K –
KRANESHARES TRUST CSI CHI INTERNET 262K 10K –
LITHIUM AMERICAS ARGENTINA C COM SHS 64K 20K –
LITHIUM AMERS CORP NEW COM SHS 27K 10K –
MACYS INC COM 442K 23K –
META PLATFORMS INC CL A 1M 3K –
NEXGEN ENERGY LTD COM 175K 25K –
OLD SECOND BANCORP INC ILL COM 747K 50K –
OLINK HLDG AB SPONSORED ADS 447K 18K –
OVINTIV INC COM 1M 21K –
PERPETUA RESOURCES CORP COM 225K 43K –
PGIM SHORT DUR HIG YLD OPP F COM 199K 13K –
PROVIDENT BANCORP INC COM NEW 142K 14K –
PROVIDENT FINL HLDGS INC COM 181K 15K –
RANGE RES CORP COM 272K 8K –
REGIONS FINANCIAL CORP NEW COM 893K 45K –
RUMBLEON INC COM CL B 110K 27K –
SELECT SECTOR SPDR TR ENERGY 388K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 511K 2K –
SELECT SECTOR SPDR TR COMMUNICATION 940K 11K –
SENTINELONE INC CL A 316K 15K –
SENTINELONE INC CL A 316K 15K –
SEQUANS COMMUNICATIONS S A SPONSORED ADS 15K 30K –
SHORE BANCSHARES INC COM 476K 42K –
SIGMA LITHIUM CORPORATION COM 120K 10K –
SPDR INDEX SHS FDS EURO STOXX 50 2M 32K –
SPDR S&P 500 ETF TR TR UNIT 13M 24K –
SPDR S&P 500 ETF TR TR UNIT 21M 38K –
SPDR SER TR S&P REGL BKG 123K 3K –
SPDR SER TR S&P REGL BKG 565K 12K –
SPDR SER TR S&P METALS MNG 1M 21K –
SPDR SER TR S&P OILGAS EXP 291K 2K –
STRATASYS LTD SHS 243K 29K –
SUPERIOR DRILLING PRODS INC COM 230K 177K –
TALOS ENERGY INC COM 498K 41K –
TECK RESOURCES LTD CL B 407K 9K –
UMB FINL CORP COM 417K 5K –
UNITED STS OIL FD LP UNITS 995K 13K –
UNIVERSAL TECHNICAL INST INC COM 303K 19K –
URGENTLY INC COM 212K 123K –
WELLS FARGO CO NEW COM 713K 12K –
WESTERN ALLIANCE BANCORP COM 5M 87K –